GOODWIN DANIEL L Last Quarter Change: USA ETF, Unchanged

GOODWIN DANIEL L quarter change: USA ETF, Unchanged

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, GOODWIN DANIEL L opened 0 positions, added to 2, reduced 3, sold out of 0 and left 8 unchanged. The largest increase in value was NAD (+$613,000); the largest decrease was PROSHARES TR II (-$7,379,000).

IIM: Country of operation —; Class COM; Shares 2016-06-30 123,687; Shares 2016-09-30 123,687.
EIM: Country of operation —; Class COM; Shares 2016-06-30 84,465; Shares 2016-09-30 84,465.
PROSHARES TR: Country of operation —; Class PSHS ULSHT SP500; Shares 2016-06-30 20,000; Shares 2016-09-30 20,000.
DIREXION SHS ETF TR: Country of operation —; Class DLY S&P 500 BEAR; Shares 2016-06-30 12,000; Shares 2016-09-30 12,000.

Two Form 13F-HR filings compared (SEC CIK 1119191): 2016-06-30 (filed 2016-07-28) and 2016-09-30 (filed 2016-10-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Value 2016-06-30	Value 2016-09-30	Value change
IIM INVESCO VALUE MUN INCOME TR	COM	123,687	123,687	$2,195,000	$2,025,000	-$170,000
EIM EATON VANCE MUN BD FD	COM	84,465	84,465	$1,197,000	$1,150,000	-$47,000
PROSHARES TR CUSIP 74347B300	PSHS ULSHT SP500	20,000	20,000	$356,000	$328,000	-$28,000
DIREXION SHS ETF TR CUSIP 25459Y371	DLY S&P 500 BEAR	12,000	12,000	$167,000	$147,000	-$20,000
MYI BLACKROCK MUNIYIELD QLTY FD	COM	33,165	33,165	$519,000	$505,000	-$14,000
NZF NUVEEN ENHANCED MUN CREDIT O	COM SH BEN INT	58,109	58,109	$925,000	$914,000	-$11,000
PMM PUTNAM MANAGED MUN INCOM TR	COM	101,112	101,112	$813,000	$806,000	-$7,000
TBT PROSHARES TR	PSHS ULTSH 20YRS	9,075	9,075	$288,000	$287,000	-$1,000

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