GOODWIN DANIEL L Last Quarter Change: USA ETF, Added

GOODWIN DANIEL L quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, GOODWIN DANIEL L opened 0 positions, added to 2, reduced 3, sold out of 0 and left 8 unchanged. The largest increase in value was NAD (+$613,000); the largest decrease was PROSHARES TR II (-$7,379,000).

NAD: Country of operation —; Class COM; Shares 2016-06-30 24,698; Shares 2016-09-30 66,340.
NEA: Country of operation —; Class COM; Shares 2016-06-30 145,702; Shares 2016-09-30 150,332.

Two Form 13F-HR filings compared (SEC CIK 1119191): 2016-06-30 (filed 2016-07-28) and 2016-09-30 (filed 2016-10-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
NAD NUVEEN QUALITY MUNCP INCOME		COM	24,698	66,340	+41,642	$387,000	$1,000,000	+$613,000
NEA NUVEEN AMT FREE QLTY MUN INC		COM	145,702	150,332	+4,630	$2,186,000	$2,195,000	+$9,000

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet