FIRST QUADRANT LLC/CA quarter change: USA Stocks, Unchanged
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, FIRST QUADRANT LLC/CA opened 83 positions, added to 136, reduced 156, sold out of 46 and left 195 unchanged. The largest increase in value was PEP (+$35,975,000); the largest decrease was VZ (-$43,415,000).
- EBAY: Country of operation United States; Class COMMON; Shares 2016-06-30 454,883; Shares 2016-09-30 454,883.
- ITW: Country of operation United States; Class COMMON; Shares 2016-06-30 126,400; Shares 2016-09-30 126,400.
- ROST: Country of operation United States; Class COMMON; Shares 2016-06-30 244,000; Shares 2016-09-30 244,000.
- MA: Country of operation United States; Class COMMON; Shares 2016-06-30 128,980; Shares 2016-09-30 128,980.
Two Form 13F-HR filings compared (SEC CIK 1014736): 2016-06-30 (filed 2016-07-19) and 2016-09-30 (filed 2016-10-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| EBAY EBAY INC | United States | COMMON | 454,883 | 454,883 | 0 | $10,649,000 | $14,966,000 | +$4,317,000 |
| ITW ILLINOIS TOOL WORKS | United States | COMMON | 126,400 | 126,400 | 0 | $13,166,000 | $15,148,000 | +$1,982,000 |
| ROST ROSS STORES INC | United States | COMMON | 244,000 | 244,000 | 0 | $13,832,000 | $15,689,000 | +$1,857,000 |
| MA MASTERCARD INC A | United States | COMMON | 128,980 | 128,980 | 0 | $11,358,000 | $13,126,000 | +$1,768,000 |
| USB US BANCORP | United States | COMMON | 616,900 | 616,900 | 0 | $24,880,000 | $26,459,000 | +$1,579,000 |
| SPG SIMON PROPERTY GROUP INC | United States | REIT | 154,552 | 154,552 | 0 | $33,522,000 | $31,994,000 | -$1,528,000 |
| BALL BALL CORP | United States | COMMON | 153,000 | 153,000 | 0 | $11,060,000 | $12,538,000 | +$1,478,000 |
| UNP UNION PACIFIC CORP | United States | COMMON | 142,382 | 142,382 | 0 | $12,423,000 | $13,887,000 | +$1,464,000 |
| EW EDWARDS LIFESCIENCES CORP | United States | COMMON | 63,300 | 63,300 | 0 | $6,313,000 | $7,631,000 | +$1,318,000 |
| AAL AMERICAN AIRLINES GROUP INC | United States | COMMON | 137,800 | 137,800 | 0 | $3,901,000 | $5,045,000 | +$1,144,000 |
| UHAL AMERCO | United States | COMMON | 20,531 | 20,531 | 0 | $7,690,000 | $6,657,000 | -$1,033,000 |
| NDAQ NASDAQ INC | United States | COMMON | 336,936 | 336,936 | 0 | $21,790,000 | $22,757,000 | +$967,000 |
| QCOM QUALCOMM INC | United States | COMMON | 57,900 | 57,900 | 0 | $3,102,000 | $3,966,000 | +$864,000 |
| RGA REINSURANCE GROUP OF AMERICA | United States | COMMON | 73,261 | 73,261 | 0 | $7,106,000 | $7,908,000 | +$802,000 |
| DLTR DOLLAR TREE INC | United States | COMMON | 50,700 | 50,700 | 0 | $4,778,000 | $4,002,000 | -$776,000 |
| CSX CSX CORP | United States | COMMON | 162,600 | 162,600 | 0 | $4,241,000 | $4,959,000 | +$718,000 |
| JBL JABIL CIRCUIT INC | United States | COMMON | 204,100 | 204,100 | 0 | $3,770,000 | $4,453,000 | +$683,000 |
| BIO BIO RAD LABORATORIES A | United States | COMMON | 32,000 | 32,000 | 0 | $4,577,000 | $5,242,000 | +$665,000 |
| FDX FEDEX CORP | United States | COMMON | 28,800 | 28,800 | 0 | $4,371,000 | $5,031,000 | +$660,000 |
| UNF UNIFIRST CORP MA | United States | COMMON | 36,950 | 36,950 | 0 | $4,276,000 | $4,872,000 | +$596,000 |
| ZBRA ZEBRA TECHNOLOGIES CORP CL A | United States | COMMON | 22,600 | 22,600 | 0 | $1,132,000 | $1,573,000 | +$441,000 |
| MSI MOTOROLA SOLUTIONS INC | United States | COMMON | 41,626 | 41,626 | 0 | $2,746,000 | $3,175,000 | +$429,000 |
| DAL DELTA AIR LINES INC | United States | COMMON | 141,882 | 141,882 | 0 | $5,169,000 | $5,584,000 | +$415,000 |
| CHTR CHARTER COMMUNICATIONS INC A | United States | COMMON | 9,171 | 9,171 | 0 | $2,097,000 | $2,476,000 | +$379,000 |
| FN FABRINET | COMMON | 48,200 | 48,200 | 0 | $1,789,000 | $2,149,000 | +$360,000 | |
| MTX MINERALS TECHNOLOGIES INC | United States | COMMON | 25,200 | 25,200 | 0 | $1,431,000 | $1,781,000 | +$350,000 |
| FSLR FIRST SOLAR INC | United States | COMMON | 38,900 | 38,900 | 0 | $1,886,000 | $1,536,000 | -$350,000 |
| AAP ADVANCE AUTO PARTS INC | United States | COMMON | 27,600 | 27,600 | 0 | $4,461,000 | $4,116,000 | -$345,000 |
| WAL WESTERN ALLIANCE BANCORP | United States | COMMON | 69,700 | 69,700 | 0 | $2,276,000 | $2,617,000 | +$341,000 |
| EXPO EXPONENT INC | United States | COMMON | 44,000 | 44,000 | 0 | $2,570,000 | $2,247,000 | -$323,000 |
| SEIC SEI INVESTMENTS COMPANY | United States | COMMON | 128,000 | 128,000 | 0 | $6,158,000 | $5,838,000 | -$320,000 |
| ODFL OLD DOMINION FREIGHT LINE | United States | COMMON | 33,350 | 33,350 | 0 | $2,011,000 | $2,288,000 | +$277,000 |
| IP INTERNATIONAL PAPER CO | United States | COMMON | 49,100 | 49,100 | 0 | $2,081,000 | $2,356,000 | +$275,000 |
| FITB FIFTH THIRD BANCORP | United States | COMMON | 88,500 | 88,500 | 0 | $1,557,000 | $1,811,000 | +$254,000 |
| USNA USANA HEALTH SCIENCES INC | United States | COMMON | 9,300 | 9,300 | 0 | $1,036,000 | $1,287,000 | +$251,000 |
| ACGL ARCH CAPITAL GROUP LTD | COMMON | 28,417 | 28,417 | 0 | $2,046,000 | $2,252,000 | +$206,000 | |
| OIS OIL STATES INTERNATIONAL INC | United States | COMMON | 155,100 | 155,100 | 0 | $5,100,000 | $4,897,000 | -$203,000 |
| ISRG INTUITIVE SURGICAL INC | United States | COMMON | 3,200 | 3,200 | 0 | $2,117,000 | $2,319,000 | +$202,000 |
| CATY CATHAY GENERAL BANCORP | United States | COMMON | 78,300 | 78,300 | 0 | $2,208,000 | $2,410,000 | +$202,000 |
| RL RALPH LAUREN CORP | United States | COMMON | 16,600 | 16,600 | 0 | $1,488,000 | $1,679,000 | +$191,000 |
| STT STATE STREET CORP | United States | COMMON | 11,800 | 11,800 | 0 | $636,000 | $822,000 | +$186,000 |
| AIZ ASSURANT INC | United States | COMMON | 31,165 | 31,165 | 0 | $2,690,000 | $2,875,000 | +$185,000 |
| OSK OSHKOSH CORP | United States | COMMON | 21,300 | 21,300 | 0 | $1,016,000 | $1,193,000 | +$177,000 |
| UCB UNITED COMMUNITY BANKS GA | United States | COMMON | 63,600 | 63,600 | 0 | $1,163,000 | $1,337,000 | +$174,000 |
| AYI ACUITY BRANDS INC | United States | COMMON | 10,400 | 10,400 | 0 | $2,579,000 | $2,752,000 | +$173,000 |
| TYL TYLER TECHNOLOGIES INC | United States | COMMON | 37,300 | 37,300 | 0 | $6,218,000 | $6,387,000 | +$169,000 |
| CRL CHARLES RIVER LABORATORIES | United States | COMMON | 188,143 | 188,143 | 0 | $15,511,000 | $15,680,000 | +$169,000 |
| UAL UNITED CONTINENTAL HOLDINGS | United States | COMMON | 14,575 | 14,575 | 0 | $598,000 | $765,000 | +$167,000 |
| ALGT ALLEGIANT TRAVEL CO | United States | COMMON | 8,500 | 8,500 | 0 | $1,288,000 | $1,123,000 | -$165,000 |
| KIM KIMCO REALTY CORP | United States | REIT | 55,200 | 55,200 | 0 | $1,732,000 | $1,598,000 | -$134,000 |
| ADBE ADOBE SYSTEMS INC | United States | COMMON | 10,400 | 10,400 | 0 | $996,000 | $1,129,000 | +$133,000 |
| RNR RENAISSANCERE HOLDINGS LTD | COMMON | 48,300 | 48,300 | 0 | $5,672,000 | $5,804,000 | +$132,000 | |
| ELV ANTHEM INC | United States | COMMON | 21,722 | 21,722 | 0 | $2,853,000 | $2,722,000 | -$131,000 |
| JACK JACK IN THE BOX INC | United States | COMMON | 13,000 | 13,000 | 0 | $1,117,000 | $1,247,000 | +$130,000 |
| ABT ABBOTT LABORATORIES | United States | COMMON | 42,900 | 42,900 | 0 | $1,686,000 | $1,814,000 | +$128,000 |
| AGCO AGCO CORP | United States | COMMON | 55,118 | 55,118 | 0 | $2,598,000 | $2,718,000 | +$120,000 |
| ADSK AUTODESK INC | United States | COMMON | 6,400 | 6,400 | 0 | $346,000 | $463,000 | +$117,000 |
| COF CAPITAL ONE FINANCIAL CORP | United States | COMMON | 13,900 | 13,900 | 0 | $883,000 | $998,000 | +$115,000 |
| SEB SEABOARD CORP | United States | COMMON | 200 | 200 | 0 | $574,000 | $688,000 | +$114,000 |
| NWSA NEWS CORP CLASS A | United States | COMMON | 41,836 | 41,836 | 0 | $475,000 | $585,000 | +$110,000 |
| TRV TRAVELERS COS INC THE | United States | COMMON | 24,000 | 24,000 | 0 | $2,857,000 | $2,749,000 | -$108,000 |
| MOGA MOOG INC CLASS A | United States | COMMON | 18,850 | 18,850 | 0 | $1,016,000 | $1,122,000 | +$106,000 |
| AWK AMERICAN WATER WORKS CO INC | United States | COMMON | 10,900 | 10,900 | 0 | $921,000 | $816,000 | -$105,000 |
| OKE ONEOK INC | United States | COMMON | 24,900 | 24,900 | 0 | $1,182,000 | $1,280,000 | +$98,000 |
| BHE BENCHMARK ELECTRONICS INC | United States | COMMON | 24,500 | 24,500 | 0 | $518,000 | $611,000 | +$93,000 |
| R RYDER SYSTEM INC | United States | COMMON | 18,600 | 18,600 | 0 | $1,137,000 | $1,227,000 | +$90,000 |
| ARW ARROW ELECTRONICS INC | United States | COMMON | 42,400 | 42,400 | 0 | $2,625,000 | $2,712,000 | +$87,000 |
| ATNI ATN INTERNATIONAL INC | United States | COMMON | 6,800 | 6,800 | 0 | $529,000 | $442,000 | -$87,000 |
| HAE HAEMONETICS CORP MASS | United States | COMMON | 11,800 | 11,800 | 0 | $342,000 | $427,000 | +$85,000 |
| RF REGIONS FINANCIAL CORP | United States | COMMON | 60,900 | 60,900 | 0 | $518,000 | $601,000 | +$83,000 |
| BFH ALLIANCE DATA SYSTEMS CORP | United States | COMMON | 4,400 | 4,400 | 0 | $862,000 | $944,000 | +$82,000 |
| ANIK ANIKA THERAPEUTICS INC | United States | COMMON | 13,400 | 13,400 | 0 | $719,000 | $641,000 | -$78,000 |
| MRC MRC GLOBAL INC | United States | COMMON | 35,300 | 35,300 | 0 | $502,000 | $580,000 | +$78,000 |
| OGS ONE GAS INC | United States | COMMON | 16,450 | 16,450 | 0 | $1,095,000 | $1,017,000 | -$78,000 |
| KMX CARMAX INC | United States | COMMON | 18,000 | 18,000 | 0 | $883,000 | $960,000 | +$77,000 |
| CMG CHIPOTLE MEXICAN GRILL INC | United States | COMMON | 3,700 | 3,700 | 0 | $1,490,000 | $1,567,000 | +$77,000 |
| HSIC HENRY SCHEIN INC | United States | COMMON | 5,500 | 5,500 | 0 | $972,000 | $896,000 | -$76,000 |
| F FORD MOTOR CO | United States | COMMON | 150,000 | 150,000 | 0 | $1,886,000 | $1,811,000 | -$75,000 |
| ACHC ACADIA HEALTHCARE CO INC | United States | COMMON | 12,800 | 12,800 | 0 | $709,000 | $634,000 | -$75,000 |
| PTC PTC INC | United States | COMMON | 10,700 | 10,700 | 0 | $402,000 | $474,000 | +$72,000 |
| EME EMCOR GROUP INC | United States | COMMON | 6,900 | 6,900 | 0 | $340,000 | $411,000 | +$71,000 |
| LKQ LKQ CORP | United States | COMMON | 18,600 | 18,600 | 0 | $590,000 | $660,000 | +$70,000 |
| AGO ASSURED GUARANTY LTD | COMMON | 29,400 | 29,400 | 0 | $746,000 | $816,000 | +$70,000 | |
| TJX TJX COMPANIES INC | United States | COMMON | 28,200 | 28,200 | 0 | $2,178,000 | $2,109,000 | -$69,000 |
| UNM UNUM GROUP | United States | COMMON | 18,600 | 18,600 | 0 | $591,000 | $657,000 | +$66,000 |
| PLXS PLEXUS CORP | United States | COMMON | 18,000 | 18,000 | 0 | $778,000 | $842,000 | +$64,000 |
| WBS WEBSTER FINANCIAL CORP | United States | COMMON | 14,400 | 14,400 | 0 | $489,000 | $547,000 | +$58,000 |
| DUK DUKE ENERGY CORP | United States | COMMON | 9,466 | 9,466 | 0 | $812,000 | $758,000 | -$54,000 |
| HAFC HANMI FINANCIAL CORPORATION | United States | COMMON | 18,800 | 18,800 | 0 | $442,000 | $495,000 | +$53,000 |
| PRU PRUDENTIAL FINANCIAL INC | United States | COMMON | 4,300 | 4,300 | 0 | $307,000 | $351,000 | +$44,000 |
| EQIX EQUINIX INC | United States | REIT | 1,605 | 1,605 | 0 | $622,000 | $578,000 | -$44,000 |
| ACM AECOM | United States | COMMON | 20,800 | 20,800 | 0 | $661,000 | $618,000 | -$43,000 |
| CBRE CBRE GROUP INC A | United States | COMMON | 26,000 | 26,000 | 0 | $688,000 | $727,000 | +$39,000 |
| DOV DOVER CORP | United States | COMMON | 8,700 | 8,700 | 0 | $603,000 | $641,000 | +$38,000 |
| CAKE CHEESECAKE FACTORY INC THE | United States | COMMON | 19,500 | 19,500 | 0 | $939,000 | $976,000 | +$37,000 |
| PCG P G E CORP | United States | COMMON | 13,000 | 13,000 | 0 | $831,000 | $795,000 | -$36,000 |
| ABG ASBURY AUTOMOTIVE GROUP | United States | COMMON | 12,100 | 12,100 | 0 | $638,000 | $674,000 | +$36,000 |
| NEE NEXTERA ENERGY INC | United States | COMMON | 4,335 | 4,335 | 0 | $565,000 | $530,000 | -$35,000 |
| AWI ARMSTRONG WORLD INDUSTRIES | United States | COMMON | 15,600 | 15,600 | 0 | $611,000 | $645,000 | +$34,000 |
| BELFB BEL FUSE INC CL B | United States | COMMON | 5,300 | 5,300 | 0 | $94,000 | $128,000 | +$34,000 |
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