FIRST QUADRANT LLC/CA current holdings: USA Stocks
FIRST QUADRANT LLC/CA reported $3.90 billion in share positions in stocks (listed in the US), 570 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are AAPL, XOMXXXX, BRKB.
- AAPL: Country of operation United States; Class COMMON; Shares 932,131; Value $105,377,000.
- XOMXXXX: Country of operation —; Class COMMON; Shares 971,169; Value $84,764,000.
- BRKB: Country of operation —; Class COMMON; Shares 484,150; Value $69,945,000.
- MSFT: Country of operation United States; Class COMMON; Shares 1,162,703; Value $66,972,000.
Form 13F-HR as filed (SEC CIK 1014736): quarter ended 2016-09-30, filed 2016-10-19. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| AAPL APPLE INC | United States | COMMON | 932,131 | $105,377,000 | 2.70% | 2016-09-30 | 2016-10-19 | |
| XOMXXXX EXXON MOBIL CORP | COMMON | 971,169 | $84,764,000 | 2.17% | 2016-09-30 | 2016-10-19 | ||
| BRKB BERKSHIRE HATHAWAY INC CL B | COMMON | 484,150 | $69,945,000 | 1.79% | 2016-09-30 | 2016-10-19 | ||
| MSFT MICROSOFT CORP | United States | COMMON | 1,162,703 | $66,972,000 | 1.72% | 2016-09-30 | 2016-10-19 | +783.61% |
| AMGN AMGEN INC | United States | COMMON | 347,593 | $57,982,000 | 1.49% | 2016-09-30 | 2016-10-19 | +153.97% |
| CSCO CISCO SYSTEMS INC | United States | COMMON | 1,721,009 | $54,590,000 | 1.40% | 2016-09-30 | 2016-10-19 | +237.14% |
| JNJ JOHNSON JOHNSON | United States | COMMON | 448,347 | $52,963,000 | 1.36% | 2016-09-30 | 2016-10-19 | +126.50% |
| HD HOME DEPOT INC | United States | COMMON | 400,577 | $51,546,000 | 1.32% | 2016-09-30 | 2016-10-19 | +123.84% |
| WMT WAL MART STORES INC | United States | COMMON | 636,347 | $45,893,000 | 1.18% | 2016-09-30 | 2016-10-19 | +344.26% |
| WFC WELLS FARGO CO | United States | COMMON | 1,017,116 | $45,038,000 | 1.15% | 2016-09-30 | 2016-10-19 | +81.75% |
| PEP PEPSICO INC | United States | COMMON | 403,484 | $43,887,000 | 1.12% | 2016-09-30 | 2016-10-19 | +18.31% |
| GOOG ALPHABET INC CL C | United States | COMMON | 51,578 | $40,091,000 | 1.03% | 2016-09-30 | 2016-10-19 | +768.04% |
| VZ VERIZON COMMUNICATIONS INC | United States | COMMON | 760,116 | $39,511,000 | 1.01% | 2016-09-30 | 2016-10-19 | -11.54% |
| JPM JPMORGAN CHASE CO | United States | COMMON | 546,826 | $36,413,000 | 0.93% | 2016-09-30 | 2016-10-19 | +403.05% |
| GOOGL ALPHABET INC CL A | United States | COMMON | 44,395 | $35,696,000 | 0.91% | 2016-09-30 | 2016-10-19 | +748.06% |
| ORCL ORACLE CORP | United States | COMMON | 877,305 | $34,461,000 | 0.88% | 2016-09-30 | 2016-10-19 | +250.79% |
| COST COSTCO WHOLESALE CORP | United States | COMMON | 222,131 | $33,877,000 | 0.87% | 2016-09-30 | 2016-10-19 | +506.25% |
| MRK MERCK CO INC | United States | COMMON | 529,346 | $33,036,000 | 0.85% | 2016-09-30 | 2016-10-19 | +150.68% |
| MCK MCKESSON CORP | United States | COMMON | 198,008 | $33,018,000 | 0.85% | 2016-09-30 | 2016-10-19 | +418.63% |
| TXN TEXAS INSTRUMENTS INC | United States | COMMON | 465,592 | $32,675,000 | 0.84% | 2016-09-30 | 2016-10-19 | +301.38% |
| UHS UNIVERSAL HEALTH SERVICES B | United States | COMMON | 259,819 | $32,015,000 | 0.82% | 2016-09-30 | 2016-10-19 | +42.61% |
| SPG SIMON PROPERTY GROUP INC | United States | REIT | 154,552 | $31,994,000 | 0.82% | 2016-09-30 | 2016-10-19 | -1.32% |
| UPS UNITED PARCEL SERVICE CL B | United States | COMMON | 284,996 | $31,167,000 | 0.80% | 2016-09-30 | 2016-10-19 | -14.11% |
| BAX BAXTER INTERNATIONAL INC | United States | COMMON | 651,414 | $31,007,000 | 0.79% | 2016-09-30 | 2016-10-19 | -50.67% |
| META FACEBOOK INC A | United States | COMMON | 241,642 | $30,995,000 | 0.79% | 2016-09-30 | 2016-10-19 | +475.96% |
| ALL ALLSTATE CORP | United States | COMMON | 433,031 | $29,957,000 | 0.77% | 2016-09-30 | 2016-10-19 | +225.85% |
| AMZN AMAZON COM INC | United States | COMMON | 35,767 | $29,948,000 | 0.77% | 2016-09-30 | 2016-10-19 | +489.13% |
| SYY SYSCO CORP | United States | COMMON | 591,258 | $28,978,000 | 0.74% | 2016-09-30 | 2016-10-19 | +60.15% |
| PKG PACKAGING CORP OF AMERICA | United States | COMMON | 350,965 | $28,519,000 | 0.73% | 2016-09-30 | 2016-10-19 | +187.08% |
| LEA LEAR CORP | United States | COMMON | 235,025 | $28,490,000 | 0.73% | 2016-09-30 | 2016-10-19 | -1.57% |
| TDC TERADATA CORP | United States | COMMON | 902,029 | $27,963,000 | 0.72% | 2016-09-30 | 2016-10-19 | -7.45% |
| VLO VALERO ENERGY CORP | United States | COMMON | 526,333 | $27,896,000 | 0.72% | 2016-09-30 | 2016-10-19 | +631.55% |
| SNPS SYNOPSYS INC | United States | COMMON | 469,710 | $27,877,000 | 0.71% | 2016-09-30 | 2016-10-19 | +599.39% |
| APD AIR PRODUCTS CHEMICALS INC | United States | COMMON | 180,824 | $27,185,000 | 0.70% | 2016-09-30 | 2016-10-19 | +100.76% |
| DIS WALT DISNEY CO THE | United States | COMMON | 292,434 | $27,155,000 | 0.70% | 2016-09-30 | 2016-10-19 | +13.51% |
| AEP AMERICAN ELECTRIC POWER | United States | COMMON | 421,328 | $27,053,000 | 0.69% | 2016-09-30 | 2016-10-19 | +85.80% |
| A AGILENT TECHNOLOGIES INC | United States | COMMON | 570,371 | $26,859,000 | 0.69% | 2016-09-30 | 2016-10-19 | +271.69% |
| USB US BANCORP | United States | COMMON | 616,900 | $26,459,000 | 0.68% | 2016-09-30 | 2016-10-19 | +35.56% |
| LSTR LANDSTAR SYSTEM INC | United States | COMMON | 385,819 | $26,267,000 | 0.67% | 2016-09-30 | 2016-10-19 | +147.39% |
| KR KROGER CO | United States | COMMON | 881,952 | $26,176,000 | 0.67% | 2016-09-30 | 2016-10-19 | +104.82% |
| CLX CLOROX COMPANY | United States | COMMON | 208,857 | $26,145,000 | 0.67% | 2016-09-30 | 2016-10-19 | -34.81% |
| WKC WORLD FUEL SERVICES CORP | United States | COMMON | 558,833 | $25,852,000 | 0.66% | 2016-09-30 | 2016-10-19 | -22.52% |
| NOC NORTHROP GRUMMAN CORP | United States | COMMON | 120,611 | $25,805,000 | 0.66% | 2016-09-30 | 2016-10-19 | +135.85% |
| HCA HCA HOLDINGS INC | United States | COMMON | 339,121 | $25,648,000 | 0.66% | 2016-09-30 | 2016-10-19 | +470.71% |
| HLF HERBALIFE LTD | COMMON | 401,960 | $24,918,000 | 0.64% | 2016-09-30 | 2016-10-19 | -59.87% | |
| CVX CHEVRON CORP | United States | COMMON | 241,482 | $24,853,000 | 0.64% | 2016-09-30 | 2016-10-19 | +98.58% |
| OII OCEANEERING INTL INC | United States | COMMON | 885,602 | $24,363,000 | 0.62% | 2016-09-30 | 2016-10-19 | — split 2020-03-09, ratio not on file |
| CHD CHURCH DWIGHT CO INC | United States | COMMON | 502,291 | $24,070,000 | 0.62% | 2016-09-30 | 2016-10-19 | +98.14% |
| JBLU JETBLUE AIRWAYS CORP | United States | COMMON | 1,361,784 | $23,477,000 | 0.60% | 2016-09-30 | 2016-10-19 | -75.17% |
| V VISA INC CLASS A SHARES | United States | COMMON | 281,412 | $23,273,000 | 0.60% | 2016-09-30 | 2016-10-19 | +342.42% |
| PG PROCTER GAMBLE CO THE | United States | COMMON | 259,285 | $23,271,000 | 0.60% | 2016-09-30 | 2016-10-19 | +65.26% |
| GNTX GENTEX CORP | United States | COMMON | 1,322,432 | $23,222,000 | 0.60% | 2016-09-30 | 2016-10-19 | +26.03% |
| AKAM AKAMAI TECHNOLOGIES INC | United States | COMMON | 438,126 | $23,216,000 | 0.60% | 2016-09-30 | 2016-10-19 | +104.66% |
| FFIV F5 NETWORKS INC | United States | COMMON | 184,021 | $22,936,000 | 0.59% | 2016-09-30 | 2016-10-19 | +251.47% |
| NDAQ NASDAQ INC | United States | COMMON | 336,936 | $22,757,000 | 0.58% | 2016-09-30 | 2016-10-19 | +308.04% |
| LUV SOUTHWEST AIRLINES CO | United States | COMMON | 579,530 | $22,538,000 | 0.58% | 2016-09-30 | 2016-10-19 | +8.20% |
| DRI DARDEN RESTAURANTS INC | United States | COMMON | 363,344 | $22,280,000 | 0.57% | 2016-09-30 | 2016-10-19 | +218.18% |
| H HYATT HOTELS CORP CL A | United States | COMMON | 452,055 | $22,250,000 | 0.57% | 2016-09-30 | 2016-10-19 | +229.15% |
| AVY AVERY DENNISON CORP | United States | COMMON | 284,703 | $22,147,000 | 0.57% | 2016-09-30 | 2016-10-19 | +119.54% |
| CSL CARLISLE COS INC | United States | COMMON | 212,740 | $21,821,000 | 0.56% | 2016-09-30 | 2016-10-19 | +217.50% |
| T AT T INC | United States | COMMON | 533,486 | $21,665,000 | 0.56% | 2016-09-30 | 2016-10-19 | -20.18% |
| SNA SNAP ON INC | United States | COMMON | 138,917 | $21,110,000 | 0.54% | 2016-09-30 | 2016-10-19 | +141.56% |
| COR AMERISOURCEBERGEN CORP | United States | COMMON | 260,543 | $21,047,000 | 0.54% | 2016-09-30 | 2016-10-19 | +280.79% |
| HII HUNTINGTON INGALLS INDUSTRIE | United States | COMMON | 137,127 | $21,038,000 | 0.54% | 2016-09-30 | 2016-10-19 | +69.23% |
| PGR PROGRESSIVE CORP | United States | COMMON | 659,575 | $20,777,000 | 0.53% | 2016-09-30 | 2016-10-19 | +568.32% |
| CFR CULLEN FROST BANKERS INC | United States | COMMON | 267,790 | $19,265,000 | 0.49% | 2016-09-30 | 2016-10-19 | +114.36% |
| FISV FISERV INC | United States | COMMON | 192,433 | $19,141,000 | 0.49% | 2016-09-30 | 2016-10-19 | — split 2025-10-29, ratio not on file |
| AVT AVNET INC | United States | COMMON | 462,769 | $19,001,000 | 0.49% | 2016-09-30 | 2016-10-19 | +149.63% |
| CL COLGATE PALMOLIVE CO | United States | COMMON | 253,694 | $18,809,000 | 0.48% | 2016-09-30 | 2016-10-19 | +16.62% |
| CMCSA COMCAST CORP CLASS A | United States | COMMON | 283,271 | $18,792,000 | 0.48% | 2016-09-30 | 2016-10-19 | -30.52% |
| UTHR UNITED THERAPEUTICS CORP | United States | COMMON | 158,256 | $18,687,000 | 0.48% | 2016-09-30 | 2016-10-19 | +307.75% |
| GPC GENUINE PARTS CO | United States | COMMON | 182,255 | $18,308,000 | 0.47% | 2016-09-30 | 2016-10-19 | +26.38% |
| STLD STEEL DYNAMICS INC | United States | COMMON | 729,114 | $18,221,000 | 0.47% | 2016-09-30 | 2016-10-19 | +787.96% |
| TSN TYSON FOODS INC CL A | United States | COMMON | 240,744 | $17,976,000 | 0.46% | 2016-09-30 | 2016-10-19 | -31.73% |
| MSM MSC INDUSTRIAL DIRECT CO A | United States | COMMON | 244,254 | $17,931,000 | 0.46% | 2016-09-30 | 2016-10-19 | +69.66% |
| TMO THERMO FISHER SCIENTIFIC INC | United States | COMMON | 111,710 | $17,769,000 | 0.46% | 2016-09-30 | 2016-10-19 | +327.27% |
| LLY ELI LILLY CO | United States | COMMON | 219,511 | $17,618,000 | 0.45% | 2016-09-30 | 2016-10-19 | +1375.99% |
| LOW LOWE S COS INC | United States | COMMON | 233,235 | $16,842,000 | 0.43% | 2016-09-30 | 2016-10-19 | +159.33% |
| TFX TELEFLEX INC | United States | COMMON | 98,494 | $16,552,000 | 0.42% | 2016-09-30 | 2016-10-19 | -24.83% |
| UNH UNITEDHEALTH GROUP INC | United States | COMMON | 117,995 | $16,519,000 | 0.42% | 2016-09-30 | 2016-10-19 | +167.81% |
| CPB CAMPBELL SOUP CO | United States | COMMON | 300,010 | $16,411,000 | 0.42% | 2016-09-30 | 2016-10-19 | -63.02% |
| PFE PFIZER INC | United States | COMMON | 474,575 | $16,074,000 | 0.41% | 2016-09-30 | 2016-10-19 | -10.63% |
| BAC BANK OF AMERICA CORP | United States | COMMON | 1,016,492 | $15,908,000 | 0.41% | 2016-09-30 | 2016-10-19 | +251.18% |
| ALK ALASKA AIR GROUP INC | United States | COMMON | 239,021 | $15,742,000 | 0.40% | 2016-09-30 | 2016-10-19 | -39.37% |
| ROST ROSS STORES INC | United States | COMMON | 244,000 | $15,689,000 | 0.40% | 2016-09-30 | 2016-10-19 | +264.54% |
| CRL CHARLES RIVER LABORATORIES | United States | COMMON | 188,143 | $15,680,000 | 0.40% | 2016-09-30 | 2016-10-19 | +255.12% |
| WRB WR BERKLEY CORP | United States | COMMON | 270,913 | $15,648,000 | 0.40% | 2016-09-30 | 2016-10-19 | +298.62% |
| AFL AFLAC INC | United States | COMMON | 217,256 | $15,614,000 | 0.40% | 2016-09-30 | 2016-10-19 | +216.25% |
| AFG AMERICAN FINANCIAL GROUP INC | United States | COMMON | 207,953 | $15,596,000 | 0.40% | 2016-09-30 | 2016-10-19 | +84.61% |
| CE CELANESE CORP SERIES A | United States | COMMON | 231,625 | $15,417,000 | 0.40% | 2016-09-30 | 2016-10-19 | -32.63% |
| EOG EOG RESOURCES INC | United States | COMMON | 157,439 | $15,226,000 | 0.39% | 2016-09-30 | 2016-10-19 | +44.41% |
| HPQ HP INC | United States | COMMON | 978,742 | $15,200,000 | 0.39% | 2016-09-30 | 2016-10-19 | +97.88% |
| ITW ILLINOIS TOOL WORKS | United States | COMMON | 126,400 | $15,148,000 | 0.39% | 2016-09-30 | 2016-10-19 | +122.86% |
| IBM INTL BUSINESS MACHINES CORP | United States | COMMON | 94,949 | $15,083,000 | 0.39% | 2016-09-30 | 2016-10-19 | +44.86% |
| EBAY EBAY INC | United States | COMMON | 454,883 | $14,966,000 | 0.38% | 2016-09-30 | 2016-10-19 | +219.79% |
| GPK GRAPHIC PACKAGING HOLDING CO | United States | COMMON | 1,065,175 | $14,902,000 | 0.38% | 2016-09-30 | 2016-10-19 | -34.17% |
| CBT CABOT CORP | United States | COMMON | 283,407 | $14,853,000 | 0.38% | 2016-09-30 | 2016-10-19 | +48.37% |
| BIIB BIOGEN INC | United States | COMMON | 47,084 | $14,739,000 | 0.38% | 2016-09-30 | 2016-10-19 | -27.46% |
| PH PARKER HANNIFIN CORP | United States | COMMON | 115,815 | $14,538,000 | 0.37% | 2016-09-30 | 2016-10-19 | +673.02% |
| URBN URBAN OUTFITTERS INC | United States | COMMON | 419,737 | $14,489,000 | 0.37% | 2016-09-30 | 2016-10-19 | +119.12% |
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|---|---|---|
| Not available yet | |||