FIRST QUADRANT LLC/CA quarter change: USA Stocks, Reduced
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, FIRST QUADRANT LLC/CA opened 83 positions, added to 136, reduced 156, sold out of 46 and left 195 unchanged. The largest increase in value was PEP (+$35,975,000); the largest decrease was VZ (-$43,415,000).
- VZ: Country of operation United States; Class COMMON; Shares 2016-06-30 1,485,057; Shares 2016-09-30 760,116.
- SLB: Country of operation —; Class COMMON; Shares 2016-06-30 588,347; Shares 2016-09-30 160,929.
- JNJ: Country of operation United States; Class COMMON; Shares 2016-06-30 698,440; Shares 2016-09-30 448,347.
- INTU: Country of operation United States; Class COMMON; Shares 2016-06-30 245,200; Shares 2016-09-30 13,935.
Two Form 13F-HR filings compared (SEC CIK 1014736): 2016-06-30 (filed 2016-07-19) and 2016-09-30 (filed 2016-10-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| VZ VERIZON COMMUNICATIONS INC | United States | COMMON | 1,485,057 | 760,116 | -724,941 | $82,926,000 | $39,511,000 | -$43,415,000 |
| SLB SCHLUMBERGER LTD | COMMON | 588,347 | 160,929 | -427,418 | $46,526,000 | $12,655,000 | -$33,871,000 | |
| JNJ JOHNSON JOHNSON | United States | COMMON | 698,440 | 448,347 | -250,093 | $84,721,000 | $52,963,000 | -$31,758,000 |
| INTU INTUIT INC | United States | COMMON | 245,200 | 13,935 | -231,265 | $27,367,000 | $1,533,000 | -$25,834,000 |
| RS RELIANCE STEEL ALUMINUM | United States | COMMON | 345,394 | 29,492 | -315,902 | $26,561,000 | $2,124,000 | -$24,437,000 |
| PNC PNC FINANCIAL SERVICES GROUP | United States | COMMON | 338,226 | 45,626 | -292,600 | $27,528,000 | $4,110,000 | -$23,418,000 |
| WFC WELLS FARGO CO | United States | COMMON | 1,386,024 | 1,017,116 | -368,908 | $65,601,000 | $45,038,000 | -$20,563,000 |
| LOW LOWE S COS INC | United States | COMMON | 455,000 | 233,235 | -221,765 | $36,022,000 | $16,842,000 | -$19,180,000 |
| PG PROCTER GAMBLE CO THE | United States | COMMON | 494,127 | 259,285 | -234,842 | $41,838,000 | $23,271,000 | -$18,567,000 |
| CYH COMMUNITY HEALTH SYSTEMS INC | United States | COMMON | 1,606,700 | 128,254 | -1,478,446 | $19,361,000 | $1,480,000 | -$17,881,000 |
| MO ALTRIA GROUP INC | United States | COMMON | 370,898 | 137,354 | -233,544 | $25,577,000 | $8,685,000 | -$16,892,000 |
| MRK MERCK CO INC | United States | COMMON | 859,949 | 529,346 | -330,603 | $49,542,000 | $33,036,000 | -$16,506,000 |
| PEG PUBLIC SERVICE ENTERPRISE GP | United States | COMMON | 378,600 | 53,801 | -324,799 | $17,647,000 | $2,253,000 | -$15,394,000 |
| BA BOEING CO THE | United States | COMMON | 133,200 | 14,600 | -118,600 | $17,299,000 | $1,923,000 | -$15,376,000 |
| TSN TYSON FOODS INC CL A | United States | COMMON | 470,365 | 240,744 | -229,621 | $31,416,000 | $17,976,000 | -$13,440,000 |
| YUM YUM BRANDS INC | United States | COMMON | 161,504 | 1,000 | -160,504 | $13,392,000 | $91,000 | -$13,301,000 |
| NOC NORTHROP GRUMMAN CORP | United States | COMMON | 174,595 | 120,611 | -53,984 | $38,809,000 | $25,805,000 | -$13,004,000 |
| EXPD EXPEDITORS INTL WASH INC | United States | COMMON | 301,900 | 43,456 | -258,444 | $14,805,000 | $2,239,000 | -$12,566,000 |
| WSO WATSCO INC | United States | COMMON | 88,700 | 800 | -87,900 | $12,479,000 | $113,000 | -$12,366,000 |
| WM WASTE MANAGEMENT INC | United States | COMMON | 213,704 | 31,661 | -182,043 | $14,162,000 | $2,019,000 | -$12,143,000 |
| WDC WESTERN DIGITAL CORP | United States | COMMON | 342,628 | 70,790 | -271,838 | $16,193,000 | $4,139,000 | -$12,054,000 |
| KEY KEYCORP | United States | COMMON | 1,046,000 | 4,000 | -1,042,000 | $11,558,000 | $49,000 | -$11,509,000 |
| NSC NORFOLK SOUTHERN CORP | United States | COMMON | 269,500 | 118,500 | -151,000 | $22,943,000 | $11,502,000 | -$11,441,000 |
| HAS HASBRO INC | United States | COMMON | 136,000 | 1,300 | -134,700 | $11,423,000 | $103,000 | -$11,320,000 |
| JPM JPMORGAN CHASE CO | United States | COMMON | 767,963 | 546,826 | -221,137 | $47,721,000 | $36,413,000 | -$11,308,000 |
| XOMXXXX EXXON MOBIL CORP | COMMON | 1,018,048 | 971,169 | -46,879 | $95,432,000 | $84,764,000 | -$10,668,000 | |
| LUV SOUTHWEST AIRLINES CO | United States | COMMON | 838,500 | 579,530 | -258,970 | $32,878,000 | $22,538,000 | -$10,340,000 |
| SFM SPROUTS FARMERS MARKET INC | United States | COMMON | 449,400 | 6,800 | -442,600 | $10,291,000 | $140,000 | -$10,151,000 |
| CDW CDW CORP DE | United States | COMMON | 490,200 | 208,796 | -281,404 | $19,647,000 | $9,548,000 | -$10,099,000 |
| NVDA NVIDIA CORP | United States | COMMON | 417,334 | 152,273 | -265,061 | $19,619,000 | $10,434,000 | -$9,185,000 |
| KSS KOHLS CORP | United States | COMMON | 248,400 | 19,807 | -228,593 | $9,419,000 | $867,000 | -$8,552,000 |
| ALK ALASKA AIR GROUP INC | United States | COMMON | 402,809 | 239,021 | -163,788 | $23,480,000 | $15,742,000 | -$7,738,000 |
| GILD GILEAD SCIENCES INC | United States | COMMON | 169,982 | 84,070 | -85,912 | $14,180,000 | $6,652,000 | -$7,528,000 |
| SBH SALLY BEAUTY HOLDINGS INC | United States | COMMON | 537,900 | 335,247 | -202,653 | $15,820,000 | $8,609,000 | -$7,211,000 |
| CSL CARLISLE COS INC | United States | COMMON | 273,974 | 212,740 | -61,234 | $28,954,000 | $21,821,000 | -$7,133,000 |
| PH PARKER HANNIFIN CORP | United States | COMMON | 200,100 | 115,815 | -84,285 | $21,621,000 | $14,538,000 | -$7,083,000 |
| DIS WALT DISNEY CO THE | United States | COMMON | 334,193 | 292,434 | -41,759 | $32,691,000 | $27,155,000 | -$5,536,000 |
| VMI VALMONT INDUSTRIES | United States | COMMON | 139,855 | 101,353 | -38,502 | $18,918,000 | $13,639,000 | -$5,279,000 |
| CSCO CISCO SYSTEMS INC | United States | COMMON | 1,724,700 | 1,721,009 | -3,691 | $49,482,000 | $54,590,000 | +$5,108,000 |
| BRKR BRUKER CORP | United States | COMMON | 526,051 | 305,642 | -220,409 | $11,962,000 | $6,923,000 | -$5,039,000 |
| PKG PACKAGING CORP OF AMERICA | United States | COMMON | 353,200 | 350,965 | -2,235 | $23,640,000 | $28,519,000 | +$4,879,000 |
| GOOGL ALPHABET INC CL A | United States | COMMON | 44,410 | 44,395 | -15 | $31,244,000 | $35,696,000 | +$4,452,000 |
| GOOG ALPHABET INC CL C | United States | COMMON | 51,582 | 51,578 | -4 | $35,700,000 | $40,091,000 | +$4,391,000 |
| EIX EDISON INTERNATIONAL | United States | COMMON | 231,400 | 190,333 | -41,067 | $17,973,000 | $13,752,000 | -$4,221,000 |
| PDM PIEDMONT OFFICE REALTY TRU A | United States | REIT | 403,000 | 222,251 | -180,749 | $8,681,000 | $4,838,000 | -$3,843,000 |
| DOX AMDOCS LTD | COMMON | 187,405 | 125,505 | -61,900 | $10,817,000 | $7,260,000 | -$3,557,000 | |
| MCD MCDONALD S CORP | United States | COMMON | 39,400 | 12,400 | -27,000 | $4,741,000 | $1,430,000 | -$3,311,000 |
| TFX TELEFLEX INC | United States | COMMON | 111,600 | 98,494 | -13,106 | $19,788,000 | $16,552,000 | -$3,236,000 |
| WLK WESTLAKE CHEMICAL CORP | United States | COMMON | 238,887 | 132,142 | -106,745 | $10,253,000 | $7,070,000 | -$3,183,000 |
| BIIB BIOGEN INC | United States | COMMON | 48,435 | 47,084 | -1,351 | $11,713,000 | $14,739,000 | +$3,026,000 |
| CBOE CBOE HOLDINGS INC | United States | COMMON | 134,300 | 92,048 | -42,252 | $8,947,000 | $5,969,000 | -$2,978,000 |
| MSFT MICROSOFT CORP | United States | COMMON | 1,255,701 | 1,162,703 | -92,998 | $64,254,000 | $66,972,000 | +$2,718,000 |
| FIZZ NATIONAL BEVERAGE CORP | United States | COMMON | 57,100 | 24,583 | -32,517 | $3,586,000 | $1,083,000 | -$2,503,000 |
| HII HUNTINGTON INGALLS INDUSTRIE | United States | COMMON | 138,820 | 137,127 | -1,693 | $23,326,000 | $21,038,000 | -$2,288,000 |
| CFR CULLEN FROST BANKERS INC | United States | COMMON | 267,865 | 267,790 | -75 | $17,071,000 | $19,265,000 | +$2,194,000 |
| LSTR LANDSTAR SYSTEM INC | United States | COMMON | 413,800 | 385,819 | -27,981 | $28,412,000 | $26,267,000 | -$2,145,000 |
| JAZZ JAZZ PHARMACEUTICALS PLC | COMMON | 68,423 | 62,038 | -6,385 | $9,669,000 | $7,536,000 | -$2,133,000 | |
| EA ELECTRONIC ARTS INC | United States | COMMON | 33,000 | 4,900 | -28,100 | $2,500,000 | $418,000 | -$2,082,000 |
| BMY BRISTOL MYERS SQUIBB CO | United States | COMMON | 29,200 | 5,100 | -24,100 | $2,148,000 | $275,000 | -$1,873,000 |
| NXPI NXP SEMICONDUCTORS NV | COMMON | 74,607 | 74,496 | -111 | $5,845,000 | $7,599,000 | +$1,754,000 | |
| AXP AMERICAN EXPRESS CO | United States | COMMON | 190,550 | 154,016 | -36,534 | $11,578,000 | $9,863,000 | -$1,715,000 |
| BAC BANK OF AMERICA CORP | United States | COMMON | 1,072,442 | 1,016,492 | -55,950 | $14,231,000 | $15,908,000 | +$1,677,000 |
| PPC PILGRIM S PRIDE CORP | United States | COMMON | 75,905 | 13,205 | -62,700 | $1,934,000 | $279,000 | -$1,655,000 |
| KO COCA COLA CO THE | United States | COMMON | 235,500 | 214,470 | -21,030 | $10,675,000 | $9,076,000 | -$1,599,000 |
| WRB WR BERKLEY CORP | United States | COMMON | 287,239 | 270,913 | -16,326 | $17,211,000 | $15,648,000 | -$1,563,000 |
| GBX GREENBRIER COMPANIES INC | United States | COMMON | 113,100 | 49,210 | -63,890 | $3,295,000 | $1,737,000 | -$1,558,000 |
| MSTR MICROSTRATEGY INC CL A | United States | COMMON | 17,790 | 9,400 | -8,390 | $3,114,000 | $1,574,000 | -$1,540,000 |
| TDS TELEPHONE AND DATA SYSTEMS | United States | COMMON | 214,200 | 179,652 | -34,548 | $6,353,000 | $4,883,000 | -$1,470,000 |
| URBN URBAN OUTFITTERS INC | United States | COMMON | 473,601 | 419,737 | -53,864 | $13,024,000 | $14,489,000 | +$1,465,000 |
| VMRK EQUITY RESIDENTIAL | United States | REIT | 23,178 | 2,181 | -20,997 | $1,597,000 | $140,000 | -$1,457,000 |
| THG HANOVER INSURANCE GROUP INC | United States | COMMON | 154,700 | 154,693 | -7 | $13,091,000 | $11,667,000 | -$1,424,000 |
| GPK GRAPHIC PACKAGING HOLDING CO | United States | COMMON | 1,079,662 | 1,065,175 | -14,487 | $13,539,000 | $14,902,000 | +$1,363,000 |
| HLF HERBALIFE LTD | COMMON | 402,540 | 401,960 | -580 | $23,561,000 | $24,918,000 | +$1,357,000 | |
| WKC WORLD FUEL SERVICES CORP | United States | COMMON | 572,700 | 558,833 | -13,867 | $27,198,000 | $25,852,000 | -$1,346,000 |
| V VISA INC CLASS A SHARES | United States | COMMON | 295,782 | 281,412 | -14,370 | $21,938,000 | $23,273,000 | +$1,335,000 |
| SHEN SHENANDOAH TELECOMMUNICATION | United States | COMMON | 40,300 | 9,100 | -31,200 | $1,574,000 | $248,000 | -$1,326,000 |
| CINF CINCINNATI FINANCIAL CORP | United States | COMMON | 22,500 | 5,058 | -17,442 | $1,685,000 | $381,000 | -$1,304,000 |
| TMO THERMO FISHER SCIENTIFIC INC | United States | COMMON | 111,716 | 111,710 | -6 | $16,507,000 | $17,769,000 | +$1,262,000 |
| AMCX AMC NETWORKS INC A | United States | COMMON | 118,650 | 115,784 | -2,866 | $7,169,000 | $6,005,000 | -$1,164,000 |
| AMZN AMAZON COM INC | United States | COMMON | 43,453 | 35,767 | -7,686 | $31,096,000 | $29,948,000 | -$1,148,000 |
| PFE PFIZER INC | United States | COMMON | 488,836 | 474,575 | -14,261 | $17,212,000 | $16,074,000 | -$1,138,000 |
| EWBC EAST WEST BANCORP INC | United States | COMMON | 78,700 | 42,888 | -35,812 | $2,690,000 | $1,574,000 | -$1,116,000 |
| SSUP SUPERIOR INDUSTRIES INTL | United States | COMMON | 64,900 | 24,300 | -40,600 | $1,738,000 | $709,000 | -$1,029,000 |
| BAH BOOZ ALLEN HAMILTON HOLDINGS | United States | COMMON | 96,600 | 58,424 | -38,176 | $2,863,000 | $1,847,000 | -$1,016,000 |
| SLGN SILGAN HOLDINGS INC | United States | COMMON | 32,625 | 13,225 | -19,400 | $1,679,000 | $669,000 | -$1,010,000 |
| INTC INTEL CORP | United States | COMMON | 319,800 | 303,001 | -16,799 | $10,489,000 | $11,438,000 | +$949,000 |
| CVX CHEVRON CORP | United States | COMMON | 245,387 | 241,482 | -3,905 | $25,724,000 | $24,853,000 | -$871,000 |
| AAPL APPLE INC | United States | COMMON | 1,093,201 | 932,131 | -161,070 | $104,510,000 | $105,377,000 | +$867,000 |
| AFL AFLAC INC | United States | COMMON | 228,000 | 217,256 | -10,744 | $16,452,000 | $15,614,000 | -$838,000 |
| CGNX COGNEX CORP | United States | COMMON | 290,600 | 222,464 | -68,136 | $12,525,000 | $11,759,000 | -$766,000 |
| FHI FEDERATED INVESTORS INC CL B | United States | COMMON | 25,170 | 370 | -24,800 | $724,000 | $11,000 | -$713,000 |
| VOYA VOYA FINANCIAL INC | United States | COMMON | 29,900 | 2,300 | -27,600 | $740,000 | $66,000 | -$674,000 |
| AES AES CORP | United States | COMMON | 96,800 | 42,600 | -54,200 | $1,208,000 | $547,000 | -$661,000 |
| FLWS 1 800 FLOWERS COM INC CL A | United States | COMMON | 136,900 | 68,800 | -68,100 | $1,235,000 | $631,000 | -$604,000 |
| SENEA SENECA FOODS CORP CL A | United States | COMMON | 32,700 | 22,692 | -10,008 | $1,184,000 | $641,000 | -$543,000 |
| FNF FNF GROUP | United States | TRACKING | 17,800 | 3,430 | -14,370 | $668,000 | $127,000 | -$541,000 |
| GT GOODYEAR TIRE RUBBER CO | United States | COMMON | 20,814 | 414 | -20,400 | $534,000 | $13,000 | -$521,000 |
| GMED GLOBUS MEDICAL INC A | United States | COMMON | 61,700 | 43,000 | -18,700 | $1,470,000 | $971,000 | -$499,000 |
| CB CHUBB LTD | COMMON | 77,566 | 76,843 | -723 | $10,139,000 | $9,655,000 | -$484,000 | |
| UNH UNITEDHEALTH GROUP INC | United States | COMMON | 120,100 | 117,995 | -2,105 | $16,958,000 | $16,519,000 | -$439,000 |
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