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First Allied Advisory Services, Inc. Historic Quarter Change: Foreign Stocks, Added

First Allied Advisory Services, Inc. historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, First Allied Advisory Services, Inc. opened 59 positions, added to 181, reduced 131 and sold out of 57.

  • Q3 2016: Stock NTES; Country of operation —; Class SPONSORED ADR; Shares before 1,970.
  • Q3 2016: Stock SNY; Country of operation —; Class SPONSORED ADR; Shares before 21,635.
  • Q3 2016: Stock TEVA; Country of operation —; Class ADR; Shares before 32,929.
  • Q3 2016: Stock ULXXXX; Country of operation —; Class SPON ADR NEW; Shares before 23,120.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1512647), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016NTES
NETEASE INC
SPONSORED ADR1,9705,739+3,769$383,000$1,382,000+$999,0002016-11-14
Q3 2016SNY
SANOFI
SPONSORED ADR21,63537,724+16,089$895,000$1,441,000+$546,0002016-11-14
Q3 2016TEVA
TEVA PHARMACEUTICAL INDS LTD
ADR32,92933,436+507$1,658,000$1,538,000-$120,0002016-11-14
Q3 2016ULXXXX
UNILEVER PLC
SPON ADR NEW23,12025,637+2,517$1,106,000$1,215,000+$109,0002016-11-14
Q3 2016BP
BP PLC
SPONSORED ADR113,817118,012+4,195$4,065,000$4,149,000+$84,0002016-11-14
Q3 2016SIMO
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR8,8909,444+554$424,000$489,000+$65,0002016-11-14
Q3 2016ABBNY
ABB LTD
SwitzerlandSPONSORED ADR21,55521,901+346$429,000$493,000+$64,0002016-11-14
Q3 2016MLCO
MELCO CROWN ENTMT LTD
ADR12,33213,252+920$155,000$213,000+$58,0002016-11-14
Q3 2016VOD
VODAFONE GROUP PLC NEW
SPNSR ADR82,44185,663+3,222$2,551,000$2,497,000-$54,0002016-11-14
Q3 2016ABEV
AMBEV SA
SPONSORED ADR72,14872,696+548$423,000$443,000+$20,0002016-11-14

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