First Allied Advisory Services, Inc. historic quarter change: Foreign ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, First Allied Advisory Services, Inc. opened 1 positions, added to 6, reduced 2 and sold out of 0.
- Q3 2016: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 37,421.
- Q2 2016: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 37,022.
- Q1 2016: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 33,459.
- Q4 2015: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 28,845.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1512647), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2016 | BABA ALIBABA GROUP HLDG LTD | SPONSORED ADS | 37,421 | 38,610 | +1,189 | $2,989,000 | $4,085,000 | +$1,096,000 | 2016-11-14 | |
| Q2 2016 | BABA ALIBABA GROUP HLDG LTD | SPONSORED ADS | 37,022 | 37,421 | +399 | $2,944,000 | $2,989,000 | +$45,000 | 2016-08-15 | |
| Q1 2016 | BABA ALIBABA GROUP HLDG LTD | SPONSORED ADS | 33,459 | 37,022 | +3,563 | $2,703,000 | $2,944,000 | +$241,000 | 2016-05-12 | |
| Q4 2015 | BABA ALIBABA GROUP HLDG LTD | SPONSORED ADS | 28,845 | 33,459 | +4,614 | $1,708,000 | $2,703,000 | +$995,000 | 2016-02-16 | |
| Q2 2015 | BABA ALIBABA GROUP HLDG LTD | SPONSORED ADS | 29,932 | 33,449 | +3,517 | $2,466,000 | $2,727,000 | +$261,000 | 2015-08-13 | |
| Q4 2014 | BABA ALIBABA GROUP HLDG LTD | SPONSORED ADS | 18,354 | 39,094 | +20,740 | $1,629,000 | $4,055,000 | +$2,426,000 | 2015-02-09 |
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