First Allied Advisory Services, Inc. historic quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, First Allied Advisory Services, Inc. opened 26 positions, added to 26, reduced 28 and sold out of 29.
- Q3 2016: Stock BARCLAYS BK PLC; Country of operation —; Class IPATH S&P500 VIX; Shares before 0.
- Q2 2016: Stock BARCLAYS BK PLC; Country of operation —; Class IPATH S&P500 VIX; Shares before 0.
- Q2 2016: Stock POWERSHS DB US DOLLAR INDEX; Country of operation —; Class DOLL INDX BULL; Shares before 0.
- Q2 2016: Stock JPMORGAN CHASE & CO; Country of operation —; Class ALERIAN ML ETN; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1512647), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | BARCLAYS BK PLC
CUSIP 06740Q252 | | IPATH S&P500 VIX | 0 | 33,173 | +33,173 | $0 | $1,130,000 | +$1,130,000 | 2016-11-14 |
|---|
| Q2 2016 | BARCLAYS BK PLC
CUSIP 06742E711 | | IPATH S&P500 VIX | 0 | 96,248 | +96,248 | $0 | $1,329,000 | +$1,329,000 | 2016-08-15 |
|---|
| Q2 2016 | POWERSHS DB US DOLLAR INDEX
CUSIP 73936D107 | | DOLL INDX BULL | 0 | 23,058 | +23,058 | $0 | $569,000 | +$569,000 | 2016-08-15 |
|---|
| Q2 2016 | JPMORGAN CHASE & CO
CUSIP 46625H365 | | ALERIAN ML ETN | 0 | 10,761 | +10,761 | $0 | $339,000 | +$339,000 | 2016-08-15 |
|---|
| Q2 2016 | BARCLAYS BANK PLC
CUSIP 06739H305 | | ETN DJUBS GRNS37 | 0 | 7,479 | +7,479 | $0 | $245,000 | +$245,000 | 2016-08-15 |
|---|
| Q1 2016 | CALUMET SPECIALTY PRODS PTNR
CUSIP 131476103 | United States | UT LTD PARTNER | 0 | 66,406 | +66,406 | $0 | $781,000 | +$781,000 | 2016-05-12 |
|---|
| Q4 2015 | CARNIVAL CORP
CUSIP 143658300 | | PAIRED CTF | 0 | 3,747 | +3,747 | $0 | $201,000 | +$201,000 | 2016-02-16 |
|---|
| Q3 2015 | BARCLAYS BK PLC
CUSIP 06738C786 | | IPSP CROIL ETN | 0 | 20,795 | +20,795 | $0 | $173,000 | +$173,000 | 2015-11-12 |
|---|
| Q2 2015 | CVR REFNG LP
CUSIP 12663P107 | | COMUNIT REP LT | 0 | 23,600 | +23,600 | $0 | $428,000 | +$428,000 | 2015-08-13 |
|---|
| Q2 2015 | AEGON N V
CUSIP 007924103 | | NY REGISTRY SH | 0 | 32,490 | +32,490 | $0 | $233,000 | +$233,000 | 2015-08-13 |
|---|
| Q2 2015 | PDL BIOPHARMA INC
CUSIP 69329YAF1 | | NOTE 4.000% 2/0 | 0 | 51,000 | +51,000 | $0 | $50,000 | +$50,000 | 2015-08-13 |
|---|
| Q1 2015 | BARCLAYS BK PLC
CUSIP 06738C786 | | IPSP CROIL ETN | 0 | 30,330 | +30,330 | $0 | $304,000 | +$304,000 | 2015-05-15 |
|---|
| Q1 2015 | CALUMET SPECIALTY PRODS PTNR
CUSIP 131476103 | United States | UT LTD PARTNER | 0 | 8,600 | +8,600 | $0 | $206,000 | +$206,000 | 2015-05-15 |
|---|
| Q1 2015 | PEABODY ENERGY CORP
CUSIP 704549AG9 | | SDCV 4.750%12/1 | 0 | 20,000 | +20,000 | $0 | $7,000 | +$7,000 | 2015-05-15 |
|---|
| Q4 2014 | ROYAL BK SCOTLAND PLC
CUSIP 78009L308 | | US LC TRENDP ETN | 0 | 8,942 | +8,942 | $0 | $356,000 | +$356,000 | 2015-02-09 |
|---|
| Q4 2014 | UBS AG LONDON BRH
CUSIP 90267B682 | | ETRAC ALER MLP | 0 | 10,844 | +10,844 | $0 | $316,000 | +$316,000 | 2015-02-09 |
|---|
| Q4 2014 | ROYAL BK SCOTLAND PLC
CUSIP 78009L209 | | US MC TRENDP ETN | 0 | 6,361 | +6,361 | $0 | $221,000 | +$221,000 | 2015-02-09 |
|---|
| Q4 2014 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B507 | | DB OIL FUND | 0 | 11,195 | +11,195 | $0 | $178,000 | +$178,000 | 2015-02-09 |
|---|
| Q4 2014 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B705 | | DB BASE METALS | 0 | 10,034 | +10,034 | $0 | $159,000 | +$159,000 | 2015-02-09 |
|---|
| Q2 2014 | BARCLAYS BK PLC
CUSIP 06742E711 | | IPATH S&P500 VIX | 0 | 9,778 | +9,778 | $0 | $281,000 | +$281,000 | 2014-08-14 |
|---|
| Q4 2013 | IRSA INVERSIONES Y REP S A
CUSIP 450047204 | | GLOBL DEP RCPT | 0 | 10,000 | +10,000 | $0 | $121,000 | +$121,000 | 2014-02-13 |
|---|
| Q3 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B507 | | DB OIL FUND | 0 | 38,691 | +38,691 | $0 | $1,066,000 | +$1,066,000 | 2013-11-07 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H305 | | ETN DJUBS GRNS37 | 0 | 21,839 | +21,839 | $0 | $1,007,000 | +$1,007,000 | 2013-11-07 |
|---|
| Q3 2013 | SWEDISH EXPT CR CORP
CUSIP 870297603 | | ROG AGRI ETN22 | 0 | 36,146 | +36,146 | $0 | $301,000 | +$301,000 | 2013-11-07 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740C519 | | IPATH S&P MT ETN | 0 | 12,806 | +12,806 | $0 | $241,000 | +$241,000 | 2013-11-07 |
|---|
| Q3 2013 | POWERSHS DB US DOLLAR INDEX
CUSIP 73936D107 | | DOLL INDX BULL | 0 | 10,399 | +10,399 | $0 | $224,000 | +$224,000 | 2013-11-07 |
|---|
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