FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD current holdings: USA ETF
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD reported $0.13 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 31 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are WIW, JQC, WIA.
- WIW: Country of operation —; Class COM; Shares 3,914,948; Value $43,808,000.
- JQC: Country of operation —; Class COM SHS; Shares 1,558,875; Value $13,219,000.
- WIA: Country of operation —; Class COM SH BEN INT; Shares 766,988; Value $8,782,000.
- FT: Country of operation —; Class SH BEN INT; Shares 1,132,740; Value $7,703,000.
Form 13F-HR as filed (SEC CIK 1051042): quarter ended 2016-09-30, filed 2016-10-17. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
WIW
WESTERN ASSET CLYM INFL OPP | | COM | 3,914,948 | $43,808,000 | 2016-09-30 | 2016-10-17 | |
|---|
JQC
NUVEEN CR STRATEGIES INCM FD | | COM SHS | 1,558,875 | $13,219,000 | 2016-09-30 | 2016-10-17 | |
|---|
WIA
WESTERN ASSET CLYM INFL SEC | | COM SH BEN INT | 766,988 | $8,782,000 | 2016-09-30 | 2016-10-17 | |
|---|
FT
FRANKLIN UNVL TR | | SH BEN INT | 1,132,740 | $7,703,000 | 2016-09-30 | 2016-10-17 | |
|---|
VVR
INVESCO SR INCOME TR | | COM | 1,735,277 | $7,514,000 | 2016-09-30 | 2016-10-17 | |
|---|
FRA
BLACKROCK FLOAT RATE OME STR | | COM | 470,567 | $6,522,000 | 2016-09-30 | 2016-10-17 | |
|---|
UTF
COHEN & STEERS INFRASTRUCTUR | | COM | 229,661 | $4,947,000 | 2016-09-30 | 2016-10-17 | |
|---|
DPG
DUFF & PHELPS GLB UTL INC FD | | COM | 285,769 | $4,881,000 | 2016-09-30 | 2016-10-17 | |
|---|
SCHR
SCHWAB STRATEGIC TR | | INTRM TRM TRES | 84,044 | $4,670,000 | 2016-09-30 | 2016-10-17 | |
|---|
MMT
MFS MULTIMARKET INCOME TR | | SH BEN INT | 681,787 | $4,152,000 | 2016-09-30 | 2016-10-17 | |
|---|
RMT
ROYCE MICRO-CAP TR INC | | COM | 457,036 | $3,569,000 | 2016-09-30 | 2016-10-17 | |
|---|
FOF
COHEN & STEERS CLOSED END OP | | COM | 218,171 | $2,681,000 | 2016-09-30 | 2016-10-17 | |
|---|
SHY
ISHARES TR | | 1-3 YR TR BD ETF | 29,075 | $2,473,000 | 2016-09-30 | 2016-10-17 | |
|---|
GDL
GDL FUND | | COM SH BEN IT | 244,558 | $2,433,000 | 2016-09-30 | 2016-10-17 | |
|---|
GLO
CLOUGH GLOBAL OPPORTUNITIES | | SH BEN INT | 184,307 | $1,782,000 | 2016-09-30 | 2016-10-17 | |
|---|
BTZ
BLACKROCK CR ALLCTN INC TR | | COM | 118,594 | $1,583,000 | 2016-09-30 | 2016-10-17 | |
|---|
ERC
WELLS FARGO MULTI SECTOR INC | | WF MLT SECTR INC | 116,326 | $1,509,000 | 2016-09-30 | 2016-10-17 | |
|---|
CHW
CALAMOS GBL DYN INCOME FUND | | COM | 170,124 | $1,278,000 | 2016-09-30 | 2016-10-17 | |
|---|
EOD
WELLS FARGO GLOBAL DIVIDEND | | WF GLOBAL OPPTY | 213,412 | $1,240,000 | 2016-09-30 | 2016-10-17 | |
|---|
RGT
ROYCE GLOBAL VALUE TR INC | | COM | 140,418 | $1,141,000 | 2016-09-30 | 2016-10-17 | |
|---|
CGO
CALAMOS GLOBAL TOTAL RETURN | | COM SH BEN INT | 78,143 | $894,000 | 2016-09-30 | 2016-10-17 | |
|---|
RVT
ROYCE VALUE TR INC | | COM | 62,834 | $795,000 | 2016-09-30 | 2016-10-17 | |
|---|
RNP
COHEN & STEERS REIT & PFD IN | | COM | 39,014 | $786,000 | 2016-09-30 | 2016-10-17 | |
|---|
GGZ
GABELLI GLB SML & MD CP VAL | | COM | 65,672 | $710,000 | 2016-09-30 | 2016-10-17 | |
|---|
GLV
CLOUGH GLOBAL DIVND AND INC | | COM | 53,268 | $646,000 | 2016-09-30 | 2016-10-17 | |
|---|
EVG
EATON VANCE SH TM DR DIVR IN | | COM | 32,973 | $452,000 | 2016-09-30 | 2016-10-17 | |
|---|
STEW
BOULDER GROWTH & INCOME FD I | | COM | 49,934 | $418,000 | 2016-09-30 | 2016-10-17 | |
|---|
BOE
BLACKROCK GLOBAL OPP EQTY TR | | COM | 27,297 | $334,000 | 2016-09-30 | 2016-10-17 | |
|---|
IGR
CBRE CLARION GLOBAL REAL EST | | COM | 34,087 | $286,000 | 2016-09-30 | 2016-10-17 | |
|---|
TDF
TEMPLETON DRAGON FD INC | | COM | 13,374 | $236,000 | 2016-09-30 | 2016-10-17 | |
|---|
CSQ
CALAMOS STRATEGIC TOTL RETN | | COM SH BEN INT | 16,022 | $165,000 | 2016-09-30 | 2016-10-17 | |
|---|
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