EQUITEC SPECIALISTS, LLC historic quarter change: USA Bonds: Convertible Notes, Reduced
In convertible notes that pay a coupon (listed in the US), over 7 quarters from 2014-12-31 to 2016-09-30, EQUITEC SPECIALISTS, LLC opened 42 positions, added to 40, reduced 23 and sold out of 61.
- Q3 2016: Stock XPO LOGISTICS INC; Country of operation —; Class NOTE 4.500%10/0; Principal before $5,365,000.
- Q2 2016: Stock JETBLUE AIRWAYS CORP; Country of operation —; Class DBCV 6.750%10/1; Principal before $11,501,000.
- Q1 2016: Stock SANDISK CORP; Country of operation —; Class NOTE 1.500% 8/1; Principal before $9,000,000.
- Q1 2016: Stock MEDICINES CO; Country of operation —; Class DBCV 1.375% 6/0; Principal before $2,500,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1108829), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-21); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-29); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-22); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-28); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-05); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | XPO LOGISTICS INC
CUSIP 983793AA8 | | NOTE 4.500%10/0 | $5,365,000 | $3,519,000 | -1,846,000 | $8,644,000 | $7,909,000 | -$735,000 | 2016-10-24 |
|---|
| Q2 2016 | JETBLUE AIRWAYS CORP
CUSIP 477143AG6 | | DBCV 6.750%10/1 | $11,501,000 | $8,651,000 | -2,850,000 | $49,727,000 | $29,397,000 | -$20,330,000 | 2016-07-21 |
|---|
| Q1 2016 | SANDISK CORP
CUSIP 80004CAD3 | | NOTE 1.500% 8/1 | $9,000,000 | $5,687,000 | -3,313,000 | $14,113,000 | $8,968,000 | -$5,145,000 | 2016-04-29 |
|---|
| Q1 2016 | MEDICINES CO
CUSIP 584688AC9 | | DBCV 1.375% 6/0 | $2,500,000 | $500,000 | -2,000,000 | $3,558,000 | $635,000 | -$2,923,000 | 2016-04-29 |
|---|
| Q1 2016 | ENCORE CAP GROUP INC
CUSIP 292554AD4 | | NOTE 3.000%11/2 | $1,500,000 | $500,000 | -1,000,000 | $1,577,000 | $494,000 | -$1,083,000 | 2016-04-29 |
|---|
| Q4 2015 | ALERE INC
CUSIP 01449JAA3 | | NOTE 3.000% 5/1 | $3,500,000 | $1,390,000 | -2,110,000 | $3,970,000 | $1,430,000 | -$2,540,000 | 2016-01-22 |
|---|
| Q4 2015 | ISTAR INC
CUSIP 45031UBR1 | | NOTE 3.000%11/1 | $3,000,000 | $1,210,000 | -1,790,000 | $3,426,000 | $1,302,000 | -$2,124,000 | 2016-01-22 |
|---|
| Q4 2015 | BGC PARTNERS INC
CUSIP 05541TAD3 | | NOTE 4.500% 7/1 | $2,808,000 | $1,966,000 | -842,000 | $2,896,000 | $2,127,000 | -$769,000 | 2016-01-22 |
|---|
| Q4 2015 | JANUS CAP GROUP INC
CUSIP 47102XAH8 | | NOTE 0.750% 7/1 | $1,000,000 | $500,000 | -500,000 | $1,329,000 | $692,000 | -$637,000 | 2016-01-22 |
|---|
| Q3 2015 | EQUINIX INC
CUSIP 29444UAH9 | | NOTE 4.750% 6/1 | $11,803,000 | $340,000 | -11,463,000 | $37,367,000 | $1,159,000 | -$36,208,000 | 2015-10-28 |
|---|
| Q3 2015 | JETBLUE AIRWAYS CORP
CUSIP 477143AG6 | | DBCV 6.750%10/1 | $6,000,000 | $3,020,000 | -2,980,000 | $25,732,000 | $15,998,000 | -$9,734,000 | 2015-10-28 |
|---|
| Q3 2015 | MICRON TECHNOLOGY INC
CUSIP 595112AU7 | | NOTE 1.625% 2/1 | $3,839,000 | $120,000 | -3,719,000 | $6,770,000 | $177,000 | -$6,593,000 | 2015-10-28 |
|---|
| Q3 2015 | TEVA PHARMACEUTICAL FIN LLC
CUSIP 88163VAE9 | | DBCV 0.250% 2/0 | $6,256,000 | $2,750,000 | -3,506,000 | $8,790,000 | $3,730,000 | -$5,060,000 | 2015-10-28 |
|---|
| Q3 2015 | ENCORE CAP GROUP INC
CUSIP 292554AD4 | | NOTE 3.000%11/2 | $1,200,000 | $1,000,000 | -200,000 | $1,698,000 | $1,261,000 | -$437,000 | 2015-10-28 |
|---|
| Q3 2015 | JARDEN CORP
CUSIP 471109AH1 | | NOTE 1.875% 9/1 | $57,000 | $11,000 | -46,000 | $96,000 | $18,000 | -$78,000 | 2015-10-28 |
|---|
| Q2 2015 | MICRON TECHNOLOGY INC
CUSIP 595112AU7 | | NOTE 1.625% 2/1 | $3,993,000 | $3,839,000 | -154,000 | $9,987,000 | $6,770,000 | -$3,217,000 | 2015-08-05 |
|---|
| Q2 2015 | WESCO INTL INC
CUSIP 95082PAH8 | | DBCV 6.000% 9/1 | $38,000 | $35,000 | -3,000 | $94,000 | $85,000 | -$9,000 | 2015-08-05 |
|---|
| Q2 2015 | JANUS CAP GROUP INC
CUSIP 47102XAH8 | | NOTE 0.750% 7/1 | $1,000,000 | $999,000 | -1,000 | $1,609,000 | $1,616,000 | +$7,000 | 2015-08-05 |
|---|
| Q1 2015 | ISIS PHARMACEUTICALS INC DEL
CUSIP 464337AG9 | | NOTE 2.750%10/0 | $2,393,000 | $1,000,000 | -1,393,000 | $8,892,000 | $3,841,000 | -$5,051,000 | 2015-05-07 |
|---|
| Q1 2015 | RITE AID CORP
CUSIP 767754BU7 | | NOTE 8.500% 5/1 | $1,875,000 | $168,000 | -1,707,000 | $5,481,000 | $564,000 | -$4,917,000 | 2015-05-07 |
|---|
| Q1 2015 | ENERSYS
CUSIP 29275YAA0 | | NOTE 3.375% 6/0 | $5,607,000 | $4,607,000 | -1,000,000 | $8,666,000 | $7,394,000 | -$1,272,000 | 2015-05-07 |
|---|
| Q1 2015 | CEMEX SAB DE CV
CUSIP 151290BC6 | | NOTE 3.750% 3/1 | $1,500,000 | $1,000,000 | -500,000 | $1,808,000 | $1,184,000 | -$624,000 | 2015-05-07 |
|---|
| Q1 2015 | AIRTRAN HLDGS INC
CUSIP 00949PAD0 | | NOTE 5.250%11/0 | $7,209,000 | $7,180,000 | -29,000 | $21,104,000 | $21,697,000 | +$593,000 | 2015-05-07 |
|---|
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