EQUITEC SPECIALISTS, LLC historic quarter change: USA Bonds: Convertible Notes, New
In convertible notes that pay a coupon (listed in the US), over 7 quarters from 2014-12-31 to 2016-09-30, EQUITEC SPECIALISTS, LLC opened 42 positions, added to 40, reduced 23 and sold out of 61.
- Q3 2016: Stock WHITING PETE CORP NEW; Country of operation —; Class DBCV 1.250% 6/0; Principal before $0.
- Q3 2016: Stock PACIRA PHARMACEUTICALS INC; Country of operation —; Class NOTE 3.250% 2/0; Principal before $0.
- Q3 2016: Stock ALTRA INDL MOTION CORP; Country of operation —; Class NOTE 2.750% 3/0; Principal before $0.
- Q2 2016: Stock SPANSION LLC; Country of operation —; Class NOTE 2.000% 9/0; Principal before $0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1108829), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-21); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-29); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-22); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-28); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-05); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | WHITING PETE CORP NEW
CUSIP 966387AU6 | | DBCV 1.250% 6/0 | $0 | $5,000,000 | +5,000,000 | $0 | $4,800,000 | +$4,800,000 | 2016-10-24 |
|---|
| Q3 2016 | PACIRA PHARMACEUTICALS INC
CUSIP 695127AB6 | | NOTE 3.250% 2/0 | $0 | $3,000,000 | +3,000,000 | $0 | $4,524,000 | +$4,524,000 | 2016-10-24 |
|---|
| Q3 2016 | ALTRA INDL MOTION CORP
CUSIP 02208RAE6 | | NOTE 2.750% 3/0 | $0 | $1,000,000 | +1,000,000 | $0 | $1,179,000 | +$1,179,000 | 2016-10-24 |
|---|
| Q2 2016 | SPANSION LLC
CUSIP 84649PAL9 | | NOTE 2.000% 9/0 | $0 | $1,280,000 | +1,280,000 | $0 | $2,589,000 | +$2,589,000 | 2016-07-21 |
|---|
| Q2 2016 | ALLEGHENY TECHNOLOGIES INC
CUSIP 01741RAG7 | | NOTE 4.750% 7/0 | $0 | $778,000 | +778,000 | $0 | $821,000 | +$821,000 | 2016-07-21 |
|---|
| Q2 2016 | EXELIXIS INC
CUSIP 30161QAC8 | | NOTE 4.250% 8/1 | $0 | $500,000 | +500,000 | $0 | $741,000 | +$741,000 | 2016-07-21 |
|---|
| Q2 2016 | WESCO INTL INC
CUSIP 95082PAH8 | | DBCV 6.000% 9/1 | $0 | $199,000 | +199,000 | $0 | $356,000 | +$356,000 | 2016-07-21 |
|---|
| Q1 2016 | GILEAD SCIENCES INC
CUSIP 375558AP8 | | NOTE 1.625% 5/0 | $0 | $4,990,000 | +4,990,000 | $0 | $20,525,000 | +$20,525,000 | 2016-04-29 |
|---|
| Q1 2016 | LAM RESEARCH CORP
CUSIP 512807AJ7 | | NOTE 0.500% 5/1 | $0 | $2,525,000 | +2,525,000 | $0 | $3,380,000 | +$3,380,000 | 2016-04-29 |
|---|
| Q1 2016 | AMTRUST FINL SVCS INC
CUSIP 032359AC5 | | NOTE 5.500%12/1 | $0 | $850,000 | +850,000 | $0 | $1,527,000 | +$1,527,000 | 2016-04-29 |
|---|
| Q1 2016 | UNITED THERAPEUTICS CORP DEL
CUSIP 91307CAF9 | | NOTE 1.000% 9/1 | $0 | $270,000 | +270,000 | $0 | $627,000 | +$627,000 | 2016-04-29 |
|---|
| Q4 2015 | SANDISK CORP
CUSIP 80004CAD3 | | NOTE 1.500% 8/1 | $0 | $9,000,000 | +9,000,000 | $0 | $14,113,000 | +$14,113,000 | 2016-01-22 |
|---|
| Q4 2015 | ISIS PHARMACEUTICALS INC DEL
CUSIP 464337AG9 | | NOTE 2.750%10/0 | $0 | $2,112,000 | +2,112,000 | $0 | $7,892,000 | +$7,892,000 | 2016-01-22 |
|---|
| Q4 2015 | ILLUMINA INC
CUSIP 452327AD1 | | NOTE 0.250% 3/1 | $0 | $2,800,000 | +2,800,000 | $0 | $6,381,000 | +$6,381,000 | 2016-01-22 |
|---|
| Q4 2015 | ANACOR PHARMACEUTICALS INC
CUSIP 032420AC5 | | NOTE 2.000%10/1 | $0 | $1,050,000 | +1,050,000 | $0 | $3,803,000 | +$3,803,000 | 2016-01-22 |
|---|
| Q4 2015 | XILINX INC
CUSIP 983919AF8 | | NOTE 2.625% 6/1 | $0 | $2,070,000 | +2,070,000 | $0 | $3,360,000 | +$3,360,000 | 2016-01-22 |
|---|
| Q4 2015 | PHOTRONICS INC
CUSIP 719405AH5 | | NOTE 3.250% 4/0 | $0 | $1,250,000 | +1,250,000 | $0 | $1,519,000 | +$1,519,000 | 2016-01-22 |
|---|
| Q4 2015 | RUDOLPH TECHNOLOGIES INC
CUSIP 781268AB3 | | NOTE 3.750% 7/1 | $0 | $1,000,000 | +1,000,000 | $0 | $1,145,000 | +$1,145,000 | 2016-01-22 |
|---|
| Q3 2015 | ALERE INC
CUSIP 01449JAA3 | | NOTE 3.000% 5/1 | $0 | $3,500,000 | +3,500,000 | $0 | $3,970,000 | +$3,970,000 | 2015-10-28 |
|---|
| Q3 2015 | ISTAR INC
CUSIP 45031UBR1 | | NOTE 3.000%11/1 | $0 | $3,000,000 | +3,000,000 | $0 | $3,426,000 | +$3,426,000 | 2015-10-28 |
|---|
| Q3 2015 | PACIRA PHARMACEUTICALS INC
CUSIP 695127AB6 | | NOTE 3.250% 2/0 | $0 | $1,500,000 | +1,500,000 | $0 | $2,618,000 | +$2,618,000 | 2015-10-28 |
|---|
| Q3 2015 | MOLINA HEALTHCARE INC
CUSIP 60855RAC4 | | NOTE 1.125% 1/1 | $0 | $1,000,000 | +1,000,000 | $0 | $1,740,000 | +$1,740,000 | 2015-10-28 |
|---|
| Q3 2015 | MEDICINES CO
CUSIP 584688AC9 | | DBCV 1.375% 6/0 | $0 | $1,000,000 | +1,000,000 | $0 | $1,456,000 | +$1,456,000 | 2015-10-28 |
|---|
| Q3 2015 | XPO LOGISTICS INC
CUSIP 983793AA8 | | NOTE 4.500%10/0 | $0 | $500,000 | +500,000 | $0 | $745,000 | +$745,000 | 2015-10-28 |
|---|
| Q2 2015 | TEVA PHARMACEUTICAL FIN LLC
CUSIP 88163VAE9 | | DBCV 0.250% 2/0 | $0 | $6,256,000 | +6,256,000 | $0 | $8,790,000 | +$8,790,000 | 2015-08-05 |
|---|
| Q2 2015 | PHOTRONICS INC
CUSIP 719405AH5 | | NOTE 3.250% 4/0 | $0 | $1,875,000 | +1,875,000 | $0 | $1,983,000 | +$1,983,000 | 2015-08-05 |
|---|
| Q2 2015 | RADIAN GROUP INC
CUSIP 750236AN1 | | NOTE 2.250% 3/0 | $0 | $1,000,000 | +1,000,000 | $0 | $1,778,000 | +$1,778,000 | 2015-08-05 |
|---|
| Q2 2015 | ENCORE CAP GROUP INC
CUSIP 292554AD4 | | NOTE 3.000%11/2 | $0 | $1,200,000 | +1,200,000 | $0 | $1,698,000 | +$1,698,000 | 2015-08-05 |
|---|
| Q2 2015 | DEALERTRACK TECHNOLOGIES INC
CUSIP 242309AB8 | | NOTE 1.500% 3/1 | $0 | $1,000,000 | +1,000,000 | $0 | $1,687,000 | +$1,687,000 | 2015-08-05 |
|---|
| Q2 2015 | STARWOOD PPTY TR INC
CUSIP 85571BAA3 | | NOTE 4.550% 3/0 | $0 | $1,000,000 | +1,000,000 | $0 | $1,039,000 | +$1,039,000 | 2015-08-05 |
|---|
| Q2 2015 | GILEAD SCIENCES INC
CUSIP 375558AP8 | | NOTE 1.625% 5/0 | $0 | $40,000 | +40,000 | $0 | $207,000 | +$207,000 | 2015-08-05 |
|---|
| Q2 2015 | SEQUENOM INC
CUSIP 817337AB4 | | NOTE 5.000%10/0 | $0 | $95,000 | +95,000 | $0 | $93,000 | +$93,000 | 2015-08-05 |
|---|
| Q2 2015 | SOLARCITY CORP
CUSIP 83416TAA8 | | NOTE 2.750%11/0 | $0 | $33,000 | +33,000 | $0 | $36,000 | +$36,000 | 2015-08-05 |
|---|
| Q1 2015 | OMNICARE INC
CUSIP 681904AN8 | | NOTE 3.750%12/1 | $0 | $3,756,000 | +3,756,000 | $0 | $10,878,000 | +$10,878,000 | 2015-05-07 |
|---|
| Q1 2015 | WELLPOINT INC
CUSIP 94973VBG1 | | NOTE 2.750%10/1 | $0 | $2,500,000 | +2,500,000 | $0 | $5,164,000 | +$5,164,000 | 2015-05-07 |
|---|
| Q1 2015 | MYLAN INC
CUSIP 628530AJ6 | | NOTE 3.750% 9/1 | $0 | $675,000 | +675,000 | $0 | $3,001,000 | +$3,001,000 | 2015-05-07 |
|---|
| Q1 2015 | MGM RESORTS INTERNATIONAL
CUSIP 55303QAE0 | | NOTE 4.250% 4/1 | $0 | $2,045,000 | +2,045,000 | $0 | $2,317,000 | +$2,317,000 | 2015-05-07 |
|---|
| Q1 2015 | BGC PARTNERS INC
CUSIP 05541TAD3 | | NOTE 4.500% 7/1 | $0 | $1,250,000 | +1,250,000 | $0 | $1,356,000 | +$1,356,000 | 2015-05-07 |
|---|
| Q1 2015 | CALLAWAY GOLF CO
CUSIP 131193AC8 | | NOTE 3.750% 8/1 | $0 | $840,000 | +840,000 | $0 | $1,076,000 | +$1,076,000 | 2015-05-07 |
|---|
| Q1 2015 | TRW AUTOMOTIVE INC
CUSIP 87264MAH2 | | NOTE 3.500%12/0 | $0 | $170,000 | +170,000 | $0 | $601,000 | +$601,000 | 2015-05-07 |
|---|
| Q1 2015 | MANNKIND CORP
CUSIP 56400PAC6 | | NOTE 5.750% 8/1 | $0 | $430,000 | +430,000 | $0 | $438,000 | +$438,000 | 2015-05-07 |
|---|
| Q1 2015 | WESCO INTL INC
CUSIP 95082PAH8 | | DBCV 6.000% 9/1 | $0 | $38,000 | +38,000 | $0 | $94,000 | +$94,000 | 2015-05-07 |
|---|
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