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Delphi Private Advisors LLC Historic Quarter Change: USA ETF, New

Delphi Private Advisors LLC historic quarter change: USA ETF, New

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 3 quarters from 2015-12-31 to 2016-09-30, Delphi Private Advisors LLC opened 3 positions, added to 10, reduced 24 and sold out of 3.

  • Q3 2016: Stock EFAV; Country of operation —; Class MIN VOL EAFE ETF; Shares before 0.
  • Q3 2016: Stock XLRE; Country of operation —; Class RL EST SEL SEC; Shares before 0.
  • Q1 2016: Stock NML; Country of operation —; Class COM; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1681373), 3 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-03); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-08-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016EFAV
ISHARES TR
MIN VOL EAFE ETF098+98$0$7,000+$7,0002016-11-03
Q3 2016XLRE
SELECT SECTOR SPDR TR
RL EST SEL SEC0130+130$0$4,000+$4,0002016-11-03
Q1 2016NML
NEUBERGER BERMAN MLP INCOME
COM01,750+1,750$0$12,000+$12,0002016-08-12

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