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DARRELL & KING LLC Last Quarter Change: USA ETF, Sold Out

DARRELL & KING LLC quarter change: USA ETF, Sold out

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, DARRELL & KING LLC opened 0 positions, added to 2, reduced 7, sold out of 2 and left 0 unchanged. The largest increase in value was IWM (+$54,000); the largest decrease was IVW (-$846,000).

  • IWP: Country of operation —; Class COM; Shares 2016-06-30 2,555; Shares 2016-09-30 0.
  • MDY: Country of operation —; Class COM; Shares 2016-06-30 815; Shares 2016-09-30 0.

Two Form 13F-HR filings compared (SEC CIK 1659189): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-10-31). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
IWP
ISHARES RUSSELL MID CAP GRW ET
COM2,5550-2,555$239,000$0-$239,000
MDY
SPDR S&P MIDCAP 400 ETF IV
COM8150-815$222,000$0-$222,000

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