DARRELL & KING LLC Historic Quarter Change: USA ETF, Added

DARRELL & KING LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 3 quarters from 2015-12-31 to 2016-09-30, DARRELL & KING LLC opened 0 positions, added to 3, reduced 21 and sold out of 2.

Q3 2016: Stock IWM; Country of operation —; Class COM; Shares before 3,324.
Q3 2016: Stock SDY; Country of operation —; Class COM; Shares before 4,745.
Q2 2016: Stock SDY; Country of operation —; Class COM; Shares before 3,890.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1659189), 3 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-31); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-26). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-12-31.

Quarter	Stock	Class	Shares before	Shares after	Share change	Value before	Value after	Value change	Filed
Q3 2016	IWM ISHARES RUSSELL 2000 ETF	COM	3,324	3,510	+186	$382,000	$436,000	+$54,000	2016-10-31
Q3 2016	SDY SPDR SERIES TRUST S&P DIVID ET	COM	4,745	4,956	+211	$398,000	$418,000	+$20,000	2016-10-31
Q2 2016	SDY SPDR SERIES TRUST S&P DIVID ET	COM	3,890	4,745	+855	$311,000	$398,000	+$87,000	2016-08-12

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