Carroll Financial Associates, Inc. current holdings: Foreign ETF
Carroll Financial Associates, Inc. reported $0.00 billion in exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), 3 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are BABA, BLDRS EMERGING MARKETS 50 ADR INDEX FUND, BLDRS ASIA 50 ADR INDEX FUND.
- BABA: Country of operation —; Class ADR; Shares 750; Value $79,000.
- BLDRS EMERGING MARKETS 50 ADR INDEX FUND: Country of operation —; Class ETF; Shares 600; Value $20,000.
- BLDRS ASIA 50 ADR INDEX FUND: Country of operation —; Class ETF; Shares 450; Value $12,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
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