Carroll Financial Associates, Inc. current holdings: Foreign ADRs
Carroll Financial Associates, Inc. reported $0.00 billion in depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), 21 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are UNILEVER N V N Y SHS NEW, GLAXOSMITHKLINE PLC SPONSORED ADR, BARCLAYS BANK PLC ADR PFD SR 5.
- UNILEVER N V N Y SHS NEW: Country of operation —; Class ADR; Shares 24,239; Value $1,117,000.
- GLAXOSMITHKLINE PLC SPONSORED ADR: Country of operation —; Class ADR; Shares 8,405; Value $362,000.
- BARCLAYS BANK PLC ADR PFD SR 5: Country of operation —; Class ADR; Shares 8,300; Value $216,000.
- ROYAL DUTCH SHELL PLC SPON ADR B: Country of operation —; Class ADR; Shares 2,970; Value $156,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|
UNILEVER N V N Y SHS NEW
CUSIP 904784709 | | ADR | 24,239 | $1,117,000 | 2016-09-30 | 2016-10-11 |
|---|
GLAXOSMITHKLINE PLC SPONSORED ADR
CUSIP 37733W105 | | ADR | 8,405 | $362,000 | 2016-09-30 | 2016-10-11 |
|---|
BARCLAYS BANK PLC ADR PFD SR 5
CUSIP 06739H362 | | ADR | 8,300 | $216,000 | 2016-09-30 | 2016-10-11 |
|---|
ROYAL DUTCH SHELL PLC SPON ADR B
CUSIP 780259107 | | ADR | 2,970 | $156,000 | 2016-09-30 | 2016-10-11 |
|---|
ROYAL DUTCH SHELL PLC SPONS ADR A
CUSIP 780259206 | | ADR | 2,618 | $131,000 | 2016-09-30 | 2016-10-11 |
|---|
SHIRE PLC SPONSORED ADR
CUSIP 82481R106 | | ADR | 303 | $58,000 | 2016-09-30 | 2016-10-11 |
|---|
HSBC HLDGS PLC ADR A 1/40PF A
CUSIP 404280604 | | ADR | 2,040 | $52,000 | 2016-09-30 | 2016-10-11 |
|---|
BT GROUP PLC ADR
CUSIP 05577E101 | | ADR | 1,600 | $40,000 | 2016-09-30 | 2016-10-11 |
|---|
TOTAL S A SPONSORED ADR
CUSIP 89151E109 | | ADR | 549 | $26,000 | 2016-09-30 | 2016-10-11 |
|---|
CHINA MOBILE LIMITED SPONSORED ADR
CUSIP 16941M109 | | ADR | 401 | $24,000 | 2016-09-30 | 2016-10-11 |
|---|
NATIONAL GRID PLC SPON ADR NEW
CUSIP 636274300 | | ADR | 321 | $22,000 | 2016-09-30 | 2016-10-11 |
|---|
ASTRAZENECA PLC SPONSORED ADR
CUSIP 046353108 | | ADR | 656 | $21,000 | 2016-09-30 | 2016-10-11 |
|---|
PANASONIC CORP ADR
CUSIP 69832A205 | | ADR | 1,500 | $15,000 | 2016-09-30 | 2016-10-11 |
|---|
AEGON N V NY REGISTRY SH
CUSIP 007924103 | | ADR | 2,766 | $10,000 | 2016-09-30 | 2016-10-11 |
|---|
MOBILE TELESYSTEMS PJSC SPONSORED ADR
CUSIP 607409109 | | ADR | 990 | $7,000 | 2016-09-30 | 2016-10-11 |
|---|
CNOOC LTD SPONSORED ADR
CUSIP 126132109 | | ADR | 43 | $5,000 | 2016-09-30 | 2016-10-11 |
|---|
TATA MTRS LTD SPONSORED ADR
CUSIP 876568502 | | ADR | 115 | $4,000 | 2016-09-30 | 2016-10-11 |
|---|
AMERICA MOVIL SAB DE CV SPON ADR L SHS
CUSIP 02364W105 | | ADR | 421 | $4,000 | 2016-09-30 | 2016-10-11 |
|---|
BARCLAYS BANK PLC SP ADR 7.1%PF3
CUSIP 06739H776 | | ADR | 50 | $1,000 | 2016-09-30 | 2016-10-11 |
|---|
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH
CUSIP 03938L104 | | ADR | 6 | $0 | 2016-09-30 | 2016-10-11 |
|---|
RENREN INC SPONSORED ADR
CUSIP 759892102 | | ADR | 200 | $0 | 2016-09-30 | 2016-10-11 |
|---|
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