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Broadfin Capital, LLC Last Quarter Change: USA Bonds: Convertible Notes, Reduced

Broadfin Capital, LLC quarter change: USA Bonds: Convertible Notes, Reduced

In convertible notes that pay a coupon (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Broadfin Capital, LLC opened 2 positions, added to 0, reduced 0, sold out of 0 and left 0 unchanged. The largest increase in value was EGALET CORP (+$8,781,000); the largest decrease was PERNIX THERAPEUTICS HLDGS IN (+$4,340,000).

Two Form 13F-HR filings compared (SEC CIK 1511901): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

No position of this class changed this way between the two filings.

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