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Broadfin Capital, LLC Last Quarter Change: USA Options, Added

Broadfin Capital, LLC quarter change: USA Options, Added

In put and call options, at their filed underlying value (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Broadfin Capital, LLC opened 3 positions, added to 1, reduced 0, sold out of 2 and left 0 unchanged. The largest increase in value was XBI (+$33,145,000); the largest decrease was SPY (-$115,211,000).

  • HORIZON PHARMA PLC: Country of operation —; Class SHS · Call; Shares 2016-06-30 500,000; Shares 2016-09-30 1,050,000.

Two Form 13F-HR filings compared (SEC CIK 1511901): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
HORIZON PHARMA PLC
CUSIP G4617B105
SHS · Call500,0001,050,000+550,000$8,235,000$19,037,000+$10,802,000

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