Broadfin Capital, LLC Last Quarter Change: USA Stocks, Added

Broadfin Capital, LLC quarter change: USA Stocks, Added

In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Broadfin Capital, LLC opened 1 positions, added to 3, reduced 1, sold out of 0 and left 2 unchanged. The largest increase in value was HRTX (+$26,541,000); the largest decrease was ANGO (-$1,134,000).

HRTX: Country of operation United States; Class COM; Shares 2016-06-30 1,250,104; Shares 2016-09-30 2,850,000.
DVAX: Country of operation United States; Class COM NEW; Shares 2016-06-30 547,810; Shares 2016-09-30 1,347,810.
PCRX: Country of operation United States; Class COM; Shares 2016-06-30 93,380; Shares 2016-09-30 150,680.

Two Form 13F-HR filings compared (SEC CIK 1511901): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
HRTX HERON THERAPEUTICS INC	United States	COM	1,250,104	2,850,000	+1,599,896	$22,564,000	$49,105,000	+$26,541,000
DVAX DYNAVAX TECHNOLOGIES CORP	United States	COM NEW	547,810	1,347,810	+800,000	$7,987,000	$14,139,000	+$6,152,000
PCRX PACIRA PHARMACEUTICALS INC	United States	COM	93,380	150,680	+57,300	$3,150,000	$5,156,000	+$2,006,000

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