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Amici Capital, LLC Historic Quarter Change: USA Options, New

Amici Capital, LLC historic quarter change: USA Options, New

In put and call options, at their filed underlying value (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Amici Capital, LLC opened 108 positions, added to 15, reduced 31 and sold out of 103.

  • Q3 2016: Stock POWERSHARES QQQ TRUST; Country of operation —; Class UNIT SER 1 · Put; Shares before 0.
  • Q3 2016: Stock TLT; Country of operation —; Class 20 YR TR BD ETF · Put; Shares before 0.
  • Q3 2016: Stock IWM; Country of operation —; Class RUSSELL 2000 ETF · Put; Shares before 0.
  • Q3 2016: Stock GWW; Country of operation United States; Class COM · Call; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1326537), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2005-02-14.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016POWERSHARES QQQ TRUST
CUSIP 73935A104
UNIT SER 1 · Put01,500+1,500$0$17,808,000+$17,808,0002016-11-14
Q3 2016TLT
ISHARES TR
20 YR TR BD ETF · Put01,000+1,000$0$13,751,000+$13,751,0002016-11-14
Q3 2016IWM
ISHARES TR
RUSSELL 2000 ETF · Put01,000+1,000$0$12,421,000+$12,421,0002016-11-14
Q3 2016GWW
GRAINGER W W INC
United StatesCOM · Call0220+220$0$4,946,000+$4,946,0002016-11-14
Q3 2016ALGT
ALLEGIANT TRAVEL CO
United StatesCOM · Call0330+330$0$4,358,000+$4,358,0002016-11-14
Q3 2016VISN
COMMSCOPE HLDG CO INC
United StatesCOM · Call01,000+1,000$0$3,011,000+$3,011,0002016-11-14
Q3 2016DVAX
DYNAVAX TECHNOLOGIES CORP
United StatesCOM NEW · Put02,501+2,501$0$2,624,000+$2,624,0002016-11-14
Q3 2016AEM
AGNICO EAGLE MINES LTD
COM · Put0400+400$0$2,167,000+$2,167,0002016-11-14
Q3 2016TSLA
TESLA MTRS INC
United StatesCOM · Put0100+100$0$2,040,000+$2,040,0002016-11-14
Q3 2016MAR
MARRIOTT INTL INC NEW
United StatesCL A · Call0300+300$0$2,020,000+$2,020,0002016-11-14
Q3 2016PBH
PRESTIGE BRANDS HLDGS INC
United StatesCOM · Put0300+300$0$1,448,000+$1,448,0002016-11-14

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