ZeroStack Corp. Insider Trading Arrangements
Rule 10b5-1 and other trading arrangements that directors and officers adopted or terminated, as each 10-Q and 10-K tags them (Item 408(a)), newest report first.
- 2024-08-12: Individual Dany Vaiman; Title Chief Financial Officer; Arrangement Rule 10b5-1; Adopted June 7, 2024.
- 2024-08-12: Individual Edward Woo; Title directors; Arrangement Rule 10b5-1; Adopted June 14, 2024.
| Report filed | Individual | Title | Arrangement | Adopted | Terminated | Expires or duration | Securities covered |
|---|---|---|---|---|---|---|---|
| 2024-08-12 10-Q | Dany Vaiman | Chief Financial Officer | Rule 10b5-1 | June 7, 2024 | (i) sixty (60) months after the date of adoption of this plan, (ii) the date on which the agent is required to suspend or terminate sales of common shares under the plan, (iii) the date on which the Company or any other person publicly announces a tender or exchange offer with respect to the common shares or a merger, acquisition, reorganization, recapitalization or comparable transaction affecting the securities of the Company as a result of which the common shares are to be exchanged or converted into shares of another company, (iv) the date on which the agent receives notice of the commencement or impending commencement of any proceedings in respect of or triggered by Mr. Vaiman's bankruptcy or insolvency, (v) the permissible sales volume being reached under Rule 144(e) and until such time as the Rule 144(e) volume restrictions permit further sales, (vi) the date on which all the common shares permitted to be sold under this plan have been sold, (v) the date on which Mr. Vaiman ceases to be an insider of the Company. | 170,850 | |
| 2024-08-12 10-Q | Edward Woo | directors | Rule 10b5-1 | June 14, 2024 | (i) sixty (60) months after the date of adoption of this plan, (ii) the date on which the agent is required to suspend or terminate sales of common shares under the plan, (iii) the date on which the Company or any other person publicly announces a tender or exchange offer with respect to the common shares or a merger, acquisition, reorganization, recapitalization or comparable transaction affecting the securities of the Company as a result of which the common shares are to be exchanged or converted into shares of another company, (iv) the date on which the agent receives notice of the commencement or impending commencement of any proceedings in respect of or triggered by Mr. Woo's bankruptcy or insolvency, (v) the permissible sales volume being reached under Rule 144(e) and until such time as the Rule 144(e) volume restrictions permit further sales, (vi) the date on which all the common shares permitted to be sold under this plan have been sold, (v) the date on which Mr. Woo ceases to be an insider of the Company. | 74,512 |
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