ZS Pharma, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 99 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-17: Reporting owner RASMUSSEN HENRIK S MD; Form 4; Security Employee Stock Option (NQ) - 1/1/10; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-17: Reporting owner RASMUSSEN HENRIK S MD; Form 4; Security Employee Stock Option (NQ) - 10/15/12; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-17: Reporting owner RASMUSSEN HENRIK S MD; Form 4; Security Employee Stock Option (NQ) - 3/1/13; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-17: Reporting owner RASMUSSEN HENRIK S MD; Form 4; Security Employee Stock Option (NQ) - 4/24/14; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (NQ) - 1/1/10 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −77,991 0 owned after | $1.03 exercise price | 2015-12-21 | |
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (NQ) - 10/15/12 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −116,987 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (NQ) - 3/1/13 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −97,489 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (NQ) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,457 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (ISO) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,090 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (ISO) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,820 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (NQ) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,637 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (ISO) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,799 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | RASMUSSEN HENRIK S MD Officer (Chief Medical Officer) | 4 | Employee Stock Option (NQ) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,076 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | OSTRO MARC Director | 4 | Stock Options (NQ) - 8/22/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $32.56 exercise price | 2015-12-21 | |
| 2015-12-17 | OSTRO MARC Director | 4 | Stock Options (NQ) - BOD 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Babler Martin Director | 4 | Stock Options (NQ) - 2/5/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $46.86 exercise price | 2015-12-21 | |
| 2015-12-17 | Babler Martin Director | 4 | Stock Options (NQ) - BOD 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | NOHRA GUY P Director | 4 | Stock Options (NQ) - 8/22/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $32.56 exercise price | 2015-12-21 | |
| 2015-12-17 | NOHRA GUY P Director | 4 | Stock Options (NQ) - BOD 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Farrow Jeffrey S Officer (Chief Financial Officer) | 4 | Employee Stock Option (ISO) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,100 0 owned after | $56.31 exercise price | 2015-12-21 | |
| 2015-12-17 | Farrow Jeffrey S Officer (Chief Financial Officer) | 4 | Employee Stock Option (NQ) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −77,900 0 owned after | $56.31 exercise price | 2015-12-21 | |
| 2015-12-17 | Popovits Kimberly J Director | 4 | Stock Options (NQ) - 5/1/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $39.01 exercise price | 2015-12-21 | |
| 2015-12-17 | Popovits Kimberly J Director | 4 | Stock Options (NQ) - BOD 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (NQ) - 8/1/13 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −155,983 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (NQ) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,190 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (ISO) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,279 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (ISO) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,095 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (NQ) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,125 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (ISO) - 1/23/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99 0 owned after | $46.00 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (NQ) - 1/23/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,675 0 owned after | $46.00 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (ISO) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,717 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (NQ) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,158 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Smith Cynthia Officer (Chief Commercial Officer) | 4 | Employee Stock Option (NQ) - 6/24/13 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −185,230 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | Smith Cynthia Officer (Chief Commercial Officer) | 4 | Employee Stock Option (NQ) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,504 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | Smith Cynthia Officer (Chief Commercial Officer) | 4 | Employee Stock Option (ISO) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,520 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | Smith Cynthia Officer (Chief Commercial Officer) | 4 | Employee Stock Option (ISO) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,791 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | Smith Cynthia Officer (Chief Commercial Officer) | 4 | Employee Stock Option (NQ) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,246 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | Smith Cynthia Officer (Chief Commercial Officer) | 4 | Employee Stock Option (ISO) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,799 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Smith Cynthia Officer (Chief Commercial Officer) | 4 | Employee Stock Option (NQ) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,076 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | AKKARAJU SRINIVAS Director | 4 | Option (NQ) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $32.56 exercise price | 2015-12-21 | |
| 2015-12-17 | AKKARAJU SRINIVAS Director | 4 | Option (NQ) - BOD Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Asbury Mark Officer (Chief Legal Officer) | 4 | Employee Stock Option (ISO) - 6/30/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,434 0 owned after | $28.75 exercise price | 2015-12-21 | |
| 2015-12-17 | Asbury Mark Officer (Chief Legal Officer) | 4 | Employee Stock Option (NQ) - 6/30/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −71,088 0 owned after | $28.75 exercise price | 2015-12-21 | |
| 2015-12-17 | Asbury Mark Officer (Chief Legal Officer) | 4 | Employee Stock Option (ISO) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,799 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Asbury Mark Officer (Chief Legal Officer) | 4 | Employee Stock Option (NQ) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,076 0 owned after | $28.75 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (NQ) - 6/5/09 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,046 0 owned after | $1.03 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (NQ) - 1/1/12 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,694 0 owned after | $2.56 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (NQ) - 10/15/12 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −185,230 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (NQ) - 3/1/13 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −155,983 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (NQ) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,219 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (ISO) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,096 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (ISO) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −951 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (NQ) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,086 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (ISO) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,799 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (NQ) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,701 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (NQ) - 6/5/09 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,096 0 owned after | $1.03 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (NQ) - 1/1/12 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,694 0 owned after | $2.56 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (NQ) - 10/15/12 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −175,481 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (NQ) - 3/1/13 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −136,485 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (NQ) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,788 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (ISO) - 4/24/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,603 0 owned after | $10.92 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (ISO) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,887 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (NQ) - 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,150 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (ISO) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,799 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (NQ) - 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,076 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | WHITING JOHN M Director | 4 | Stock Options (NQ) - 8/22/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $32.56 exercise price | 2015-12-21 | |
| 2015-12-17 | WHITING JOHN M Director | 4 | Stock Options (NQ) - BOD 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Alexander Robert Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (NQ) 3/1/13 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −448,453 0 owned after | $2.13 exercise price | 2015-12-21 | |
| 2015-12-17 | Alexander Robert Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (ISO) 1/25/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,566 0 owned after | $5.62 exercise price | 2015-12-21 | |
| 2015-12-17 | Alexander Robert Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (NQ) 1/25/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −132,473 0 owned after | $5.62 exercise price | 2015-12-21 | |
| 2015-12-17 | Alexander Robert Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (ISO) 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,864 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | Alexander Robert Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (NQ) 7/8/14 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −74,748 0 owned after | $27.16 exercise price | 2015-12-21 | |
| 2015-12-17 | Alexander Robert Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (ISO) 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,799 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-17 | Alexander Robert Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (NQ) 6/18/15 Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −73,201 0 owned after | $55.57 exercise price | 2015-12-21 | |
| 2015-12-10 | Guillem Alvaro Officer (President) | 4 | Employee Stock Option (ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,154 25,096 owned after | $10.92 exercise price | 2015-12-11 | |
| 2015-12-09 | KEYSER D JEFFREY Officer (Chief Operating Officer) | 4 | Employee Stock Option (ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,154 24,603 owned after | $10.92 exercise price | 2015-12-11 | |
| 2015-12-08 | Smith Cynthia Officer (Chief Commercial Officer) | 4 | Employee Stock Option (ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,155 20,520 owned after | $10.92 exercise price | 2015-12-10 | |
| 2015-12-08 | Alexander Robert Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,807 39,566 owned after | $5.62 exercise price | 2015-12-10 | |
| 2015-12-08 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Option (ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,156 17,279 owned after | $10.92 exercise price | 2015-12-10 | |
| 2015-12-08 | Asbury Mark Officer (Chief Legal Officer) | 4 | Employee Stock Option (ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,478 10,434 owned after | $28.75 exercise price | 2015-12-10 | |
| 2015-08-21 | Creech Todd A Other (Former Chief Financial Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 210,771 owned after | $2.13 | 2015-08-24 | |
| 2015-08-20 | Creech Todd A Other (Former Chief Financial Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 260,771 owned after | $2.13 | 2015-08-24 | |
| 2015-07-14 holding as of filing | Farrow Jeffrey S Officer (Chief Financial Officer) | 3 | Employee Stock Options Derivative · Direct | Holding | $56.31 exercise price | 2015-07-14 | ||
| 2015-06-18 | WHITING JOHN M Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $55.57 | 2015-08-24 | |
| 2015-06-18 | AKKARAJU SRINIVAS Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $55.57 | 2015-06-29 | |
| 2015-06-18 | Popovits Kimberly J Director | 4 | Stock Options right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | OSTRO MARC Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | NOHRA GUY P Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | Babler Martin Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | Guillem Alvaro Officer (See Remarks) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | RASMUSSEN HENRIK S MD Officer (See Remarks) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,875 16,875 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | Smith Cynthia Officer (See Remarks) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,875 16,875 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | Tomasi Adam Officer (See Remarks) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,875 16,875 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | KEYSER D JEFFREY Officer (See Remarks) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,875 16,875 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | Alexander Robert Director, Officer (See Remarks) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $55.57 | 2015-06-25 | |
| 2015-06-18 | Asbury Mark Officer (See Remarks) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,875 16,875 owned after | $55.57 | 2015-06-25 | |
| 2015-05-08 holding as of filing | Popovits Kimberly J Director | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $39.01 exercise price | 2015-05-08 | ||
| 2015-03-19 holding as of filing | Tomasi Adam Officer (See Remarks) | 3 | Employee Stock Options Derivative · Direct | Holding | $2.13 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Tomasi Adam Officer (See Remarks) | 3 | Employee Stock Options Derivative · Direct | Holding | $10.92 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Tomasi Adam Officer (See Remarks) | 3 | Employee Stock Options Derivative · Direct | Holding | $27.16 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Tomasi Adam Officer (See Remarks) | 3 | Employee Stock Options Derivative · Direct | Holding | $46.00 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Asbury Mark Officer (See Remarks) | 3 | Employee Stock Options Derivative · Direct | Holding | $28.75 exercise price | 2015-03-19 | ||
| 2015-03-19 holding as of filing | Babler Martin Director | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $46.86 exercise price | 2015-03-19 |