ZS Pharma, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows, 39 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-23: Reporting owner Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP | Devon Park Associates, LLC; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2014-06-23: Reporting owner Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP | Devon Park Associates, LLC; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2014-06-23: Reporting owner Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP | Devon Park Associates, LLC; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
- 2014-06-23: Reporting owner OSTRO MARC; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-23 | Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP | Devon Park Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,422,901 0 owned after | $0.00 | 2014-06-25 | |
| 2014-06-23 | Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP | Devon Park Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −824,913 0 owned after | $0.00 | 2014-06-25 | |
| 2014-06-23 | Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP | Devon Park Associates, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −168,910 0 owned after | $0.00 | 2014-06-25 | |
| 2014-06-23 | OSTRO MARC Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,422,901 0 owned after | $0.00 | 2014-06-25 | |
| 2014-06-23 | OSTRO MARC Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −824,913 0 owned after | $0.00 | 2014-06-25 | |
| 2014-06-23 | OSTRO MARC Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −168,910 0 owned after | $0.00 | 2014-06-25 | |
| 2014-06-23 | KEYSER D JEFFREY Director, Officer (Chief Operating Officer) | 4 | Series A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −12,186 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | KEYSER D JEFFREY Director, Officer (Chief Operating Officer) | 4 | Series A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −48,744 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | KEYSER D JEFFREY Director, Officer (Chief Operating Officer) | 4 | Series B Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −9,005 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | NOHRA GUY P | CHAMPSI FARAH | JANNEY DANIEL | Alta Partners VIII, L.P. | Alta Partners Management VIII, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,849,703 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | NOHRA GUY P | CHAMPSI FARAH | JANNEY DANIEL | Alta Partners VIII, L.P. | Alta Partners Management VIII, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −180,387 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | NOHRA GUY P Director | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,849,703 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | NOHRA GUY P Director | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −180,387 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | Guillem Alvaro Director, Officer (President) | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −12,186 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | Guillem Alvaro Director, Officer (President) | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −9,005 0 owned after | no price filed | 2014-06-25 | |
| 2014-06-23 | Novo A/S | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −506,730 0 owned after | $0.00 | 2014-06-24 | |
| 2014-06-23 | RIVERVEST VENTURE FUND II L P | Schmelter Jay | RiverVest 3x5 Special Opportunity Managers, LLC | RiverVest Venture Fund II (Ohio), L.P. | 3x5 Special Opportunity Fund, L.P. | 3x5 Special Opportunity Partners, LLC | RiverVest Venture Partners II, L.P. | Melzer Thomas C. | RiverVest Venture Partners II(Ohio), LLC | RiverVest Venture Partners II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock, $0.001 par value per share Derivative · Direct | C Conversion of derivative security | −1,987,292 0 owned after | $0.00 | 2014-06-24 | |
| 2014-06-23 | RIVERVEST VENTURE FUND II L P | Schmelter Jay | RiverVest 3x5 Special Opportunity Managers, LLC | RiverVest Venture Fund II (Ohio), L.P. | 3x5 Special Opportunity Fund, L.P. | 3x5 Special Opportunity Partners, LLC | RiverVest Venture Partners II, L.P. | Melzer Thomas C. | RiverVest Venture Partners II(Ohio), LLC | RiverVest Venture Partners II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock, $0.001 par value per share Derivative · Direct | C Conversion of derivative security | −202,691 0 owned after | $0.00 | 2014-06-24 | |
| 2014-06-17 holding as of filing | Devon Park Associates, LLC | Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Devon Park Associates, LLC | Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Devon Park Associates, LLC | Devon Park Associates, L.P. | DEVON PARK BIOVENTURES LP 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | OSTRO MARC Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | OSTRO MARC Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | OSTRO MARC Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | RiverVest Venture Fund II (Ohio), L.P. | RIVERVEST VENTURE FUND II L P | 3x5 Special Opportunity Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock, $0.001 par value per share Derivative · Direct | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | RiverVest Venture Fund II (Ohio), L.P. | RIVERVEST VENTURE FUND II L P | 3x5 Special Opportunity Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock, $0.001 par value per share Derivative · Direct | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Novo A/S | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Dyett John 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Dyett John 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Dyett John 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | KEYSER D JEFFREY Director, Officer (Chief Operating Officer) | 3 | Series A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | KEYSER D JEFFREY Director, Officer (Chief Operating Officer) | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | KEYSER D JEFFREY Director, Officer (Chief Operating Officer) | 3 | Series B Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Guillem Alvaro Director, Officer (President) | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Guillem Alvaro Director, Officer (President) | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Alta Partners Management VIII, LLC | CHAMPSI FARAH | Alta Partners VIII, L.P. | JANNEY DANIEL | NOHRA GUY P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | Alta Partners Management VIII, LLC | CHAMPSI FARAH | Alta Partners VIII, L.P. | JANNEY DANIEL | NOHRA GUY P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | NOHRA GUY P Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 | ||
| 2014-06-17 holding as of filing | NOHRA GUY P Director | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-06-17 |