ZOGENIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-05: Reporting owner Galer Bradley S.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-05: Reporting owner RHOADS ANN D; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-05: Reporting owner Farfel Gail M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-05: Reporting owner Darcis Thierry J.P.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-05 | Galer Bradley S. Officer (EVP/Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $13.32 exercise price | 2015-10-07 | |
| 2015-10-05 | RHOADS ANN D Officer (EVP, CFO, Treasurer & Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $13.32 exercise price | 2015-10-07 | |
| 2015-10-05 | Farfel Gail M Officer (EVP/Chief Development Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.32 exercise price | 2015-10-07 | |
| 2015-10-05 | Darcis Thierry J.P. Officer (EVP / General Manager, Europe) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.32 exercise price | 2015-10-07 | |
| 2015-07-01 | Darcis Thierry J.P. Officer (EVP / General Manager, Europe) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $13.96 exercise price | 2015-07-06 | |
| 2015-07-01 | Farfel Gail M Officer (EVP/Chief Development Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,250 56,250 owned after | $13.96 exercise price | 2015-07-06 | |
| 2015-06-18 | TANNENBAUM RENEE P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $1.60 exercise price | 2015-06-19 | |
| 2015-06-18 | BREITMEYER JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $1.60 exercise price | 2015-06-19 | |
| 2015-06-18 | WIGGINS MARK C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $1.60 exercise price | 2015-06-19 | |
| 2015-06-18 | BOCK LOUIS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $1.60 exercise price | 2015-06-19 | |
| 2015-06-18 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $1.60 exercise price | 2015-06-19 | |
| 2015-06-18 | HAWLEY ROGER Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $1.60 exercise price | 2015-06-19 | |
| 2015-06-18 | GARNER CAM L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $1.60 exercise price | 2015-06-19 | |
| 2015-05-13 | FARR STEPHEN J Director, Officer (President and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $1.38 exercise price | 2015-05-14 |