ZOGENIX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-03-07: Reporting owner Smith Michael P; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-07: Reporting owner Smith Michael P; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-07: Reporting owner Smith Michael P; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-07: Reporting owner BREITMEYER JAMES B; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-03-07 | Smith Michael P Officer (EVP, CFO & Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −67,500 0 owned after | $10.35 exercise price | 2022-03-09 | |
| 2022-03-07 | Smith Michael P Officer (EVP, CFO & Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,000 0 owned after | $27.36 exercise price | 2022-03-09 | |
| 2022-03-07 | Smith Michael P Officer (EVP, CFO & Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $18.76 exercise price | 2022-03-09 | |
| 2022-03-07 | BREITMEYER JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,375 0 owned after | $24.56 exercise price | 2022-03-09 | |
| 2022-03-07 | BREITMEYER JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $15.52 exercise price | 2022-03-09 | |
| 2022-03-07 | BREITMEYER JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $12.80 exercise price | 2022-03-09 | |
| 2022-03-07 | BREITMEYER JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $8.99 exercise price | 2022-03-09 | |
| 2022-03-07 | BREITMEYER JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.75 exercise price | 2022-03-09 | |
| 2022-03-07 | BREITMEYER JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | Stutts Mary E. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $22.82 exercise price | 2022-03-09 | |
| 2022-03-07 | Stutts Mary E. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | WIGGINS MARK C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,375 0 owned after | $14.88 exercise price | 2022-03-09 | |
| 2022-03-07 | WIGGINS MARK C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,625 0 owned after | $12.00 exercise price | 2022-03-09 | |
| 2022-03-07 | WIGGINS MARK C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $15.52 exercise price | 2022-03-09 | |
| 2022-03-07 | WIGGINS MARK C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $12.80 exercise price | 2022-03-09 | |
| 2022-03-07 | WIGGINS MARK C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $8.99 exercise price | 2022-03-09 | |
| 2022-03-07 | WIGGINS MARK C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.75 exercise price | 2022-03-09 | |
| 2022-03-07 | WIGGINS MARK C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | BOCK LOUIS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $12.80 exercise price | 2022-03-09 | |
| 2022-03-07 | BOCK LOUIS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $8.99 exercise price | 2022-03-09 | |
| 2022-03-07 | BOCK LOUIS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.75 exercise price | 2022-03-09 | |
| 2022-03-07 | BOCK LOUIS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | TANNENBAUM RENEE P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $12.80 exercise price | 2022-03-09 | |
| 2022-03-07 | TANNENBAUM RENEE P Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | Farfel Gail M Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,289 0 owned after | $13.96 exercise price | 2022-03-09 | |
| 2022-03-07 | Farfel Gail M Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,250 0 owned after | $13.32 exercise price | 2022-03-09 | |
| 2022-03-07 | Farfel Gail M Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $10.35 exercise price | 2022-03-09 | |
| 2022-03-07 | Farfel Gail M Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,500 0 owned after | $10.20 exercise price | 2022-03-09 | |
| 2022-03-07 | Farfel Gail M Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $27.36 exercise price | 2022-03-09 | |
| 2022-03-07 | Farfel Gail M Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $18.76 exercise price | 2022-03-09 | |
| 2022-03-07 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,250 0 owned after | $15.52 exercise price | 2022-03-09 | |
| 2022-03-07 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 0 owned after | $12.80 exercise price | 2022-03-09 | |
| 2022-03-07 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $8.99 exercise price | 2022-03-09 | |
| 2022-03-07 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.75 exercise price | 2022-03-09 | |
| 2022-03-07 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | Galer Bradley S. Officer (EVP & Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,125 0 owned after | $24.16 exercise price | 2022-03-09 | |
| 2022-03-07 | Galer Bradley S. Officer (EVP & Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,125 0 owned after | $16.64 exercise price | 2022-03-09 | |
| 2022-03-07 | Galer Bradley S. Officer (EVP & Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,125 0 owned after | $10.64 exercise price | 2022-03-09 | |
| 2022-03-07 | Galer Bradley S. Officer (EVP & Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,500 0 owned after | $13.32 exercise price | 2022-03-09 | |
| 2022-03-07 | Galer Bradley S. Officer (EVP & Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $10.35 exercise price | 2022-03-09 | |
| 2022-03-07 | Galer Bradley S. Officer (EVP & Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $10.20 exercise price | 2022-03-09 | |
| 2022-03-07 | Galer Bradley S. Officer (EVP & Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,000 0 owned after | $27.36 exercise price | 2022-03-09 | |
| 2022-03-07 | Galer Bradley S. Officer (EVP & Chief Medical Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $18.76 exercise price | 2022-03-09 | |
| 2022-03-07 | Loewy Caroline M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $22.82 exercise price | 2022-03-09 | |
| 2022-03-07 | Loewy Caroline M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | Mitchell Shawnte Officer (EVP, GC & Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −110,000 0 owned after | $26.68 exercise price | 2022-03-09 | |
| 2022-03-07 | Mitchell Shawnte Officer (EVP, GC & Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $18.76 exercise price | 2022-03-09 | |
| 2022-03-07 | GARNER CAM L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $8.99 exercise price | 2022-03-09 | |
| 2022-03-07 | GARNER CAM L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $12.75 exercise price | 2022-03-09 | |
| 2022-03-07 | GARNER CAM L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −87,499 0 owned after | $15.04 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,373 0 owned after | $15.92 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −43,749 0 owned after | $24.56 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,583 0 owned after | $10.64 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −93,750 0 owned after | $11.04 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −90,767 0 owned after | $10.35 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,937 0 owned after | $10.20 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −165,000 0 owned after | $27.36 exercise price | 2022-03-09 | |
| 2022-03-07 | FARR STEPHEN J Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −93,335 0 owned after | $18.76 exercise price | 2022-03-09 | |
| 2022-03-07 | Waynick Denelle J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $22.82 exercise price | 2022-03-09 | |
| 2022-03-07 | Waynick Denelle J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $17.83 exercise price | 2022-03-09 | |
| 2022-03-07 | Sagrolikar Ashish M Officer (EVP & Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $27.36 exercise price | 2022-03-09 | |
| 2022-03-07 | Sagrolikar Ashish M Officer (EVP & Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $18.76 exercise price | 2022-03-09 | |
| 2022-03-07 | Sagrolikar Ashish M Officer (EVP & Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $14.86 exercise price | 2022-03-09 | |
| 2022-02-01 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $12.00 exercise price | 2022-02-03 | |
| 2022-01-19 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 9,277 owned after | $15.04 | 2022-01-21 | |
| 2022-01-19 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,375 13,652 owned after | $14.88 | 2022-01-21 | |
| 2022-01-19 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,375 18,027 owned after | $12.00 | 2022-01-21 | |
| 2022-01-19 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −15,000 3,027 owned after | $26.09 | 2022-01-21 | |
| 2022-01-19 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $15.04 exercise price | 2022-01-21 | |
| 2022-01-19 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,375 0 owned after | $14.88 exercise price | 2022-01-21 | |
| 2022-01-19 | MAST ERLE T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,375 1,250 owned after | $12.00 exercise price | 2022-01-21 |