ZOGENIX, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 140 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-22: Reporting owner TREU JESSE I; Form 3; Security Series A-1 Preferred Stock; Transaction Holding.
- 2010-11-22: Reporting owner TREU JESSE I; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2010-11-22: Reporting owner TREU JESSE I; Form 3; Security Series A-1 Preferred Stock; Transaction Holding.
- 2010-11-22: Reporting owner TREU JESSE I; Form 3; Security Series A-1 Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-22 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | TREU JESSE I 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | TREU JESSE I 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BLAIR JAMES C Director, 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VI, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DOVEY BRIAN H 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VI Associates, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Domain Partners VI, L.P. 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DP VI Associates, L.P. 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DP VII ASSOCIATES LP 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DP VII ASSOCIATES LP 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DOMAIN PARTERS VII L P 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DOMAIN PARTERS VII L P 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Halak Brian K 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Halak Brian K 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Domain Partners VII, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Halak Brian K 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Halak Brian K 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DP VII Associates, L.P. | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Wienbar Sharon L | Scale Venture Management II, LLC | Scale Venture Partners II, LP | O'Driscoll Rory | Brooks Mark J | MITCHELL KATE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Wienbar Sharon L | Scale Venture Management II, LLC | Scale Venture Partners II, LP | O'Driscoll Rory | Brooks Mark J | MITCHELL KATE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Wienbar Sharon L | Scale Venture Management II, LLC | Scale Venture Partners II, LP | O'Driscoll Rory | Brooks Mark J | MITCHELL KATE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Wienbar Sharon L | Scale Venture Management II, LLC | Scale Venture Partners II, LP | O'Driscoll Rory | Brooks Mark J | MITCHELL KATE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Wienbar Sharon L | Scale Venture Management II, LLC | Scale Venture Partners II, LP | O'Driscoll Rory | Brooks Mark J | MITCHELL KATE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Wienbar Sharon L | Scale Venture Management II, LLC | Scale Venture Partners II, LP | O'Driscoll Rory | Brooks Mark J | MITCHELL KATE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | Wienbar Sharon L | Scale Venture Management II, LLC | Scale Venture Partners II, LP | O'Driscoll Rory | Brooks Mark J | MITCHELL KATE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Direct | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BOCK LOUIS C Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BOCK LOUIS C Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BOCK LOUIS C Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · (m) | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BOCK LOUIS C Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · (m) | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BOCK LOUIS C Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · (m) | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BOCK LOUIS C Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · (m) | Holding | $1.10 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | BOCK LOUIS C Director, 10% Owner | 3 | Warrant to Purchase Series B Preferred Stock Derivative · Indirect · (m) | Holding | $1.10 exercise price | 2010-11-22 |