ZOGENIX, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2010-07-14: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2010-07-01; Total offering amount $15,000,000.
- 2009-12-15: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2009-09-22; Total offering amount $70,962,156.
- 2009-07-28: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-07-17; Total offering amount Indefinite.
- 2009-06-29: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-06-15; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2010-07-14 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2010-07-01 | $15,000,000 | $15,000,000 | $0 | 13 |
| 2009-12-15 D/A | Rule 506 | Equity; OptionToAcquire | 2009-09-22 | $70,962,156 | $70,962,156 | $0 | 14 |
| 2009-07-28 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2009-07-17 | Indefinite | $3,100,000 | Indefinite | 9 |
| 2009-06-29 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2009-06-15 | Indefinite | $3,100,000 | Indefinite | 9 |
| 2009-05-29 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2009-05-15 | Indefinite | $3,100,000 | Indefinite | 9 |