ZIVO BIOSCIENCE, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-07-17: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2023-06-30; Total offering amount $3,999,960.
- 2018-05-15: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale Yet to occur; Total offering amount $5,000,000.
- 2016-10-14: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-09-30; Total offering amount $5,000,000.
- 2013-12-24: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-12-20; Total offering amount $250,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-07-17 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2023-06-30 | $3,999,960 | $3,999,960 | $0 | 1 |
| 2018-05-15 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |
| 2016-10-14 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2016-09-30 | $5,000,000 | $1,250,000 | $3,750,000 | 6 |
| 2013-12-24 | Rule 506(b) | Equity; OptionToAcquire | 2013-12-20 | $250,000 | $250,000 | $0 | 1 |
| 2013-12-23 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2013-12-17 | $500,000 | $375,000 | $125,000 | 1 |
| 2013-08-26 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-08-21 | $132,000 | $132,000 | $0 | 5 |
| 2013-08-12 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-07-31 | $325,000 | $325,000 | $0 | 5 |
| 2012-12-27 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-09-19 | $50,000 | $50,000 | $0 | 1 |
| 2012-12-26 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-09-11 | $140,000 | $140,000 | $0 | 1 |
| 2012-07-27 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-07-16 | $62,500 | $62,500 | $0 | 1 |
| 2012-07-27 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-07-13 | $62,500 | $62,500 | $0 | 1 |
| 2012-05-24 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-05-10 | $300,000 | $300,000 | $0 | 1 |
| 2012-05-14 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-12-02 | $2,000,000 | $1,025,000 | $975,000 | 1 |
| 2012-04-17 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-12-02 | $2,000,000 | $775,000 | $1,225,000 | 1 |
| 2012-04-10 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-01-27 | $500,000 | $395,708 | $104,292 | 1 |
| 2012-03-26 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-12-02 | $2,000,000 | $700,000 | $1,300,000 | 1 |
| 2012-02-13 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-01-27 | $500,000 | $332,000 | $168,000 | 1 |
| 2012-02-10 D/A | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-01-27 | $500,000 | $332,000 | $168,000 | 1 |
| 2011-12-12 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-12-02 | $2,000,000 | $600,000 | $1,400,000 | 1 |
| 2011-12-09 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-11-25 | $2,500,000 | $278,000 | $2,222,000 | 1 |
| 2011-09-02 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2011-02-02 | $400,000 | $290,500 | $109,500 | 7 |
| 2011-07-28 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2011-02-02 | $400,000 | $256,500 | $143,500 | 7 |
| 2011-06-30 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2011-02-02 | $400,000 | $156,500 | $243,500 | 7 |
| 2011-06-10 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2011-02-02 | $400,000 | $142,500 | $257,500 | 7 |
| 2011-06-01 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,717,128 | $82,872 | 43 |
| 2011-04-21 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2011-02-02 | $400,000 | $122,500 | $277,500 | 7 |
| 2011-03-03 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,707,128 | $92,872 | 43 |
| 2011-02-14 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,627,128 | $172,872 | 43 |
| 2011-02-14 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2011-02-02 | $400,000 | $112,500 | $287,500 | 6 |
| 2011-02-11 | Rule 506 | Equity; Debt; OptionToAcquire | 2011-02-02 | $400,000 | $112,500 | $287,500 | 6 |
| 2011-02-01 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,627,128 | $172,872 | 43 |
| 2010-10-01 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,547,128 | $252,872 | 42 |
| 2010-09-08 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,482,128 | $317,872 | 42 |
| 2010-08-06 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,457,128 | $342,872 | 41 |
| 2010-07-21 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,407,128 | $392,872 | 39 |
| 2010-06-03 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,389,628 | $410,372 | 38 |
| 2010-05-20 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,289,628 | $510,372 | 37 |
| 2010-04-28 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,239,628 | $560,372 | 35 |
| 2010-04-06 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $1,084,628 | $715,372 | 31 |
| 2010-03-16 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $982,962 | $817,038 | 26 |
| 2010-03-16 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $982,962 | $817,038 | 26 |
| 2010-02-19 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $605,500 | $1,194,500 | 14 |
| 2010-02-04 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $569,500 | $1,230,500 | 11 |
| 2009-12-17 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $524,000 | $1,276,000 | 10 |
| 2009-11-19 D/A | Rule 506 | Equity; Debt; OptionToAcquire | 2009-09-14 | $1,800,000 | $500,000 | $1,300,000 | 10 |
| 2009-10-13 D/A | Rule 506 | Equity; OptionToAcquire | 2009-09-14 | $1,800,000 | $335,000 | $1,465,000 | 3 |
| 2009-09-21 | Rule 506 | Equity; OptionToAcquire | 2009-09-14 | $1,800,000 | $205,000 | $1,595,000 | 3 |