ZAGG INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-27: Reporting owner Pedersen Robert G II; Form 4; Security Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-11-09: Reporting owner OBRIEN BRANDON T; Form 4/A; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-09: Reporting owner OBRIEN BRANDON T; Form 4; Security Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-04-17: Reporting owner SMITH DEREK MICHAEL; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | Pedersen Robert G II Other (Former Chairman and CEO) | 4 | Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −255,999 0 owned after | $1.30 exercise price | 2012-11-29 | |
| 2012-11-09 | OBRIEN BRANDON T Officer (Chief Financial Officer) | 4/A | Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,927 0 owned after | $1.30 exercise price | 2012-12-13 | |
| 2012-11-09 | OBRIEN BRANDON T Officer (Chief Financial Officer) | 4 | Warrant Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −73,927 0 owned after | $1.30 exercise price | 2012-11-09 | |
| 2012-04-17 holding as of filing | SMITH DEREK MICHAEL Officer (CHIEF MARKETING OFFICER) | 3 | Warrants Derivative · Direct | Holding | $1.30 exercise price | 2012-04-17 | ||
| 2011-08-18 | Pedersen Robert G II Director, Officer (CEO), 10% Owner | 4 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −263,232 255,999 owned after | $1.30 exercise price | 2011-08-22 | |
| 2009-07-08 | Pedersen Robert G II Director, Officer (CEO), 10% Owner | 4 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +230,769 539,231 owned after | $1.30 exercise price | 2009-07-10 | |
| 2007-11-29 | Pedersen Robert G II Director, Officer (Chief Executive Officer), 10% Owner | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +750,000 7,382,576 owned after | $1.30 | 2008-03-20 | |
| 2007-11-29 | OBRIEN BRANDON T Officer (Chief Financial Officer) | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +73,927 356,780 owned after | $1.30 | 2008-03-06 |