ZAGG INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-04: Reporting owner LARABEE CHERYL A; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-06: Reporting owner Hales Randall L; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-02-05: Reporting owner OBRIEN BRANDON T; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-02-14: Reporting owner OBRIEN BRANDON T; Form 4; Security Stock Option Grant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-04 | LARABEE CHERYL A Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,541 0 owned after | $8.14 exercise price | 2016-03-07 | |
| 2015-10-06 | Hales Randall L Director, Officer (President, CEO) | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +61,694 0 owned after | $5.13 exercise price | 2015-10-08 | |
| 2015-02-05 | OBRIEN BRANDON T Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $2.53 exercise price | 2015-02-09 | |
| 2014-02-14 | OBRIEN BRANDON T Officer (Chief Financial Officer) | 4 | Stock Option Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $1.23 exercise price | 2014-02-18 | |
| 2012-11-12 | Pedersen Robert G II Other (Former Chairman and CEO) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $0.65 exercise price | 2012-11-14 | |
| 2012-11-12 | Pedersen Robert G II Other (Former Chairman and CEO) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −95,000 0 owned after | $1.23 exercise price | 2012-11-14 | |
| 2012-11-12 | Pedersen Robert G II Other (Former Chairman and CEO) | 4 | Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,333 31,667 owned after | $2.53 exercise price | 2012-11-14 | |
| 2012-04-17 holding as of filing | SMITH DEREK MICHAEL Officer (CHIEF MARKETING OFFICER) | 3 | Options Derivative · Direct | Holding | $1.23 exercise price | 2012-04-17 | ||
| 2012-04-17 holding as of filing | SMITH DEREK MICHAEL Officer (CHIEF MARKETING OFFICER) | 3 | Options Derivative · Direct | Holding | $2.53 exercise price | 2012-04-17 | ||
| 2012-04-17 holding as of filing | SMITH DEREK MICHAEL Officer (CHIEF MARKETING OFFICER) | 3 | Options Derivative · Direct | Holding | $2.53 exercise price | 2012-04-17 | ||
| 2012-03-19 | Ueyama Shu Director | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −6,667 6,666 owned after | $4.28 exercise price | 2012-03-19 | |
| 2011-12-08 | Ekstrom Eward D Director | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −73,333 73,334 owned after | $5.05 exercise price | 2011-12-09 | |
| 2011-12-07 | Hales Randall L Director | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +30,847 61,694 owned after | $5.13 exercise price | 2011-12-09 | |
| 2011-09-07 | OBRIEN BRANDON T Officer (Chief Financial Officer) | 4 | Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 0 owned after | $0.65 exercise price | 2011-09-09 | |
| 2011-08-22 | Ueyama Shu Director | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −6,667 13,333 owned after | $4.28 exercise price | 2011-08-24 | |
| 2011-03-18 holding as of filing | LARABEE CHERYL A Director | 3 | Option Derivative · Direct | Holding | $8.14 exercise price | 2011-03-18 | ||
| 2011-03-18 holding as of filing | LARABEE CHERYL A Director | 3 | Option Derivative · Direct | Holding | $8.14 exercise price | 2011-03-18 | ||
| 2011-03-18 holding as of filing | LARABEE CHERYL A Director | 3 | Option Derivative · Direct | Holding | $8.14 exercise price | 2011-03-18 | ||
| 2010-12-06 | Ekstrom Eward D Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,333 146,667 owned after | $5.05 exercise price | 2010-12-07 | |
| 2010-12-03 | Ekstrom Eward D Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 195,000 owned after | $5.05 exercise price | 2010-12-07 | |
| 2010-10-21 holding as of filing | Hales Randall L Director | 3 | Option Derivative · Direct | Holding | $5.13 exercise price | 2010-10-21 | ||
| 2010-10-21 holding as of filing | Hales Randall L Director | 3 | Option Derivative · Direct | Holding | $5.13 exercise price | 2010-10-21 | ||
| 2010-10-21 holding as of filing | Hales Randall L Director | 3 | Option Derivative · Direct | Holding | $5.13 exercise price | 2010-10-21 | ||
| 2010-10-13 | Harmer Larry Director | 4 | Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −100,000 383,334 owned after | $0.60 | 2010-10-14 | |
| 2010-09-24 | Harmer Larry Director | 4 | Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −100,000 483,334 owned after | $0.60 | 2010-09-28 | |
| 2010-08-25 | Harmer Larry Director | 4 | Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −83,333 583,334 owned after | $0.60 | 2010-08-27 | |
| 2010-02-23 | Pedersen Robert G II Director, Officer (CEO), 10% Owner | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,000 769,231 owned after | $2.61 exercise price | 2010-02-25 | |
| 2010-02-23 | OBRIEN BRANDON T Officer (CFO) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 243,927 owned after | $2.61 exercise price | 2010-02-25 | |
| 2009-12-07 | Ueyama Shu Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.28 | 2009-12-08 | |
| 2009-09-16 holding as of filing | Ekstrom Eward D Director | 3 | Stock Options Derivative · Direct | Holding | $5.05 exercise price | 2009-09-16 | ||
| 2009-07-22 | Harmer Larry Director | 4 | Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −333,333 666,667 owned after | $0.60 | 2009-07-27 | |
| 2009-04-13 holding as of filing | Harmer Larry Director | 3 | Stock Options Derivative · Direct | Holding | $0.60 exercise price | 2009-04-13 | ||
| 2009-02-20 | Pedersen Robert G II Director, Officer (CEO), 10% Owner | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,000 905,000 owned after | $1.23 exercise price | 2009-02-24 | |
| 2009-02-20 | OBRIEN BRANDON T Officer (CFO) | 4 | Stock Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 183,927 owned after | $1.23 exercise price | 2009-02-24 | |
| 2008-03-08 | OBRIEN BRANDON T Officer (Chief Financial Officer) | 4 | option grant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 406,780 owned after | $0.65 | 2008-03-20 | |
| 2008-03-08 | Pedersen Robert G II Director, Officer (Chief Executive Officer), 10% Owner | 5 | Option Grant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 7,442,576 owned after | $0.65 | 2008-03-20 | |
| 2008-03-06 | OBRIEN BRANDON T Officer (Chief Financial Officer) | 4/A | Option Grant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 406,780 owned after | $0.65 | 2008-03-25 | |
| 2008-03-06 | Pedersen Robert G II Director, Officer (Chief Executive Officer), 10% Owner | 5/A | Grant Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 7,442,576 owned after | $0.65 | 2008-03-25 |