YuMe Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 108 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-06: Reporting owner DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P.; Form 3; Security Series B Preferred Stock; Transaction Holding.
- 2013-08-06: Reporting owner DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P.; Form 3; Security Series C Preferred Stock; Transaction Holding.
- 2013-08-06: Reporting owner DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P.; Form 3; Security Series A-1 Preferred Stock; Transaction Holding.
- 2013-08-06: Reporting owner DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P.; Form 3; Security Series B Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DAG Ventures III - QP, L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DAG Ventures III - QP, L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DAG Ventures III, L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DAG Ventures III, L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DAG Ventures III, L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DAG Ventures GP Fund III, LLC | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By DAG Ventures GP Fund III, LLC | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DAG Ventures GP Fund III, LLC | Holding | no price filed | 2013-08-06 |