YuMe Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 108 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-12: Reporting owner VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD; Form 4; Security Series A-1 Preferred Stock; Transaction C Conversion of derivative security.
- 2013-08-12: Reporting owner VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD; Form 4; Security Series A-1 Preferred Stock; Transaction C Conversion of derivative security.
- 2013-08-12: Reporting owner VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD; Form 4; Security Series A-1 Preferred Stock; Transaction C Conversion of derivative security.
- 2013-08-12: Reporting owner VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-12 | VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,342,681 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −20,833 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −38,269 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −8,025 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −131 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −347,134 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −173,567 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | VK Services, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Seed Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Associates II, LLC | Khosla Ventures II, L.P. | Khosla Ventures Seed, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Side Fund, L.P. | KHOSLA VINOD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −690,328 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | Weiden David Director | 4 | Series A-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −65,115 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | Weiden David Director | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −223 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −104,075 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −13,235,185 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −2,983,305 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −3,179,267 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −4,846,670 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −11,087 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,409,994 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −317,823 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −338,698 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −516,333 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −9,838 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,251,032 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −281,991 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −300,514 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Accel Investors 2006 L.L.C. | ACCEL IX STRATEGIC PARTNERS LP | ACCEL IX LP 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −458,123 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | C Conversion of derivative security | −104,075 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | C Conversion of derivative security | −13,235,185 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | C Conversion of derivative security | −2,983,305 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | C Conversion of derivative security | −3,179,267 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | C Conversion of derivative security | −4,846,670 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | C Conversion of derivative security | −11,087 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | C Conversion of derivative security | −1,409,994 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | C Conversion of derivative security | −317,823 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | C Conversion of derivative security | −338,698 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | C Conversion of derivative security | −516,333 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | C Conversion of derivative security | −9,838 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | C Conversion of derivative security | −1,251,032 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | C Conversion of derivative security | −281,991 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | C Conversion of derivative security | −300,514 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | Li Ping Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | C Conversion of derivative security | −458,123 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | CAROLAN SHAWN T Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −14,547,726 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | CAROLAN SHAWN T Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −254,585 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | CAROLAN SHAWN T Director | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −123,656 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | SANKARAN AYYAPPAN Director, Officer (EVP, ENGINEERING & CTO) | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −959,684 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-12 | KADAMBI JAYANT Director, Officer (CHAIRMAN, PRESIDENT, & CEO) | 4 | Series A-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −200,000 0 owned after | no price filed | 2013-08-12 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · By DAG Ventures III - QP, L.P. | C Conversion of derivative security | −228,301 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By DAG Ventures III - QP, L.P. | C Conversion of derivative security | −8,337,837 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DAG Ventures III - QP, L.P. | C Conversion of derivative security | −6,339,991 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · By DAG Ventures III, L.P. | C Conversion of derivative security | −21,475 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By DAG Ventures III, L.P. | C Conversion of derivative security | −784,332 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DAG Ventures III, L.P. | C Conversion of derivative security | −596,377 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A-1 Preferred Stock Derivative · Indirect · By DAG Ventures GP Fund III, LLC | C Conversion of derivative security | −224 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By DAG Ventures GP Fund III, LLC | C Conversion of derivative security | −8,583 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-08 | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Goodrich R. Thomas | DAG Ventures Management III, LLC | DAG Ventures III, L.P. | Cadeddu John J. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DAG Ventures GP Fund III, LLC | C Conversion of derivative security | −6,324 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Accel Investors 2006 L.L.C. | ACCEL IX LP | ACCEL IX STRATEGIC PARTNERS LP 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Accel IX L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Accel IX Strategic Partners L.P. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series A-1 Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series A-2 Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Li Ping Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · By Accel Investors 2006 L.L.C. | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | CAROLAN SHAWN T Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | CAROLAN SHAWN T Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | CAROLAN SHAWN T Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | SANKARAN AYYAPPAN Director, Officer (EVP, ENGINEERING & CTO) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | KADAMBI JAYANT Director, Officer (CHAIRMAN, PRESIDENT, & CEO) | 3 | Series A-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | VK Services, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Seed Side Fund, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Associates, LLC | Khosla Ventures Seed, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | VK Services, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Seed Side Fund, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Associates, LLC | Khosla Ventures Seed, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | VK Services, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Seed Side Fund, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Associates, LLC | Khosla Ventures Seed, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | VK Services, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Seed Side Fund, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Associates, LLC | Khosla Ventures Seed, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | VK Services, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Seed Side Fund, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Associates, LLC | Khosla Ventures Seed, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | VK Services, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Seed Side Fund, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Associates, LLC | Khosla Ventures Seed, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | VK Services, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Seed Side Fund, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Associates, LLC | Khosla Ventures Seed, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | VK Services, LLC | KHOSLA VINOD | Khosla Ventures II, L.P. | Khosla Ventures Associates II, LLC | Khosla Ventures Seed Side Fund Associates, LLC | Khosla Ventures Associates III, LLC | Khosla Ventures Seed Side Fund, L.P. | Khosla Ventures III, L.P. | Khosla Ventures Seed Associates, LLC | Khosla Ventures Seed, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Weiden David Director | 3 | Series A-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | Weiden David Director | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2013-08-06 | ||
| 2013-08-06 holding as of filing | DAG Ventures Management III, LLC | Goodrich R. Thomas | DAG Ventures GP Fund III, LLC | DAG VENTURES III-QP LP | Cadeddu John J. | DAG Ventures III, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A-1 Preferred Stock Derivative · Indirect · By DAG Ventures III - QP, L.P. | Holding | no price filed | 2013-08-06 |