YAPPN CORP. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-31: Reporting owner Senties Luis Vazquez; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-15: Reporting owner Berry David M.; Form 3; Security COMMON STOCK PURCHASE WARRANTS; Transaction Holding.
- 2017-05-15: Reporting owner Berry David M.; Form 3; Security COMMON STOCK PURCHASE WARRANTS; Transaction Holding.
- 2017-04-28: Reporting owner Fleck David; Form 4; Security WARRANTS (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-31 | Senties Luis Vazquez Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,251,859 10,551,859 owned after | $0.01 exercise price | 2017-07-13 | |
| 2017-05-15 holding as of filing | Berry David M. Director | 3 | COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · (m) | Holding | $0.25 exercise price | 2017-05-15 | ||
| 2017-05-15 holding as of filing | Berry David M. Director | 3 | COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · (m) | Holding | $0.25 exercise price | 2017-05-15 | ||
| 2017-04-28 | Fleck David Director | 4 | WARRANTS (RIGHT TO BUY) Derivative · Indirect · CHANGE1 LTD. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +412,965 2,162,965 owned after | $0.01 exercise price | 2017-05-30 | |
| 2016-08-31 | Fleck David Director | 4 | WARRANTS (RIGHT TO BUY) Derivative · Indirect · CHANGE1 LTD. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 1,750,000 owned after | $0.25 exercise price | 2017-05-30 | |
| 2016-08-31 | Jespersen Clarence Kent Director | 4 | Warrants (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 1,500,000 owned after | $0.25 exercise price | 2016-10-17 | |
| 2016-08-31 | Stone Carrie Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 700,000 owned after | $0.25 exercise price | 2016-10-14 | |
| 2016-05-17 | Senties Luis Vazquez Director | 4 | WARRANT (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800,000 7,850,000 owned after | $0.25 exercise price | 2016-06-06 | |
| 2016-05-17 | Jespersen Clarence Kent Director | 4 | WARRANTS (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 500,000 owned after | $0.25 exercise price | 2016-06-01 | |
| 2015-12-30 | Senties Luis Vazquez Director | 4 | WARRANT (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 7,050,000 owned after | $0.01 exercise price | 2016-06-06 | |
| 2015-12-30 | Fleck David Director | 4 | WARRANT (RIGHT TO BUY) Derivative · Indirect · CHANGE 1 LTD. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 1,100,000 owned after | $0.01 exercise price | 2016-05-27 | |
| 2015-12-08 holding as of filing | Crook Tracie Jean Director | 3 | Common Stock Purchase Warrants Derivative · Direct | Holding | $1.00 exercise price | 2015-12-08 | ||
| 2015-12-02 holding as of filing | Senties Luis Vazquez Director | 3 | COMMON SHARE PURCHASE WARRANTS Derivative · Direct | Holding | $1.00 exercise price | 2015-12-02 | ||
| 2015-11-30 holding as of filing | Fleck David Director | 3 | 50,000 warrants Derivative · Indirect · Change1 Ltd. | Holding | $1.00 exercise price | 2015-11-30 | ||
| 2015-11-30 holding as of filing | Jespersen Clarence Kent Director | 3 | 100,000 Warrants Derivative · Direct | Holding | $1.00 exercise price | 2015-11-30 |