YAPPN CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-15: Reporting owner Berry David M.; Form 3; Security OPTIONS (RIGHT TO BUY); Transaction Holding.
- 2016-11-25: Reporting owner Karthaus Edward; Form 3; Security Stock Options (Right to Buy); Transaction Holding.
- 2016-08-25: Reporting owner Crook Tracie Jean; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-25: Reporting owner Jespersen Clarence Kent; Form 4; Security Options (Right To Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-15 holding as of filing | Berry David M. Director | 3 | OPTIONS (RIGHT TO BUY) Derivative · Direct · (m) | Holding | $0.25 exercise price | 2017-05-15 | ||
| 2016-11-25 holding as of filing | Karthaus Edward Director, Officer (CEO) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $0.25 exercise price | 2016-11-25 | ||
| 2016-08-25 | Crook Tracie Jean Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 500,000 owned after | $0.25 exercise price | 2016-10-19 | |
| 2016-08-25 | Jespersen Clarence Kent Director | 4 | Options (Right To Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 1,400,000 owned after | $0.25 exercise price | 2016-10-17 | |
| 2016-08-25 | Senties Luis Vazquez Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 8,300,000 owned after | $0.25 exercise price | 2016-10-14 | |
| 2016-08-25 | Stone Carrie Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.25 exercise price | 2016-10-14 | |
| 2016-08-25 | Fleck David Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 1,550,000 owned after | $0.25 exercise price | 2016-10-14 | |
| 2015-11-17 holding as of filing | Lucatch David Director, Officer (Head of Global Innovation) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 450,000 owned after | $1.00 exercise price | 2015-11-17 | |
| 2015-03-03 | Lucatch David Director, Officer (HEAD OF GLOBAL INNOVATION) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 4,500,000 owned after | $0.10 exercise price | 2015-11-17 | |
| 2015-03-03 | McCannell Craig Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,600,000 owned after | $0.10 exercise price | 2015-11-17 | |
| 2015-03-03 | PARSONS STEVEN WAYNE Other (Past Director) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 750,000 owned after | $0.10 exercise price | 2015-11-17 | |
| 2015-03-03 | Willer Herb Other (Past Director) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,000,000 owned after | $0.10 exercise price | 2015-11-17 | |
| 2015-03-03 | Stiles Neil Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 750,000 owned after | $0.10 exercise price | 2015-11-17 | |
| 2015-03-03 | Saltzman Marc Other (Past Director) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 750,000 owned after | $0.10 exercise price | 2015-11-17 | |
| 2015-03-03 | Bercovitch, David Corey Officer (Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Indirect · Seefootnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 1,900,000 owned after | $0.10 exercise price | 2015-11-17 | |
| 2014-10-21 holding as of filing | Bercovitch, David Corey Officer (Chief Operating Officer) | 3 | Stock Option (right to buy) Derivative · Indirect · See footnote | Holding | $0.10 exercise price | 2014-10-21 | ||
| 2014-08-14 | Lucatch David Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.10 exercise price | 2014-10-21 | |
| 2014-08-14 | Stiles Neil Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2014-10-21 | |
| 2014-08-14 | Saltzman Marc Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2014-10-21 | |
| 2014-08-14 | PARSONS STEVEN WAYNE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2014-10-21 | |
| 2014-08-14 | McCannell Craig Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $0.10 exercise price | 2014-10-21 | |
| 2014-08-14 | Willer Herb Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.10 exercise price | 2014-10-21 |