22nd Century Group, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2024-10-04: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2024-09-27; Total offering amount $1,200,000.
- 2024-04-19: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2024-04-08; Total offering amount $4,200,000.
- 2022-07-29: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-07-21; Total offering amount $35,000,009.
- 2012-11-15: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-11-09; Total offering amount $2,428,500.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2024-10-04 | Rule 506(b) | Equity; OptionToAcquire | 2024-09-27 | $1,200,000 | $1,200,000 | $0 | 7 |
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| 2024-04-19 | Rule 506(b) | Equity; OptionToAcquire | 2024-04-08 | $4,200,000 | $4,200,000 | $0 | 9 |
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| 2022-07-29 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-07-21 | $35,000,009 | $35,000,009 | $0 | 14 |
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| 2012-11-15 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-11-09 | $2,428,500 | $2,428,500 | $0 | 20 |
|---|
| 2012-08-24 | Rule 506 | Debt; SecurityToBeAcquired | 2012-08-09 | $530,000 | $530,000 | $0 | 4 |
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| 2012-05-30 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-05-15 | $2,734,167 | $2,734,167 | $0 | 19 |
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| 2011-12-28 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2011-12-14 | $2,012,500 | $1,926,250 | $86,250 | 24 |
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