XPLORE TECHNOLOGIES CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-23: Reporting owner Phoenix Enterprises Family Fund, LLC; Form 4; Security Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-11-05: Reporting owner Goren Andrea; Form 4; Security Warrants (Right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-11-05: Reporting owner SASSOWER PHILIP S; Form 4; Security Warrants(Right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2008-10-21: Reporting owner Goren Andrea; Form 4/A; Security Common Stock Warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-23 | Phoenix Enterprises Family Fund, LLC 10% Owner | 4 | Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,043,750 15,922,483 owned after | $0.04 | 2011-02-25 | |
| 2009-11-05 | Goren Andrea Director | 4 | Warrants (Right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 | $0.10 | 2009-11-13 | |
| 2009-11-05 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants(Right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000,000 10,000,000 owned after | $0.10 | 2009-11-13 | |
| 2008-10-21 | Goren Andrea Director | 4/A | Common Stock Warrants (right to buy) Derivative · Indirect · (see footnote) | P Open market or private purchase of non-derivative or derivative security | +8,333,333 8,333,333 owned after | $0.12 | 2008-10-27 | |
| 2008-10-21 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Indirect · (see footnote) | P Open market or private purchase of non-derivative or derivative security | +8,333,333 8,333,333 owned after | $0.12 | 2008-10-27 | |
| 2008-10-21 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Indirect · (see footnote) | P Open market or private purchase of non-derivative or derivative security | +6,979,167 15,312,500 owned after | $0.12 | 2008-10-27 | |
| 2008-09-05 | Phoenix Venture Fund LLC 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,703,704 3,703,704 owned after | $0.27 | 2008-09-15 | |
| 2008-09-05 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · see footnote | P Open market or private purchase of non-derivative or derivative security | +3,703,704 3,703,704 owned after | $0.27 | 2008-09-15 | |
| 2007-09-21 | Goren Andrea Director | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,660,000 1,660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | Goren Andrea Director | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +660,000 660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | Phoenix Venture Fund LLC 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,660,000 1,660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | SASSOWER PHILIP S Director, Officer (Chairman and Chief Executive), 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,660,000 1,660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | SASSOWER PHILIP S Director, Officer (Chairman and Chief Executive), 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +660,000 660,000 owned after | $0.50 | 2007-09-25 |