XPLORE TECHNOLOGIES CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-14: Reporting owner Goren Andrea; Form 4; Security Warrant Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-14: Reporting owner SASSOWER PHILIP S; Form 4; Security Warrant Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-23: Reporting owner Phoenix Enterprises Family Fund, LLC; Form 4; Security Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-02-23: Reporting owner Usher-Jones Brian; Form 4; Security Warrant (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-14 | Goren Andrea Director | 4 | Warrant Right to Buy Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 46,340,000 owned after | $0.00 | 2011-10-18 | |
| 2011-10-14 | SASSOWER PHILIP S Director, Officer (Chairman & CEO), 10% Owner | 4 | Warrant Right to Buy Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 67,476,250 owned after | $0.00 | 2011-10-18 | |
| 2011-02-23 | Phoenix Enterprises Family Fund, LLC 10% Owner | 4 | Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,043,750 15,922,483 owned after | $0.04 | 2011-02-25 | |
| 2011-02-23 | Usher-Jones Brian Director | 4 | Warrant (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,500,000 2,500,000 owned after | $0.04 | 2011-02-24 | |
| 2011-02-09 | Holleran Mark Officer (President and COO) | 4/A | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250,000 1,250,000 owned after | $0.04 | 2011-03-24 | |
| 2011-02-09 | Bell Bryan J Officer (Vice President Engineering) | 4/A | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.04 | 2011-03-24 | |
| 2011-02-09 | RAPISAND MICHAEL J Officer (CFO & Corporate Secretary) | 4/A | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.04 | 2011-03-24 | |
| 2010-12-16 | Phoenix Venture Fund LLC 10% Owner | 4 | Warrant (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,750,000 158,297,603 owned after | $0.04 | 2010-12-17 | |
| 2010-09-02 | Phoenix Venture Fund LLC 10% Owner | 4 | Warrant (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,571,429 65,480,816 owned after | $0.07 | 2010-09-13 | |
| 2010-08-18 | Phoenix Venture Fund LLC 10% Owner | 4 | Warrant (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,571,429 59,994,989 owned after | $0.07 | 2010-08-20 | |
| 2010-05-14 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants (Right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.11 | 2010-05-18 | |
| 2010-05-14 | Goren Andrea Director | 4 | Warrants (Right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.11 | 2010-05-18 | |
| 2009-11-05 | Goren Andrea Director | 4 | Warrants (Right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 | $0.10 | 2009-11-13 | |
| 2009-11-05 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants(Right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000,000 10,000,000 owned after | $0.10 | 2009-11-13 | |
| 2009-07-27 | Phoenix Enterprises Family Fund, LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +717,500 7,892,500 owned after | $0.10 | 2009-07-30 | |
| 2009-07-27 | Phoenix Venture Fund LLC 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +940,000 46,352,014 owned after | $0.10 | 2009-07-30 | |
| 2009-06-10 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants (Right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.15 | 2009-06-24 | |
| 2009-06-10 | Goren Andrea Director | 4 | Warrants (Right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.15 | 2009-06-24 | |
| 2009-05-29 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrant (Right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,000,000 12,135,973 owned after | $0.10 exercise price | 2009-06-02 | |
| 2008-10-21 | Goren Andrea Director | 4/A | Common Stock Warrants (right to buy) Derivative · Indirect · (see footnote) | P Open market or private purchase of non-derivative or derivative security | +8,333,333 8,333,333 owned after | $0.12 | 2008-10-27 | |
| 2008-10-21 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Indirect · (see footnote) | P Open market or private purchase of non-derivative or derivative security | +8,333,333 8,333,333 owned after | $0.12 | 2008-10-27 | |
| 2008-10-21 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Indirect · (see footnote) | P Open market or private purchase of non-derivative or derivative security | +6,979,167 15,312,500 owned after | $0.12 | 2008-10-27 | |
| 2008-09-05 | Phoenix Venture Fund LLC 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,703,704 3,703,704 owned after | $0.27 | 2008-09-15 | |
| 2008-09-05 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · see footnote | P Open market or private purchase of non-derivative or derivative security | +3,703,704 3,703,704 owned after | $0.27 | 2008-09-15 | |
| 2007-09-21 | Goren Andrea Director | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,660,000 1,660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | Goren Andrea Director | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +660,000 660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | Phoenix Venture Fund LLC 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,660,000 1,660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | SASSOWER PHILIP S Director, Officer (Chairman and Chief Executive), 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,660,000 1,660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | SASSOWER PHILIP S Director, Officer (Chairman and Chief Executive), 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +660,000 660,000 owned after | $0.50 | 2007-09-25 | |
| 2007-06-22 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $0.45 exercise price | 2007-06-22 | ||
| 2007-06-22 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $0.55 exercise price | 2007-06-22 | ||
| 2007-06-22 holding as of filing | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $0.45 exercise price | 2007-06-22 | ||
| 2007-06-22 holding as of filing | Goren Andrea Director | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $0.55 exercise price | 2007-06-22 | ||
| 2007-06-22 holding as of filing | Goren Andrea Director | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $0.45 exercise price | 2007-06-22 | ||
| 2007-06-22 holding as of filing | Phoenix Venture Fund LLC 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.55 exercise price | 2007-06-22 | ||
| 2007-06-22 holding as of filing | Phoenix Venture Fund LLC 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.45 exercise price | 2007-06-22 | ||
| 2007-06-22 holding as of filing | Philip S. Sassower 1996 Charitable Remainder Annuity Trust 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.45 exercise price | 2007-06-22 |