XPLORE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-12: Reporting owner Zimmerman Michael W; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2013-11-12: Reporting owner Denny Randy W; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2013-09-03: Reporting owner Linahan Steven C; Form 4; Security Option to Purchase Common Stock; Transaction E Expiration of short derivative position.
- 2013-07-10: Reporting owner Plas Jim S.; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-12 holding as of filing | Zimmerman Michael W Officer (Vice President Operations) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.66 exercise price | 2013-11-12 | ||
| 2013-11-12 holding as of filing | Denny Randy W Officer (Vice President Sales) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.66 exercise price | 2013-11-12 | ||
| 2013-09-03 | Linahan Steven C Officer (Vice President of Operations) | 4 | Option to Purchase Common Stock Derivative · Direct | E Expiration of short derivative position | −10,000 0 owned after | $23.60 | 2013-09-04 | |
| 2013-07-10 holding as of filing | Plas Jim S. Officer (Vice President Marketing) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.92 exercise price | 2013-07-10 | ||
| 2013-07-10 holding as of filing | Plas Jim S. Officer (Vice President Marketing) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2013-07-10 | ||
| 2013-07-08 | Bell Bryan J Officer (Vice President of Engineering) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,000 102,000 owned after | $5.00 | 2013-07-10 | |
| 2013-07-08 | RAPISAND MICHAEL J Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,000 124,500 owned after | $5.00 | 2013-07-10 | |
| 2013-07-08 | Holleran Mark Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 312,500 owned after | $5.00 | 2013-07-10 | |
| 2013-07-08 | MISEMER KENT ALLEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 31,250 owned after | $5.00 | 2013-07-10 | |
| 2013-07-08 | Irwin F. Ben Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 34,001 owned after | $5.00 | 2013-07-10 | |
| 2013-07-08 | LEONARDIS THOMAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 34,676 owned after | $5.00 | 2013-07-10 | |
| 2013-07-08 | Usher-Jones Brian Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 34,548 owned after | $5.00 | 2013-07-10 | |
| 2013-07-08 | Goren Andrea Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 34,676 owned after | $5.00 | 2013-07-10 | |
| 2013-07-08 | SASSOWER PHILIP S Director, Officer (Chairman & CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,000 90,676 owned after | $5.00 | 2013-07-10 |