XPLORE TECHNOLOGIES CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-23: Reporting owner Phoenix Enterprises Family Fund, LLC; Form 4; Security Series D Participating Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-12-31: Reporting owner SASSOWER PHILIP S; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-12-31: Reporting owner Goren Andrea; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-09-21: Reporting owner Goren Andrea; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-23 | Phoenix Enterprises Family Fund, LLC 10% Owner | 4 | Series D Participating Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,750 15,922,483 owned after | $1.00 | 2011-02-25 | |
| 2009-12-31 | SASSOWER PHILIP S Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $0.05 | 2010-01-05 | |
| 2009-12-31 | Goren Andrea Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.05 | 2010-01-05 | |
| 2007-09-21 | Goren Andrea Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +3,320,000 3,320,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | Phoenix Venture Fund LLC 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,320,000 3,320,000 owned after | $0.50 | 2007-09-25 | |
| 2007-09-21 | SASSOWER PHILIP S Director, Officer (Chairman and Chief Executive), 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +3,320,000 3,320,000 owned after | $0.50 | 2007-09-25 |