WILLIAMS CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows, 43 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-18: Reporting owner Hendrickson Kenneth Dean; Form 4; Security Common Stock - Restricted; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-18: Reporting owner Koenen Mark S; Form 4; Security Common Stock - Restricted; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-18: Reporting owner BUNDAY DENNIS E; Form 4; Security Common Stock - Restricted; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-18: Reporting owner CAVANAGH PATRICK W; Form 4; Security Common Stock - Restricted; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-18 | Hendrickson Kenneth Dean Officer (VP of Manufacturing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 8,904 owned after | $10.75 | 2012-09-21 | |
| 2012-09-18 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 20,160 owned after | $10.75 | 2012-09-21 | |
| 2012-09-18 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 37,046 owned after | $10.75 | 2012-09-21 | |
| 2012-09-18 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 89,934 owned after | $10.75 | 2012-09-21 | |
| 2012-05-07 | Hendrickson Kenneth Dean Officer (VP of Manufacturing) | 4 | Common Stock - Restricted Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −335 5,904 owned after | $10.92 | 2012-05-09 | |
| 2012-05-01 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +271 16,160 owned after | $11.07 | 2012-07-06 | |
| 2012-05-01 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +451 29,046 owned after | $11.07 | 2012-07-06 | |
| 2012-05-01 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,973 77,934 owned after | $11.07 | 2012-07-06 | |
| 2012-04-01 | Hendrickson Kenneth Dean Officer (VP of Manufacturing) | 4 | Common Stock - Restricted Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −198 8,706 owned after | $11.00 | 2012-12-07 | |
| 2012-03-10 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,335 87,599 owned after | $10.97 | 2012-12-07 | |
| 2012-02-27 | Hendrickson Kenneth Dean Officer (VP of Manufacturing) | 4 | Common Stock - Restricted Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −210 6,249 owned after | $10.93 | 2012-03-08 | |
| 2012-02-27 | Hendrickson Kenneth Dean Officer (VP of Manufacturing) | 4 | Common Stock - Restricted Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10 6,239 owned after | $10.94 | 2012-03-08 | |
| 2011-12-03 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −354 15,889 owned after | $11.08 | 2012-01-05 | |
| 2011-12-03 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −709 28,595 owned after | $11.08 | 2012-01-05 | |
| 2011-09-27 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 16,243 owned after | $10.70 | 2011-09-29 | |
| 2011-09-27 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 29,304 owned after | $10.70 | 2011-09-29 | |
| 2011-09-27 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 75,961 owned after | $10.70 | 2011-09-29 | |
| 2011-05-02 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +254 12,243 owned after | $11.77 | 2011-09-29 | |
| 2011-05-02 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +424 21,304 owned after | $11.77 | 2011-09-29 | |
| 2011-05-02 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,783 63,961 owned after | $11.77 | 2011-09-29 | |
| 2011-04-05 holding as of filing | Hendrickson Kenneth Dean Officer (VP of Manufacturing) | 3 | Common Stock - Restricted Non-derivative · Direct | Holding | 1,600 owned after | no price filed | 2011-04-05 | |
| 2011-03-10 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 62,178 owned after | $11.49 | 2011-03-11 | |
| 2010-12-03 | Thiel Scott Jeffery Officer (VP Engineering & Development) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $10.75 | 2010-12-08 | |
| 2010-12-03 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 11,989 owned after | $10.75 | 2010-12-08 | |
| 2010-12-03 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 20,880 owned after | $10.75 | 2010-12-08 | |
| 2010-05-03 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +560 12,880 owned after | $8.92 | 2010-05-10 | |
| 2010-05-03 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +336 7,989 owned after | $8.92 | 2010-05-10 | |
| 2010-05-03 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,196 37,178 owned after | $8.92 | 2010-05-10 | |
| 2009-05-01 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +979 12,320 owned after | $5.10 | 2009-11-20 | |
| 2009-05-01 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,839 34,982 owned after | $5.10 | 2009-11-20 | |
| 2009-02-24 holding as of filing | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | Holding | 11,341 owned after | no price filed | 2009-02-24 | |
| 2009-02-23 holding as of filing | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | Holding | 11,341 owned after | no price filed | 2009-02-23 | |
| 2009-02-23 holding as of filing | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | Holding | 31,143 owned after | no price filed | 2009-02-23 | |
| 2009-01-06 holding as of filing | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | Holding | 31,143 owned after | no price filed | 2009-01-06 | |
| 2008-05-01 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +224 7,066 owned after | $13.34 | 2008-05-05 | |
| 2008-05-01 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +374 11,341 owned after | $13.34 | 2008-05-05 | |
| 2008-05-01 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,364 31,143 owned after | $13.34 | 2008-05-05 | |
| 2007-05-14 | Koenen Mark S Officer (VP - Sales and Marketing) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +176 6,842 owned after | $16.98 | 2007-05-14 | |
| 2007-05-14 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +294 10,967 owned after | $16.98 | 2007-05-14 | |
| 2007-05-14 | CAVANAGH PATRICK W Director, Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +989 29,779 owned after | $16.98 | 2007-05-14 | |
| 2006-11-13 holding as of filing | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | Holding | 10,673 owned after | no price filed | 2006-11-13 | |
| 2006-05-04 | BUNDAY DENNIS E Officer (CFO, EVP, and Secretary) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +388 10,673 owned after | $12.86 | 2006-05-05 | |
| 2006-05-04 | CAVANAGH PATRICK W Officer (President and CEO) | 4 | Common Stock - Restricted Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,306 22,389 owned after | $12.86 | 2006-05-05 |