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WILLIAMS CONTROLS INC Forms 3, 4 and 5: Stock Options

WILLIAMS CONTROLS INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 93 rows, 93 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-08-31: Reporting owner Koenen Mark S; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2012-07-10: Reporting owner BUNDAY DENNIS E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2012-07-10: Reporting owner CAVANAGH PATRICK W; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2012-07-05: Reporting owner CAVANAGH PATRICK W; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-08-31Koenen Mark S
Officer (VP - Sales and Marketing)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,045
0 owned after
$3.96
exercise price
2012-12-07
2012-07-10BUNDAY DENNIS E
Officer (CFO, EVP, and Secretary)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
10,666 owned after
$3.96
exercise price
2012-07-11
2012-07-10CAVANAGH PATRICK W
Director, Officer (President and CEO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−31,000
100,666 owned after
$7.20
exercise price
2012-07-11
2012-07-05CAVANAGH PATRICK W
Director, Officer (President and CEO)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−35,000
131,666 owned after
$7.20
exercise price
2012-07-09
2012-07-03Koenen Mark S
Officer (VP - Sales and Marketing)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−9,621
7,045 owned after
$3.96
exercise price
2012-07-06
2012-07-03BUNDAY DENNIS E
Officer (CFO, EVP, and Secretary)
4Stock Option (Right to Buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−21,000
20,666 owned after
$3.96
exercise price
2012-07-06
2012-02-21HAILEY DOUGLAS
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
21,659 owned after
$11.10
exercise price
2012-02-22
2012-02-21GREENAWALT H SAMUEL
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
21,659 owned after
$11.10
exercise price
2012-02-22
2012-02-21Viola Donn J
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
17,993 owned after
$11.10
exercise price
2012-02-22
2012-02-21GOODSON R EUGENE
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
12,495 owned after
$11.10
exercise price
2012-02-22
2011-04-05
holding as of filing
Hendrickson Kenneth Dean
Officer (VP of Manufacturing)
3Stock Option (right to buy)
Derivative · Direct
Holding$18.05
exercise price
2011-04-05
2011-04-05
holding as of filing
Hendrickson Kenneth Dean
Officer (VP of Manufacturing)
3Stock Option (right to buy)
Derivative · Direct
Holding$13.57
exercise price
2011-04-05
2011-04-05
holding as of filing
Hendrickson Kenneth Dean
Officer (VP of Manufacturing)
3Stock Option (right to buy)
Derivative · Direct
Holding$8.54
exercise price
2011-04-05
2011-04-05
holding as of filing
Hendrickson Kenneth Dean
Officer (VP of Manufacturing)
3Stock Option (right to buy)
Derivative · Direct
Holding$9.10
exercise price
2011-04-05
2011-02-22Viola Donn J
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
16,327 owned after
$11.11
exercise price
2011-02-23
2011-02-22HAILEY DOUGLAS
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
19,993 owned after
$11.11
exercise price
2011-02-23
2011-02-22GREENAWALT H SAMUEL
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
19,993 owned after
$11.11
exercise price
2011-02-23
2011-02-22GOODSON R EUGENE
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
10,829 owned after
$11.11
exercise price
2011-02-23
2010-12-22Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−1,666
0 owned after
$8.222011-02-04
2010-12-22Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−1,200
0 owned after
$8.542011-02-04
2010-09-14Viola Donn J
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,333
14,661 owned after
$9.10
exercise price
2010-09-17
2010-09-14HAILEY DOUGLAS
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
18,327 owned after
$9.10
exercise price
2010-09-17
2010-09-14GREENAWALT H SAMUEL
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
19,993 owned after
$9.10
exercise price
2010-09-17
2010-09-14GOODSON R EUGENE
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+833
9,163 owned after
$9.10
exercise price
2010-09-17
2010-09-14Thiel Scott Jeffery
Officer (VP Engineering & Development)
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,017
55,183 owned after
$9.10
exercise price
2010-09-17
2010-09-14Hafner Gary A
Officer (VP of Global Manufacturing)
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,817
25,649 owned after
$9.10
exercise price
2010-09-17
2010-09-14Koenen Mark S
Officer (VP - Sales and Marketing)
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,683
84,515 owned after
$9.10
exercise price
2010-09-17
2010-09-14BUNDAY DENNIS E
Officer (CFO, EVP, and Secretary)
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,500
159,500 owned after
$9.10
exercise price
2010-09-17
2010-09-14CAVANAGH PATRICK W
Director, Officer (President and CEO)
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,267
255,933 owned after
$9.10
exercise price
2010-09-17
2010-08-31Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−5,333
0 owned after
$4.622011-02-04
2010-03-15CAVANAGH PATRICK W
Director, Officer (President and CEO)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+66,000
232,666 owned after
$7.95
exercise price
2010-03-16
2010-02-24Viola Donn J
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
13,328 owned after
$7.92
exercise price
2010-02-26
2010-02-24HAILEY DOUGLAS
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
16,661 owned after
$7.92
exercise price
2010-02-26
2010-02-24GREENAWALT H SAMUEL
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
18,327 owned after
$7.92
exercise price
2010-02-26
2010-02-24GOODSON R EUGENE
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
8,330 owned after
$7.92
exercise price
2010-02-26
2009-12-21Thiel Scott Jeffery
Officer (VP Engineering & Development)
4Stock Option (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,500
0 owned after
$4.682009-12-23
2009-10-30Thiel Scott Jeffery
Officer (VP Engineering & Development)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
52,666 owned after
$8.542009-11-03
2009-10-30Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,000
29,498 owned after
$8.542009-11-03
2009-10-30Koenen Mark S
Officer (VP - Sales and Marketing)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
76,832 owned after
$8.542009-11-03
2009-10-30BUNDAY DENNIS E
Officer (CFO, EVP, and Secretary)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,000
145,000 owned after
$8.542009-11-03
2009-02-24GREENAWALT H SAMUEL
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
18,327 owned after
$5.13
exercise price
2009-02-26
2009-02-24GOODSON R EUGENE
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
6,664 owned after
$5.13
exercise price
2009-02-26
2009-02-24Viola Donn J
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
11,662 owned after
$5.13
exercise price
2009-02-26
2009-02-24HAILEY DOUGLAS
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
14,995 owned after
$5.13
exercise price
2009-02-26
2009-01-28GOODSON R EUGENE
Director
4/AStock Option (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−41,666
4,998 owned after
$3.96
exercise price
2010-03-15
2009-01-28GOODSON R EUGENE
Director
4Stock Option (right to buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−41,666
4,998 owned after
$3.96
exercise price
2009-01-30
2008-09-25Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (Right to Buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
23,498 owned after
$13.172008-09-29
2008-09-25BUNDAY DENNIS E
Officer (CFO, EVP, and Secretary)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
115,000 owned after
$13.172008-09-29
2008-06-11Thiel Scott Jeffery
Officer (VP Engineering & Development)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
32,666 owned after
$13.572008-06-17
2008-06-11Koenen Mark S
Officer (VP - Sales and Marketing)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
61,832 owned after
$13.572008-06-17
2008-05-23Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (Right to Buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−5,334
5,333 owned after
$4.622008-05-28
2008-02-27GREENAWALT H SAMUEL
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
18,327 owned after
$15.25
exercise price
2008-03-20
2008-02-27GOODSON R EUGENE
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
46,664 owned after
$15.25
exercise price
2008-03-20
2008-02-27HAILEY DOUGLAS
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
13,329 owned after
$15.25
exercise price
2008-03-20
2008-02-27Viola Donn J
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
9,996 owned after
$15.25
exercise price
2008-03-20
2007-10-12Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (Right to Buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−5,333
10,667 owned after
$4.622008-05-28
2007-10-12Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (Right to Buy)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−6,000
0 owned after
$3.962008-05-28
2007-10-02
holding as of filing
Thiel Scott Jeffery
Officer (VP Engineering & Development)
3Stock Option (right to buy)
Derivative · Direct
Holding$4.68
exercise price
2007-10-02
2007-10-02
holding as of filing
Thiel Scott Jeffery
Officer (VP Engineering & Development)
3Stock Option (right to buy)
Derivative · Direct
Holding$8.22
exercise price
2007-10-02
2007-10-02
holding as of filing
Thiel Scott Jeffery
Officer (VP Engineering & Development)
3Stock Option (right to buy)
Derivative · Direct
Holding$14.04
exercise price
2007-10-02
2007-10-02
holding as of filing
Thiel Scott Jeffery
Officer (VP Engineering & Development)
3Stock Option (right to buy)
Derivative · Direct
Holding$14.03
exercise price
2007-10-02
2007-10-02
holding as of filing
Thiel Scott Jeffery
Officer (VP Engineering & Development)
3Stock Option (right to buy)
Derivative · Direct
Holding$17.69
exercise price
2007-10-02
2007-09-27Thiel Scott Jeffery
Officer (VP Engineering & Development)
4Employee Stock Options (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
22,666 owned after
$18.052007-10-02
2007-09-27CAVANAGH PATRICK W
Director, Officer (President and CEO)
4Employee Stock Option (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−166,666
0 owned after
$6.00
exercise price
2007-10-01
2007-09-27CAVANAGH PATRICK W
Director, Officer (President and CEO)
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+166,666
166,666 owned after
$7.20
exercise price
2007-10-01
2007-09-27BUNDAY DENNIS E
Officer (CFO, EVP, and Secretary)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
95,000 owned after
$18.052007-10-01
2007-02-28Koenen Mark S
Officer (VP - Sales and Marketing)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,000
53,165 owned after
$17.69
exercise price
2007-03-02
2007-02-28BUNDAY DENNIS E
Officer (CFO, EVP, and Secretary)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+25,000
80,000 owned after
$17.69
exercise price
2007-03-02
2007-02-28GREENAWALT H SAMUEL
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
16,661 owned after
$17.69
exercise price
2007-03-02
2007-02-28GOODSON R EUGENE
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
44,998 owned after
$17.69
exercise price
2007-03-02
2007-02-28HAILEY DOUGLAS
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
11,663 owned after
$17.69
exercise price
2007-03-02
2007-02-28Viola Donn J
Director
4Common Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,666
8,330 owned after
$17.69
exercise price
2007-03-02
2006-11-13
holding as of filing
Koenen Mark S
Officer (Vice President)
4Stock Option (right to buy)
Derivative · Direct
Holding
48,165 owned after
$14.03
exercise price
2006-11-13
2006-11-13
holding as of filing
Hafner Gary A
Officer (VP of Global Manufacturing)
4Stock Option (Right to Buy)
Derivative · Direct
Holding
30,165 owned after
$14.03
exercise price
2006-11-13
2006-11-13
holding as of filing
BUNDAY DENNIS E
Officer (CFO, EVP, and Secretary)
4Stock Option (right to buy)
Derivative · Direct
Holding
55,000 owned after
$14.03
exercise price
2006-11-13
2006-08-22
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
1,667 owned after
$7.20
exercise price
2006-08-22
2006-08-22
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
1,667 owned after
$4.50
exercise price
2006-08-22
2006-08-22
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
1,667 owned after
$3.96
exercise price
2006-08-22
2006-08-22
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
3,333 owned after
$3.96
exercise price
2006-08-22
2006-08-22
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
1,667 owned after
$12.24
exercise price
2006-08-22
2006-08-02
holding as of filing
Hafner Gary A
Officer (VP of Global Manufacturing)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$13.50
exercise price
2006-08-02
2006-08-02
holding as of filing
Hafner Gary A
Officer (VP of Global Manufacturing)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$3.96
exercise price
2006-08-02
2006-08-02
holding as of filing
Hafner Gary A
Officer (VP of Global Manufacturing)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$4.62
exercise price
2006-08-02
2006-08-02
holding as of filing
Hafner Gary A
Officer (VP of Global Manufacturing)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$8.22
exercise price
2006-08-02
2006-08-02
holding as of filing
Hafner Gary A
Officer (VP of Global Manufacturing)
3Stock Option (Right to Buy)
Derivative · Direct
Holding$14.04
exercise price
2006-08-02
2006-03-15
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
10,000 owned after
$1.20
exercise price
2006-03-15
2006-03-15
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
10,000 owned after
$0.75
exercise price
2006-03-15
2006-03-15
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
10,000 owned after
$0.66
exercise price
2006-03-15
2006-03-15
holding as of filing
HAILEY DOUGLAS
Director
4Options
Derivative · Direct
Holding
20,000 owned after
$0.66
exercise price
2006-03-15
2006-03-02HAILEY DOUGLAS
Director
4Options
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
10,000 owned after
$2.042006-03-15
2006-03-02GOODSON R EUGENE
Director
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
10,000 owned after
$2.04
exercise price
2006-03-15
2006-03-02GREENAWALT H SAMUEL
Director
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
120,000 owned after
$2.04
exercise price
2006-03-15
2006-03-02Viola Donn J
Director
4Employee Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
40,000 owned after
$2.04
exercise price
2006-03-15