W. R. GRACE & CO. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-11: Reporting owner FRANKEL ROGER LEE; Form 3; Security WARRANTS (Right to buy Common Stock); Transaction Holding.
- 2014-02-11: Reporting owner WRG Asbestos PI Trust; Form 3; Security Warrants (right to buy common stock); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-11 holding as of filing | FRANKEL ROGER LEE 10% Owner | 3 | WARRANTS (Right to buy Common Stock) Derivative · Indirect · See Footnote | Holding | $17.00 exercise price | 2014-02-11 | ||
| 2014-02-11 holding as of filing | WRG Asbestos PI Trust 10% Owner | 3 | Warrants (right to buy common stock) Derivative · Direct | Holding | $17.00 exercise price | 2014-02-11 |