W. R. GRACE & CO. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-30: Reporting owner La Force Andrew Hudson III; Form 4; Security Class A Common Stock par value $0.01; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-02-11: Reporting owner FRANKEL ROGER LEE; Form 3; Security No Securities Beneficially Owned; Transaction Holding.
- 2013-03-11: Reporting owner Shelnitz Mark A; Form 4; Security Employee Stock Opions (rights to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-18: Reporting owner NORRIS PAUL J; Form 4; Security Stock Appreciation Right; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-30 | La Force Andrew Hudson III Officer (Sr. VP and CFO) | 4 | Class A Common Stock par value $0.01 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,250 40,000 owned after | $27.75 exercise price | 2014-10-31 | |
| 2014-02-11 holding as of filing | FRANKEL ROGER LEE 10% Owner | 3 | No Securities Beneficially Owned Non-derivative · Indirect · See Footnote | Holding | 0 owned after | no price filed | 2014-02-11 | |
| 2013-03-11 | Shelnitz Mark A Officer (VP, GC and Secretary) | 4 | Employee Stock Opions (rights to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,855 15,855 owned after | $19.71 exercise price | 2013-03-12 | |
| 2007-12-18 | NORRIS PAUL J Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,026 0 owned after | $10.25 exercise price | 2007-12-19 | |
| 2007-12-17 | NORRIS PAUL J Director | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 39,026 owned after | $10.25 exercise price | 2007-12-19 |