VOXX INTERNATIONAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-16: Reporting owner Kelley David P; Form 4/A; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-16: Reporting owner KLIPSCH FRED S; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-16: Reporting owner JOHNSON CHRIS LIS; Form 4/A; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-16: Reporting owner MADDIA RICHARD A; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-16 | Kelley David P Officer (Pres of Global Sales for KGI) | 4/A | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $7.76 exercise price | 2014-11-14 | |
| 2014-10-16 | KLIPSCH FRED S Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | JOHNSON CHRIS LIS Officer (Secretary) | 4/A | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | MADDIA RICHARD A Officer (Vice President, MIS) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | Klipsch Michael F Officer (Pres Global Operations Klipsch) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | Kelley David P Officer (Pres Global Sales / Klipsch) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | KREUCH PAUL C JR Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | Shalam Ari Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | LESSER PETER A Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | Glasgow Stan Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-10-16 | JOHNSON CHRIS LIS Officer (Secretary) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.76 exercise price | 2014-10-22 | |
| 2014-02-18 | Kelley David P Officer (Pres of Global Ops for Klipsch) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $7.75 exercise price | 2014-02-20 | |
| 2014-02-18 | Kelley David P Officer (Pres of Global Ops for Klipsch) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $6.79 exercise price | 2014-02-20 | |
| 2014-01-08 | Shelton Loriann Officer (Senior Vice President and CAO) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,333 908 owned after | $6.79 exercise price | 2014-01-09 | |
| 2014-01-08 | LAVELLE PATRICK M Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,303 14,796 owned after | $6.79 exercise price | 2014-01-09 | |
| 2014-01-08 | MADDIA RICHARD A Officer (Vice President of MIS) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,450 0 owned after | $6.79 exercise price | 2014-01-09 | |
| 2014-01-07 | Shelton Loriann Officer (Senior Vice President and CAO) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,659 6,241 owned after | $6.79 exercise price | 2014-01-09 | |
| 2014-01-07 | LAVELLE PATRICK M Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,401 20,099 owned after | $6.79 exercise price | 2014-01-09 | |
| 2014-01-07 | MADDIA RICHARD A Officer (Vice President of MIS) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,550 3,450 owned after | $6.79 exercise price | 2014-01-09 | |
| 2014-01-02 | Geise David Officer (Senior Vice President) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $6.79 exercise price | 2014-01-06 |