VOXX INTERNATIONAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-17: Reporting owner SHALAM JOHN J; Form 4; Security Option (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-06-16: Reporting owner Shalam Ari; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-16: Reporting owner SHALAM JOHN J; Form 4; Security Option (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-06-15: Reporting owner SHALAM JOHN J; Form 4; Security Option (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-17 | SHALAM JOHN J Director, 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,778 0 owned after | $6.79 exercise price | 2015-06-18 | |
| 2015-06-16 | Shalam Ari Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $6.79 exercise price | 2015-06-18 | |
| 2015-06-16 | SHALAM JOHN J Director, 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,922 4,778 owned after | $6.79 exercise price | 2015-06-17 | |
| 2015-06-15 | SHALAM JOHN J Director, 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −9,300 15,700 owned after | $6.79 exercise price | 2015-06-17 | |
| 2015-05-01 | Jacobs Paul Officer (President & CEO for KGI) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $6.79 exercise price | 2015-05-05 | |
| 2015-04-01 | Klipsch Michael F Officer (Pres. Global Ops KGI) | 4/A | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $6.79 exercise price | 2015-06-02 | |
| 2015-04-01 | Klipsch Michael F Officer (Pres of Global Operations) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $6.79 exercise price | 2015-04-02 | |
| 2015-03-23 | LAVELLE PATRICK M Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,796 0 owned after | $6.79 exercise price | 2015-03-25 | |
| 2015-03-23 | Shelton Loriann Officer (Senior Vice President and CAO) | 4 | Option (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −908 0 owned after | $6.79 exercise price | 2015-03-25 |