VIACOM INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-12: Reporting owner SCHWARTZ WILLIAM; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-12: Reporting owner ABRAMS GEORGE S; Form 4; Security Director Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-06: Reporting owner FRICKLAS MICHAEL D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-06: Reporting owner Davis Wade; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | SCHWARTZ WILLIAM Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,378 0 owned after | $48.63 exercise price | 2012-12-14 | |
| 2012-12-12 | ABRAMS GEORGE S Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,378 0 owned after | $48.63 exercise price | 2012-12-14 | |
| 2012-12-06 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,590 0 owned after | $35.26 exercise price | 2012-12-07 | |
| 2012-12-06 holding as of filing | Davis Wade Officer (EVP, CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $35.26 exercise price | 2012-12-06 | ||
| 2012-12-06 holding as of filing | Davis Wade Officer (EVP, CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $22.70 exercise price | 2012-12-06 | ||
| 2012-12-06 holding as of filing | Davis Wade Officer (EVP, CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $32.55 exercise price | 2012-12-06 | ||
| 2012-12-06 holding as of filing | Davis Wade Officer (EVP, CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $49.95 exercise price | 2012-12-06 | ||
| 2012-12-06 holding as of filing | Davis Wade Officer (EVP, CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $47.21 exercise price | 2012-12-06 | ||
| 2012-12-05 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 66,590 owned after | $35.26 exercise price | 2012-12-07 | |
| 2012-11-28 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,844 91,590 owned after | $35.26 exercise price | 2012-11-30 | |
| 2012-11-23 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,702 22,901 owned after | $22.70 exercise price | 2012-11-27 | |
| 2012-11-20 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 66,603 owned after | $22.70 exercise price | 2012-11-23 | |
| 2012-10-10 holding as of filing | Mills Scott Officer (EVP, HR & Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $50.95 exercise price | 2012-10-10 | ||
| 2012-10-10 holding as of filing | Mills Scott Officer (EVP, HR & Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $36.78 exercise price | 2012-10-10 | ||
| 2012-10-10 holding as of filing | Mills Scott Officer (EVP, HR & Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $43.86 exercise price | 2012-10-10 | ||
| 2012-10-10 holding as of filing | Mills Scott Officer (EVP, HR & Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $35.26 exercise price | 2012-10-10 | ||
| 2012-10-10 holding as of filing | Mills Scott Officer (EVP, HR & Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $22.70 exercise price | 2012-10-10 | ||
| 2012-10-10 holding as of filing | Mills Scott Officer (EVP, HR & Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $32.55 exercise price | 2012-10-10 | ||
| 2012-10-10 holding as of filing | Mills Scott Officer (EVP, HR & Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $49.95 exercise price | 2012-10-10 | ||
| 2012-10-10 holding as of filing | Mills Scott Officer (EVP, HR & Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $47.21 exercise price | 2012-10-10 | ||
| 2012-09-19 | SALERNO FREDERIC V Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,378 0 owned after | $48.63 exercise price | 2012-09-21 | |
| 2012-09-18 | FOLTA CARL D Officer (EVP, Corporate Communications) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,544 0 owned after | $49.61 exercise price | 2012-09-20 | |
| 2012-09-13 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −99,100 0 owned after | $49.61 exercise price | 2012-09-17 | |
| 2012-08-21 | DAUMAN PHILIPPE P Director, Officer (President and CEO) | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,465 0 owned after | $48.63 exercise price | 2012-08-23 | |
| 2012-08-21 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,428 owned after | $35.26 exercise price | 2012-08-23 | |
| 2012-08-21 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,110 12,220 owned after | $32.55 exercise price | 2012-08-23 | |
| 2012-08-21 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,580 4,581 owned after | $22.70 exercise price | 2012-08-23 | |
| 2012-08-09 | FOLTA CARL D Officer (EVP, Corporate Communications) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,191 0 owned after | $47.15 exercise price | 2012-08-13 | |
| 2012-08-09 | FOLTA CARL D Officer (EVP, Corporate Communications) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,015 13,359 owned after | $22.70 exercise price | 2012-08-13 | |
| 2012-08-08 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,873 0 owned after | $36.78 exercise price | 2012-08-09 | |
| 2012-08-07 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,640 0 owned after | $47.15 exercise price | 2012-08-09 | |
| 2012-08-07 | SALERNO FREDERIC V Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 0 owned after | $38.70 exercise price | 2012-08-09 | |
| 2012-08-07 | SALERNO FREDERIC V Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 0 owned after | $14.75 exercise price | 2012-08-09 | |
| 2012-08-07 | SALERNO FREDERIC V Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,114 1,057 owned after | $29.14 exercise price | 2012-08-09 | |
| 2012-05-23 | White Denise Officer (EVP, HR & Administration) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,621 31,621 owned after | $47.21 exercise price | 2012-05-25 | |
| 2012-05-23 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,668 27,668 owned after | $47.21 exercise price | 2012-05-25 | |
| 2012-05-23 | Gill Charest Katherine Officer (SVP, Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,340 11,340 owned after | $47.21 exercise price | 2012-05-25 | |
| 2012-05-23 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,577 118,577 owned after | $47.21 exercise price | 2012-05-25 | |
| 2012-05-23 | FOLTA CARL D Officer (EVP, Corporate Communications) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,668 27,668 owned after | $47.21 exercise price | 2012-05-25 | |
| 2012-05-23 | DOOLEY THOMAS E Director, Officer (SEVP, COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +474,308 474,308 owned after | $47.21 exercise price | 2012-05-25 | |
| 2012-05-23 | DAUMAN PHILIPPE P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +592,885 592,885 owned after | $47.21 exercise price | 2012-05-25 | |
| 2012-05-23 | BARGE JAMES W Officer (EVP, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,621 31,621 owned after | $47.21 exercise price | 2012-05-25 | |
| 2012-02-13 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,861 3,721 owned after | $41.55 exercise price | 2012-02-15 | |
| 2012-02-08 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 10,451 owned after | $43.86 exercise price | 2012-02-10 | |
| 2012-02-08 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,580 9,161 owned after | $22.70 exercise price | 2012-02-10 | |
| 2012-02-03 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,057 0 owned after | $14.75 exercise price | 2012-02-07 | |
| 2012-02-03 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,057 1,057 owned after | $29.14 exercise price | 2012-02-07 | |
| 2012-01-31 | SCHWARTZ WILLIAM Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,940 4,940 owned after | $47.04 exercise price | 2012-02-02 | |
| 2012-01-31 | SALERNO FREDERIC V Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,940 4,940 owned after | $47.04 exercise price | 2012-02-02 | |
| 2012-01-31 | REDSTONE SHARI Director, Officer (Vice Chair of the Board) | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,940 4,940 owned after | $47.04 exercise price | 2012-02-02 | |
| 2012-01-31 | PHILLIPS JR CHARLES E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,940 4,940 owned after | $47.04 exercise price | 2012-02-02 | |
| 2012-01-31 | MCGARVIE BLYTHE J Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,940 4,940 owned after | $47.04 exercise price | 2012-02-02 | |
| 2012-01-31 | Kraft Robert K Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,940 4,940 owned after | $47.04 exercise price | 2012-02-02 | |
| 2012-01-31 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,940 4,940 owned after | $47.04 exercise price | 2012-02-02 | |
| 2012-01-31 | ABRAMS GEORGE S Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,940 4,940 owned after | $47.04 exercise price | 2012-02-02 |