VIACOM INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-25: Reporting owner Lea DeDe; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-25: Reporting owner Lea DeDe; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-25: Reporting owner Lea DeDe; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-25: Reporting owner White Denise; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-25 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,063 0 owned after | $36.78 exercise price | 2011-08-26 | |
| 2011-08-25 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,284 6,428 owned after | $35.26 exercise price | 2011-08-26 | |
| 2011-08-25 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,110 18,330 owned after | $32.55 exercise price | 2011-08-26 | |
| 2011-05-25 | White Denise Officer (EVP, HR & Administration) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,972 27,972 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-25 | REDSTONE SUMNER M Director, Officer (Chairman of the Board), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262,238 262,238 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-25 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,476 24,476 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-25 | Gill Charest Katherine Officer (SVP, Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,741 8,741 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-25 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,895 104,895 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-25 | FOLTA CARL D Officer (EVP, Corporate Communications) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,476 24,476 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-25 | DOOLEY THOMAS E Director, Officer (SEVP, COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +419,580 419,580 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-25 | DAUMAN PHILIPPE P Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +524,476 524,476 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-25 | BARGE JAMES W Officer (EVP, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,972 27,972 owned after | $49.95 exercise price | 2011-05-27 | |
| 2011-05-19 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 39,873 owned after | $36.78 exercise price | 2011-05-20 | |
| 2011-05-18 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 64,873 owned after | $36.78 exercise price | 2011-05-20 | |
| 2011-05-13 | FOLTA CARL D Officer (EVP, Corporate Communications) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,152 0 owned after | $36.78 exercise price | 2011-05-17 | |
| 2011-05-13 | FOLTA CARL D Officer (EVP, Corporate Communications) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,498 7,167 owned after | $43.86 exercise price | 2011-05-17 | |
| 2011-05-13 | FOLTA CARL D Officer (EVP, Corporate Communications) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,217 15,217 owned after | $35.26 exercise price | 2011-05-17 | |
| 2011-05-10 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 114,873 owned after | $36.78 exercise price | 2011-05-11 | |
| 2011-05-09 | FRICKLAS MICHAEL D Officer (EVP, General Counsel and Secy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 139,873 owned after | $36.78 exercise price | 2011-05-11 | |
| 2011-04-29 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 0 owned after | $40.67 exercise price | 2011-05-03 | |
| 2011-04-29 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 0 owned after | $41.48 exercise price | 2011-05-03 | |
| 2011-02-10 | Lea DeDe Officer (EVP, Government Relations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,580 13,741 owned after | $22.70 exercise price | 2011-02-14 | |
| 2011-02-04 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 0 owned after | $38.70 exercise price | 2011-02-08 | |
| 2011-02-04 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,057 1,057 owned after | $14.75 exercise price | 2011-02-08 | |
| 2011-02-04 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,057 2,114 owned after | $29.14 exercise price | 2011-02-08 | |
| 2011-01-31 | SCHWARTZ WILLIAM Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,582 5,582 owned after | $41.55 exercise price | 2011-02-02 | |
| 2011-01-31 | SALERNO FREDERIC V Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,582 5,582 owned after | $41.55 exercise price | 2011-02-02 | |
| 2011-01-31 | REDSTONE SHARI Director, Officer (Vice Chair of the Board) | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,582 5,582 owned after | $41.55 exercise price | 2011-02-02 | |
| 2011-01-31 | PHILLIPS JR CHARLES E Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,582 5,582 owned after | $41.55 exercise price | 2011-02-02 | |
| 2011-01-31 | MCGARVIE BLYTHE J Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,582 5,582 owned after | $41.55 exercise price | 2011-02-02 | |
| 2011-01-31 | Kraft Robert K Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,582 5,582 owned after | $41.55 exercise price | 2011-02-02 | |
| 2011-01-31 | GREENBERG ALAN C Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,582 5,582 owned after | $41.55 exercise price | 2011-02-02 | |
| 2011-01-31 | ABRAMS GEORGE S Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,582 5,582 owned after | $41.55 exercise price | 2011-02-02 |