Via Renewables, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-03-18: Reporting owner Maxwell W Keith III | TxEx Energy Investments, LLC | Retailco, LLC; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-03-18: Reporting owner Maxwell W Keith III | TxEx Energy Investments, LLC | Retailco, LLC; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-03-13: Reporting owner Retailco, LLC | Maxwell W Keith III | TxEx Energy Investments, LLC; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-05-17: Reporting owner Maxwell W Keith III; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-03-18 | Maxwell W Keith III | TxEx Energy Investments, LLC | Retailco, LLC Director, Officer (Interim CEO), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 6,000 owned after | $14.01 | 2020-03-19 | |
| 2020-03-18 | Maxwell W Keith III | TxEx Energy Investments, LLC | Retailco, LLC Director, Officer (Interim CEO), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 7,000 owned after | $11.00 | 2020-03-19 | |
| 2020-03-13 | Retailco, LLC | Maxwell W Keith III | TxEx Energy Investments, LLC 10% Owner | Director, Officer (Interim CEO), 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 5,000 owned after | $20.00 | 2020-03-16 | |
| 2019-05-17 | Maxwell W Keith III Director, 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $24.66 | 2019-05-21 | |
| 2018-12-20 | Kroeker Nathan Director, Officer (President & CEO) | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 5,775 owned after | $17.98 | 2018-12-20 | |
| 2018-12-18 | Kroeker Nathan Director, Officer (President & CEO) | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 4,775 owned after | $18.54 | 2018-12-18 | |
| 2017-08-11 | Kroeker Nathan Director, Officer (President & CEO) | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,775 3,775 owned after | $26.30 | 2017-08-11 | |
| 2017-08-10 | Kroeker Nathan Director, Officer (President & CEO) | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 2,000 owned after | $26.30 | 2017-08-11 | |
| 2017-08-09 | Kroeker Nathan Director, Officer (President & CEO) | 4 | Series A Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $26.41 | 2017-08-11 |