Via Renewables, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-03-15: Reporting owner Konikowski Paul; Form 4; Security Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-12-15: Reporting owner Konikowski Paul; Form 4; Security Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-11-08: Reporting owner Konikowski Paul; Form 4; Security Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-09-13: Reporting owner Kroeker Nathan; Form 4; Security Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-03-15 | Konikowski Paul Officer (Chief Operating Officer) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +168 10,328 owned after | $11.01 | 2022-03-17 | |
| 2021-12-15 | Konikowski Paul Officer (Chief Operating Officer) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160 10,160 owned after | $11.19 | 2021-12-15 | |
| 2021-11-08 | Konikowski Paul Officer (Chief Operating Officer) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2021-11-17 | |
| 2018-09-13 | Kroeker Nathan Director, Officer (President & CEO) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,809 284,641 owned after | $8.70 | 2018-09-17 | |
| 2018-09-13 | Melman Gil Officer (Vice President General Counsel) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,704 132,523 owned after | $8.70 | 2018-09-17 | |
| 2018-09-13 | Garrett Jason K. Officer (Executive VP, Retail) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,093 151,555 owned after | $8.70 | 2018-09-17 | |
| 2015-12-14 | Hodges Georganne Officer (Vice President & CFO) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +623 31,638 owned after | $18.06 | 2015-12-15 | |
| 2015-09-14 | Hodges Georganne Officer (Executive Vice President) | 4 | Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +709 31,015 owned after | $15.50 | 2015-09-15 |