Versum Materials, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-02: Reporting owner White John Jeffrey; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-02: Reporting owner Shober Edward C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-02: Reporting owner Bitto George G; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-02: Reporting owner Langan John G; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-02 | White John Jeffrey Officer (SVP, Delivery Sys and Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −571 0 owned after | $0.00 | 2017-12-05 | |
| 2017-12-02 | Shober Edward C Officer (SVP, Materials) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,262 0 owned after | $0.00 | 2017-12-05 | |
| 2017-12-02 | Bitto George G Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,852 0 owned after | $0.00 | 2017-12-05 | |
| 2017-12-02 | Langan John G Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −891 0 owned after | $0.00 | 2017-12-05 | |
| 2017-12-02 | Loughlin Patrick F Officer (SVP, Ops and Supply Chain) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,324 0 owned after | $0.00 | 2017-12-05 | |
| 2017-11-27 | Loughlin Patrick F Officer (SVP, Ops and Supply Chain) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 4,118 owned after | $0.00 | 2017-11-28 | |
| 2017-11-27 | Bitto George G Officer (SVP and CFO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 10,478 owned after | $0.00 | 2017-11-28 | |
| 2017-11-27 | White John Jeffrey Officer (SVP, Delivery Sys and Services) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 4,118 owned after | $0.00 | 2017-11-28 | |
| 2017-11-27 | Valente Michael W Officer (SVP, Law and HR, GC, Secretary) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 7,683 owned after | $0.00 | 2017-11-28 | |
| 2017-11-27 | Shober Edward C Officer (SVP, Materials) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 4,118 owned after | $0.00 | 2017-11-28 | |
| 2017-11-27 | Langan John G Officer (SVP, Chief Technology Officer) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 4,118 owned after | $0.00 | 2017-11-28 | |
| 2017-11-27 | NOVO GUILLERMO Director, Officer (President and CEO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41 32,119 owned after | $0.00 | 2017-11-28 | |
| 2017-11-27 | Feather-Bowman Jessica D Officer (Controller and PAO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 1,647 owned after | $0.00 | 2017-11-28 | |
| 2017-11-21 | White John Jeffrey Officer (SVP, Delivery Sys and Services) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,357 3,357 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | Bitto George G Officer (SVP and CFO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,405 8,405 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | Valente Michael W Officer (SVP, Law and HR, GC, Secretary) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,036 5,036 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | Feather-Bowman Jessica D Officer (Controller and PAO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +966 966 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | NOVO GUILLERMO Director, Officer (President and CEO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,966 20,966 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | Langan John G Officer (SVP, Chief Technology Officer) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,357 3,357 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | Loughlin Patrick F Officer (SVP, Ops and Supply Chain) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,357 3,357 owned after | $0.00 | 2017-11-24 | |
| 2017-11-21 | Shober Edward C Officer (SVP, Materials) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,036 5,036 owned after | $0.00 | 2017-11-24 | |
| 2017-08-21 | Loughlin Patrick F Officer (SVP, Ops and Supply Chain) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 4,113 owned after | $0.00 | 2017-08-21 | |
| 2017-08-21 | Langan John G Officer (Chief Technology Officer) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 4,113 owned after | $0.00 | 2017-08-21 | |
| 2017-08-21 | White John Jeffrey Officer (VP, Delivery Sys and Services) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 4,113 owned after | $0.00 | 2017-08-21 | |
| 2017-08-21 | Feather-Bowman Jessica D Officer (Controller and PAO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 1,645 owned after | $0.00 | 2017-08-21 | |
| 2017-08-21 | Valente Michael W Officer (SVP, Law and HR, GC, Secretary) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 7,673 owned after | $0.00 | 2017-08-21 | |
| 2017-08-21 | Shober Edward C Officer (VP, Materials) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 4,113 owned after | $0.00 | 2017-08-21 | |
| 2017-08-21 | Bitto George G Officer (SVP and CFO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 10,465 owned after | $0.00 | 2017-08-21 | |
| 2017-08-21 | NOVO GUILLERMO Director, Officer (President and CEO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44 32,078 owned after | $0.00 | 2017-08-21 | |
| 2017-04-19 | Langan John G Officer (Chief Technology Officer) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 4,107 owned after | $0.00 | 2017-04-21 | |
| 2017-04-19 | Feather-Bowman Jessica D Officer (Controller and PAO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 1,643 owned after | $0.00 | 2017-04-21 | |
| 2017-04-19 | Valente Michael W Officer (SVP, Law and HR, GC, Secretary) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 7,663 owned after | $0.00 | 2017-04-21 | |
| 2017-04-19 | Bitto George G Officer (SVP and CFO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 10,450 owned after | $0.00 | 2017-04-21 | |
| 2017-04-19 | White John Jeffrey Officer (VP, Delivery Sys and Services) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 4,107 owned after | $0.00 | 2017-04-21 | |
| 2017-04-19 | NOVO GUILLERMO Director, Officer (President and CEO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53 32,034 owned after | $0.00 | 2017-04-21 | |
| 2017-04-19 | Shober Edward C Officer (VP, Materials) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 4,107 owned after | $0.00 | 2017-04-21 | |
| 2017-04-19 | Loughlin Patrick F Officer (SVP, Ops and Supply Chain) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 4,107 owned after | $0.00 | 2017-04-21 | |
| 2017-02-01 | Bitto George G Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,271 0 owned after | $0.00 | 2017-02-03 |